Senior Independent Financial Adviser
3 weeks ago
Remote Part Time UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required Exclusive: Remote Part Time UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required
80K - £100K (pro rata) + Bonus & Benefits Remote (Southern England)
We have been appointed by our Client, a Global Wealth Manager, who are looking to hire a UK Head of Compliance & MLRO holding SMF16/17 to oversee their small UK branch business. Perform the SMF16 role of the business including remaining current with all relevant regulatory changes that impact the business and ensuring the business and senior management remain abreast of their obligations.
Provide support, guidance and advice to the Board, Managers and colleagues to support and facilitate a strong compliance framework and culture, ensuring open and effective communication and resolution of compliance issues.
Review existing policies and procedures for effectiveness
As the MLRO, oversee the company’s anti-money laundering activities, policies and procedures.
Ensure ongoing monitoring and review of controls and key processes are in place throughout the business.
Primary point of contact for the FCA, external regulatory and legal advisors.
The successful candidate must have gained senior Compliance & some Financial Crime experience from an IFA or Wealth Management firm and may previously held SMF 16 & 17 (or CF10 or 11) or else be looking to hold these for the first time. NB The role is for between two and three days a week (hence salary will be pro rata to such) but as the UK business is small & non contentious, this can be fitted around other personal & work commitments. Whilst mainly remote with regular Teams meetings, you may be required to attend their City of London offices once a month for in person meetings (although can choose to be based there more often if desired) hence it is likely you are based within Southern England (or Midlands/East Anglia)
Ethical, Expert & Professional Recruitment by former Compliance Officers, specialising in AML & Financial Crime (including Anti Bribery & Corruption, ...
More Jobs From Compliance Recruitment Solutions
-
Financial Adviser
5 days ago
City of London, Greater London, United Kingdom St. James's Place Financial Adviser Academy Full timeA new challenge. A new culture. A new perspective. If you’re looking for a role that provides you with autonomy, meritocracy and flexibility, you’ve come to the right Place. St. James’s Place. A high number of candidates may make applications for this position, so make sure to send your CV and application through as soon as possible. Launch a...
-
Financial Adviser
1 week ago
City of London, Greater London, United Kingdom St. James's Place Financial Adviser Academy Full timeA new challenge. A new culture. A new perspective. If you’re looking for a role that provides you with autonomy, meritocracy and flexibility, you’ve come to the right Place. St. James’s Place. A high number of candidates may make applications for this position, so make sure to send your CV and application through as soon as possible. Launch a...
-
Financial Adviser
3 weeks ago
London, United Kingdom St. James's Place Financial Adviser Academy Full timeBuild long-term relationships. Our Academy programme has been carefully crafted to engage and challenge you through a blend of digital, live and practical learning opportunities which draws on expertise and experience from within our internal community of specialists and insight from leaders in other sectors. This is a full-time programme, fully funded by...
-
Financial Adviser
3 weeks ago
London, United Kingdom St. James's Place Financial Adviser Academy Full timeBuild long-term relationships. Our Academy programme has been carefully crafted to engage and challenge you through a blend of digital, live and practical learning opportunities which draws on expertise and experience from within our internal community of specialists and insight from leaders in other sectors. This is a full-time programme, fully funded by...
-
Independent Financial Adviser
4 weeks ago
London, United Kingdom Heat Recruitment Ltd Full timeLocation: St Albans, Hertfordshire Type: Self-employed About the business This position is with a fully independent financial advisory firm based in St Albans. They have a team of 10 across the advising, paraplanning and administration departments. They believe that the way we work sets them apart. They take a personal approach to financial...
-
Financial Adviser
5 days ago
City of London, Greater London, United Kingdom St. James's Place Financial Adviser Academy Full timeBuild long-term relationships. Our Academy programme has been carefully crafted to engage and challenge you through a blend of digital, live and practical learning opportunities which draws on expertise and experience from within our internal community of specialists and insight from leaders in other sectors. This is a full-time programme, fully funded by...
-
Financial Adviser
1 week ago
City of London, Greater London, United Kingdom St. James's Place Financial Adviser Academy Full timeBuild long-term relationships. Our Academy programme has been carefully crafted to engage and challenge you through a blend of digital, live and practical learning opportunities which draws on expertise and experience from within our internal community of specialists and insight from leaders in other sectors. This is a full-time programme, fully funded by...
-
Independent Financial Adviser
1 week ago
London, United Kingdom Service Care Solutions Full timeJob DescriptionIndependent Financial Adviser Location: LondonContract: Permanent Salary: Candidate Request (Revenue Target Multiplier of Salary) *Hybrid Working*Job DescriptionService Care Solutions are currently recruiting on behalf of a Top 100 Accountancy Firm for Qualified Financial Advisers to join their high-growth Financial Services team on a...
-
Independent Financial Adviser
1 week ago
London, United Kingdom Service Care Solutions Full timeJob Description Independent Financial Adviser Location: London Contract: Permanent Salary: Candidate Request (Revenue Target Multiplier of Salary) *Hybrid Working* Job Description Service Care Solutions are currently recruiting on behalf of a Top 100 Accountancy Firm for Qualified Financial Advisers to join their high-growth Financial Services team on...
-
Independent Financial Adviser
1 week ago
London, United Kingdom Service Care Solutions Full timeIndependent Financial Adviser Location: LondonContract: Permanent Salary: Candidate Request (Revenue Target Multiplier of Salary) *Hybrid Working*Job DescriptionService Care Solutions are currently recruiting on behalf of a Top 100 Accountancy Firm for Qualified Financial Advisers to join their high-growth Financial Services team on a permanent basis. As...
-
Independent Financial Adviser
1 week ago
London, United Kingdom Service Care Solutions Full timeIndependent Financial Adviser Find out if this opportunity is a good fit by reading all of the information that follows below.Location: LondonContract: Permanent Salary: Candidate Request (Revenue Target Multiplier of Salary) *Hybrid Working*Job DescriptionService Care Solutions are currently recruiting on behalf of a Top 100 Accountancy Firm for Qualified...
-
Independent Financial Adviser
5 days ago
London, United Kingdom Service Care Solutions Full timeIndependent Financial Adviser Find out if this opportunity is a good fit by reading all of the information that follows below.Location: LondonContract: Permanent Salary: Candidate Request (Revenue Target Multiplier of Salary) *Hybrid Working*Job DescriptionService Care Solutions are currently recruiting on behalf of a Top 100 Accountancy Firm for Qualified...
-
Independent Financial Adviser
6 days ago
London, United Kingdom Service Care Solutions Full time €10Independent Financial Adviser Location: London Contract: Permanent Salary: Candidate Request (Revenue Target Multiplier of Salary) *Hybrid Working* Job Description Service Care Solutions are currently recruiting on behalf of a Top 100 Accountancy Firm for Qualified Financial Advisers to join their high-growth Financial Services team on a permanent...
-
Independent Financial Adviser
1 week ago
London, United Kingdom Service Care Solutions Full timeIndependent Financial Adviser Location: London Contract: Permanent Salary: Candidate Request (Revenue Target Multiplier of Salary) *Hybrid Working* Job Description Service Care Solutions are currently recruiting on behalf of a Top 100 Accountancy Firm for Qualified Financial Advisers to join their high-growth Financial Services team on a permanent...
-
Independent Financial Adviser
6 days ago
London, United Kingdom Ortus PSR Full timeMy client, is a reputable IFA and Chartered Accountants, is seeking an experienced Independent Financial Adviser to join their dynamic team. While being Chartered is preferred, it is not essential, level 4 diploma qualifications are required. The ideal candidate should possess a minimum of 5 years of proven experience in financial advising, have fantastic...
-
Independent Financial Adviser
5 days ago
City of London, Greater London, United Kingdom Service Care Solutions Full time €10Independent Financial Adviser Find out if this opportunity is a good fit by reading all of the information that follows below. Location: London Contract: Permanent Salary: Candidate Request (Revenue Target Multiplier of Salary) *Hybrid Working* Job Description Service Care Solutions are currently recruiting on behalf of a Top 100 Accountancy Firm for...
-
Independent Financial Adviser
4 days ago
City of London, Greater London, United Kingdom Service Care Solutions Full time €10Independent Financial Adviser Find out if this opportunity is a good fit by reading all of the information that follows below. Location: London Contract: Permanent Salary: Candidate Request (Revenue Target Multiplier of Salary) *Hybrid Working* Job Description Service Care Solutions are currently recruiting on behalf of a Top 100 Accountancy Firm for...
-
Independent Financial Adviser
1 week ago
London, United Kingdom Service Care Solutions Full timeIndependent Financial Adviser Location: LondonContract: Permanent Salary: Candidate Request (Revenue Target Multiplier of Salary) *Hybrid Working*Like the look of this opportunity Make sure to apply fast, as a high volume of applications is expected Scroll down to read the complete job description.Job DescriptionService Care Solutions are currently...
-
Independent Financial Adviser
1 week ago
London Area, United Kingdom Service Care Solutions Full timeIndependent Financial Adviser Location: London Contract: Permanent Salary: Candidate Request (Revenue Target Multiplier of Salary) *Hybrid Working* Job Description Service Care Solutions are currently recruiting on behalf of a Top 100 Accountancy Firm for Qualified Financial Advisers to join their high-growth Financial Services team on a permanent...
-
Independent Financial Adviser
1 week ago
London Area, United Kingdom Service Care Solutions Full timeIndependent Financial Adviser Location: LondonContract: Permanent Salary: Candidate Request (Revenue Target Multiplier of Salary) *Hybrid Working*Job DescriptionService Care Solutions are currently recruiting on behalf of a Top 100 Accountancy Firm for Qualified Financial Advisers to join their high-growth Financial Services team on a permanent basis. As...