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Regulatory Affairs Consultant

4 months ago


London, United Kingdom Danos Group Full time

Job Description Our client, a global Investment Manager, is looking to bring a Regulatory Compliance Consultant onboard for an initial 6-month contract as soon as possible. The role is paying around £550 per day PAYE and requires the consultant to be based in the London office, 5-days a week.

Enhance, draft, and maintain policies, procedures, and other compliance-related governance documents
Develop and deliver compliance training and education in areas such as information barriers
Approve requests for expert network calls and access to virtual data rooms
Implement process enhancements nd support senior management with issue resolution
Conduct live training and provide support for all MNPI-related online training and education modules
Understanding of securities laws and knowledge of regulatory requirements applicable to US investment managers, including the Market Abuse Regulation