Internal Audit, Compliance

3 weeks ago

Birmingham, United Kingdom Goldman Sachs Full time
Internal Audit, Compliance & Legal, Associate, Birmingham

Job Description

Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions.
* Description for Internal Candidates
INTERNAL AUDIT

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes.

TEAM OVERVIEW

Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional scepticism, and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment. Expertise in financial crime controls, in particular those related to transaction banking and consumer AML compliance.

Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm's businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.

THE ROLE AND RESPONSIBILITIES

As the third line of defence, Internal Audit's mission is to independently assess the firm's internal control structure, including the firm's governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management's control measures.

In doing so, Internal Audit perform the following duties:
  • Communicates and reports on the effectiveness of the firm's governance, risk management and controls that mitigate current and evolving risk
  • Raise awareness of control risk
  • Assesses the firm's control culture and conduct risks
  • Monitors management's implementation of control measures
Additional responsibilities include:

Compliance and Legal Audit Team Specific Skills and Experience
  • Internal audit, compliance, or quality assurance testing experience
  • Knowledge and expertise in auditing Anti-Money Laundering (BSA/AML), financial crime risks and corporate legal functions
  • Understanding of compliance program components, risk and control processes
  • Understanding of internal audit processes as related to a large financial institution
SKILLS AND EXPERIENCE REQUIRED
  • Able to work under minimal supervision on individual tasks or on team projects Team-oriented with a strong sense of ownership and accountability
  • Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly
  • Accurate, accountable and able to multitask while managing both time and work load
  • Written and verbal communication skills a must; strong interpersonal skills essential
  • Experience as an internal auditor, consultant, and/or regulatory agency examiner within the financial services industry
  • Graduate degree, preferably in a related subject; advanced degree is a plus
  • Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus
ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:

The Goldman Sachs Group, Inc., 2023. All rights reserved.

Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

Same Posting Description for Internal and External Candidates #J-18808-Ljbffr

  • Internal Audit

    3 days ago

    Birmingham, United Kingdom Goldman Sachs Full time

    Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. * Description for Internal Candidates INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs...

  • Group Internal Auditor

    3 days ago

    Birmingham, United Kingdom Audit and Risk Recruitment Full time

    **The Audit and Risk Recruitment Company **are working with a FTSE100 manufacturing client in the construction industry who are seeking a Group Internal Auditor to join their team in Birmingham. With operations spanning 30 countries, this is a great opportunity for exposure across a global business and for long-term career opportunities. This role will be...

  • Internal Audit, Compliance

    4 weeks ago

    Birmingham, United Kingdom Goldman Sachs Full time

    Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. * Description for Internal Candidates INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs...

  • Internal Audit, Compliance

    1 week ago

    Birmingham, United Kingdom Goldman Sachs Full time

    Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. * Description for Internal Candidates INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs...

  • Internal Audit, Compliance

    3 days ago

    Birmingham, United Kingdom Goldman Sachs Full time

    Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. * Description for Internal Candidates INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs...

  • Compliance Administrator

    8 hours ago

    Birmingham, United Kingdom Audit Inspection Full time

    Compliance Administrators will be part of our Compliance Assurance Team, who’s function it is to obtain and seek assurance that all statutory compliance requirements are met in relation to properties utilised within the Social Housing Sector. The role will involve liaising with customers regularly, requesting and chasing Compliance Documentation, which is...

  • Internal Audit Manager

    2 months ago

    Birmingham, United Kingdom KPMG-UnitedKingdom Full time

    Job description Internal Audit Manager - KPMG - Consulting (104067) Base Location: London/Birmingham plus network of 20 offices nationally: The KPMG Consulting function is a cornerstone of our business. Operating from London we do work that matters, serving the country with diligence and expertise. KPMG is one of the world's largest and most respected...

  • Internal Audit Manager

    1 week ago

    Birmingham, United Kingdom KPMG-UnitedKingdom Full time

    Job description Internal Audit Manager - KPMG - Consulting (104067) Base Location: London/Birmingham plus network of 20 offices nationally: The KPMG Consulting function is a cornerstone of our business. Operating from London we do work that matters, serving the country with diligence and expertise. KPMG is one of the world's largest and most respected...

  • Internal Audit Manager

    3 weeks ago

    Birmingham, Birmingham, United Kingdom Hanami International Full time

    The Role: Internal Audit ManagerFollowing significant recent growth our commercial client is growing the Internal Audit, Risk and Internal Controls (IARAC) team. The next assignment we have to recruit an Internal Audit Manager. This is a brand-new role, reporting to the Head of Audit, Risk and Controls, who will help the business further strengthen its...

  • Internal Audit Manager

    2 weeks ago

    Birmingham, United Kingdom Hanami International Full time

    The Role: Internal Audit Manager Following significant recent growth our commercial client is growing the Internal Audit, Risk and Internal Controls (IARAC) team. The next assignment we have to recruit an Internal Audit Manager. This is a brand-new role, reporting to the Head of Audit, Risk and Controls, who will help the business further strengthen its...

  • Internal Audit Manager

    1 week ago

    Birmingham, United Kingdom Hanami International Full time

    The Role: Internal Audit Manager Following significant recent growth our commercial client is growing the Internal Audit, Risk and Internal Controls (IARAC) team. The next assignment we have to recruit an Internal Audit Manager. This is a brand-new role, reporting to the Head of Audit, Risk and Controls, who will help the business further strengthen its...

  • Internal Audit Manager

    1 week ago

    Birmingham, Birmingham, United Kingdom Hanami International Full time

    The Role: Internal Audit ManagerFollowing significant recent growth our commercial client is growing the Internal Audit, Risk and Internal Controls (IARAC) team. The next assignment we have to recruit an Internal Audit Manager. This is a brand-new role, reporting to the Head of Audit, Risk and Controls, who will help the business further strengthen its...

  • Compliance and Audit Analyst

    3 days ago

    Birmingham, United Kingdom Hays Specialist Recruitment Limited Full time

    Compliance and Audit Analyst for a leading construction company based in Birmingham. **Your new company** Hays are delighted to be supporting a leading SME construction company based just outside Birmingham city centre. The company adhere to the highest standards and as such are looking to recruit a compliance and audit analyst to support their continued...

  • IT Internal Audit Manager

    4 weeks ago

    Birmingham, Birmingham, United Kingdom Hitachi Careers Full time

    Description As IT Internal Audit Manager, you will undertake organizationally strategic and complex IT audits in a challenging environment, and provide significant input to the design and delivery of ongoing improvement initiatives. In addition, you may be involved in special reviews and assignments following top management's requests.This position can be...

  • IT Internal Audit Manager

    1 week ago

    Birmingham, Birmingham, United Kingdom Hitachi Careers Full time

    Description As IT Internal Audit Manager, you will undertake organizationally strategic and complex IT audits in a challenging environment, and provide significant input to the design and delivery of ongoing improvement initiatives. In addition, you may be involved in special reviews and assignments following top management's requests.This position can be...

  • Internal Audit Manager

    2 weeks ago

    Birmingham, United Kingdom Michael Page (UK) Full time €67,000

    About Our Client Leading not for profit organisation. Job Description Develop and manage the delivery of the Internal Audit Plan (corporate and operational) ensuring planned work meets organisational requirements and is delivered and reported upon timely and to a high standard. Build effective relationships with internal and external stakeholders to...

  • Support Auditor

    8 hours ago

    Birmingham, United Kingdom Audit Inspection Full time

    Support Auditors will be part of our Quality Assurance Team, who’s function it is to ensure that providers of Care and Support are meeting the required standards in line with compliance, service regulations and policies & procedures, when delivering and recording support. The role will involve liaising and meeting with service providers daily, maintaining...

  • Senior Compliance Officer

    1 day ago

    Birmingham, United Kingdom AJ Fox Compliance Full time

    An international commercial law firm is seeking a Senior Officer to join their growing client and matter inception team in Birmingham. This is a fantastic opportunity for anyone looking to develop their management skills. This is a really exciting opportunity to join a big professional services business regulated by multiple regulators, a fantastic chance...

  • Lead Internal Audit Manager

    2 weeks ago

    Birmingham, United Kingdom Sigma Financial Group Full time

    **Location**: Birmingham/ Work from home **Contract type**: Permanent, Full time **Hours**: 40 hours per week **Salary**: Competitive DREAM Opportunity for a compliance specialist!! Are you frustrated at the confines of traditional audit rigor and wanting to experiment and do things a bit differently. An amazing opportunity to shape the process from...

  • Property Inspector

    8 hours ago

    Birmingham, United Kingdom Audit Inspection Full time

    Property Inspectors will be part of our Compliance Assurance team, who’s function it is to ensure that accommodation providers are meeting the required standards in line with compliance, service regulations and policies & procedures. You will be involved in liaising and meeting with landlords and accommodation providers daily, maintaining the audit...