Senior Manager/Director of Regulatory Affairs

4 weeks ago


London, United Kingdom Premier Group Recruitment Full time

I am partnering with a leading financial services firm specialising in serving High Net Worth and Ultra High Net Worth individuals, families, and businesses based in Central London. This rare and exciting opportunity entails leading the general counsel function within the firm, with a focus on legal matters related to investment management agreements, NDAs, fund structures, private equity investments, compliance, and general legal affairs. The ideal candidate will dedicate 25-30% of their time to general compliance matters of the firm.
Lead the general counsel function of the firm, overseeing all legal matters related to client engagements, investments, and business operations.
Draft, review, and negotiate investment management agreements, NDAs, and other legal documents.
Advise on corporate transactions, particularly in the context of direct private equity investments.
Provide guidance on private client tax matters, collaborating with tax advisors as needed.
Ensure compliance with regulatory requirements and industry standards, dedicating a portion of time to general compliance matters.
Lead and drive deals to completion from a legal perspective, demonstrating discipline and an entrepreneurial approach.
Ideally a Minimum 5 years of prior experience in the financial industry, with a focus on legal and compliance functions.
Professional qualifications in law or a related field.
Strong understanding of investment management, private equity, and corporate transactions.
Proven track record of managing legal affairs within a financial services environment.
This is a unique opportunity for a disciplined and entrepreneurial individual to join a leading financial services firm and make a significant impact in serving High Net Worth and Ultra High Net Worth clients.



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