Senior Regulatory Policy Consultant

4 days ago


London, United Kingdom Ocorian group Full time

Full-time
Ocorian is a global leader in corporate and fiduciary services, fund administration and capital markets. Wherever our clients hold financial interests, or however they are structured, we provide compliant, tailored solutions that are individual to their needs.
We manage over 15,000 structures for 6000+ clients with a global footprint operating from 20+ locations, delivering administration and compliance services for funds, corporate, capital markets and private clients.
Bovill Newgate is a specialist financial services regulatory consultancy with a global offering across the UK, the Channel Islands, Singapore, Hong Kong, Mauritius and the Americas. We help our clients meet complex and evolving regulatory obligations, providing certainty and peace of mind. We work with firms of every size across the financial services sector, supporting clients managing regulatory change and dealing with regulatory scrutiny.
The Capital Markets team gives specialist advice on detailed regulatory requirements through to delivering complex regulatory implementation projects. The team also participates in marketing and business development, technical research and producing technical materials.
Our clients range from Regulated Markets, CCPs, CSDs, MTF/OTFs, Investment Banks to specialist Brokers and Crypto traders. We help our clients deal with the challenge of market focussed regulation, including EMIR, MiFID II, Benchmarks and MAR, and with other complex rules like those in the Client Asset and Prudential spheres.
Provide high quality advice and support to clients on a range of regulatory compliance matters. conducting regulatory reviews
delivering training sessions and workshops for compliance staff and senior management
drafting policies and procedures
responding to ad-hoc and routine regulatory queries
Manage projects, often with multiple workstreams. This includes project planning, budgeting, scheduling, resource management and project close-down.
dealing with any complaints quickly and effectively
Actively partner with global sector teams to support and deliver on shared projects and responsibilities, where required.
Adhere to the firm’s Quality Assurance Framework prior to submission to the client.
Represent the firm at industry events, promoting the Bovill brand.
Participate in internal events and training sessions such as client briefings and roundtable events.
Assist the team with marketing and business development activities.
Technical Qualities:
Demonstrate deep understanding of both the business issues in this sector across a range of asset classes, as well as the key regulatory challenges faced e.g., Significant compliance-related experience gained at a financial institution, legal practice, consultancy and/or the regulator.
Experience translating regulatory rules and guidance into meaningful, fit-for-purpose and pragmatic solutions.
Ability to confidently interact with Board and Executive level clients.
Ability to prioritise multiple projects and engagements whilst meeting tight deadlines.
Commercial acumen, with the ability to spot new opportunities and develop them.
We are AGILE – We act on our initiative to get things done for our clients. We are ETHICAL – We behave with integrity at all times and assume positive intent, building trust through responsible actions and honest relationships.
All applicants will be considered for employment without attention to age, ethnicity, religion, sex, sexual orientation, gender identity, family or parental status, national origin, or veteran, neurodiversity or disability status.
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