Compliance Analyst
2 weeks ago
JOB DESCRIPTION: Apply (by clicking the relevant button) after checking through all the related job information below. The Compliance Analyst is primarily responsible for implementing and monitoring the contractual and regulatory requirements of the various lender programs as they relate to securities lending and short-term investment management activities. This role assists with various compliance testing and requires attention to detail. The Compliance Analyst is a primary liaison internally for compliance-related inquiries. JOB RESPONSIBILITIES:
- Updates pre-trade compliance system for securities lending and short-term investment management programs as required following established internal Program Change protocols.
- Daily monitoring and reporting of Lenders contractual and regulatory securities lending parameters.
- Confirm daily that short-term investments are in compliance with client investment guidelines.
- Review of cash and non-cash collateral to confirm there is sufficient collateral.
- Daily compliance review of discretionary securities lending activity.
- Escalate non-compliant situations internally for appropriate escalation.
- Follow-up and assist with the resolution of non-compliant situations to ensure that appropriate corrective action is taken.
- Maintain and distribute a Monthly Compliance reporting.
- Partner with the Client Relations team on annual comprehensive review of Lender programs.
- Assist with business improvements and automation projects as needed.
- Assist with compliance monitoring required by the Financial Conduct Authority (FCA)
-
Compliance Analyst
1 week ago
City of London, Greater London, United Kingdom Lawson Clark Recruitment Full time €65,000AML COMPLAINCE ANALYST £65,000 Are you ready to apply Make sure you understand all the responsibilities and tasks associated with this role before proceeding. This is an opportunity for someone who has 2 years plus previous compliance experience to join one of the City's leading law firms. Exceptional working conditions and a chance to impress at the...
-
Compliance Analyst
2 weeks ago
City of London, Greater London, United Kingdom Lawson Clark Recruitment Full timeAML COMPLAINCE ANALYST £65,000 Are you ready to apply Make sure you understand all the responsibilities and tasks associated with this role before proceeding. This is an opportunity for someone who has 2 years plus previous compliance experience to join one of the City's leading law firms. Exceptional working conditions and a chance to impress at the...
-
Compliance Analyst
4 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeDo you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Do you want to work at a global law firm? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To...
-
Compliance Analyst
4 weeks ago
City of London, Greater London, United Kingdom HFG Full timeA leading insurer with a presence at Lloyd's is currently seeking a compliance analyst to work on both Company market compliance, along with that of the Lloyd's syndicate. You'll work on all matters including regulatory compliance, sanctions and financial crime. Duties include due-diligence, monitoring, advisory and project work. It is...
-
Compliance Analyst
2 hours ago
City of London, Greater London, United Kingdom Finitas Full timeCompliance Analyst | Lloyd's Syndicate | London/Hybrid | £40 - 50,000 (doe) Is this the next step in your career Find out if you are the right candidate by reading through the complete overview below. Finitas are delighted to be exclusively partnered with a growing Lloyd's Syndicate in their search for a Compliance Analyst to join their team. This is a...
-
Compliance Analyst
2 weeks ago
City of London, Greater London, United Kingdom Curtis, Mallet-Prevost, Colt & Mosle LLP Full timeCurtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London Office Find out if this opportunity is a good fit by reading all of the information that follows below. About the job Curtis, Mallet-Prevost, Colt & Mosle LLP (“Curtis”), founded in New York in 1830, is an international law firm with a leading reputation in international disputes...
-
Regulatory Compliance Analyst
9 hours ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...
-
Regulatory Compliance Analyst
2 months ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...
-
Compliance Analyst
2 months ago
City of London, Greater London, United Kingdom Curtis, Mallet-Prevost, Colt & Mosle LLP Full timeCurtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London Office About the job Curtis, Mallet-Prevost, Colt & Mosle LLP (“ Curtis ”), founded in New York in 1830, is an international law firm with a leading reputation in international disputes and corporate work. The London office of Curtis is looking to recruit a Compliance Analyst with...
-
Compliance Analyst
2 months ago
City of London, Greater London, United Kingdom Curtis, Mallet-Prevost, Colt & Mosle LLP Full timeCurtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London Office About the job Curtis, Mallet-Prevost, Colt & Mosle LLP (“ Curtis ”), founded in New York in 1830, is an international law firm with a leading reputation in international disputes and corporate work. The London office of Curtis is looking to recruit a Compliance Analyst with...
-
Compliance Analyst
4 days ago
City of London, Greater London, United Kingdom Curtis, Mallet-Prevost, Colt & Mosle LLP Full timeCurtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London Office About the job Curtis, Mallet-Prevost, Colt & Mosle LLP (“ Curtis ”), founded in New York in 1830, is an international law firm with a leading reputation in international disputes and corporate work. The London office of Curtis is looking to recruit a Compliance Analyst with...
-
Senior Compliance Analyst
2 weeks ago
City of London, Greater London, United Kingdom Finitas Full timeCompliance Analyst | Lloyd's Syndicate | London/Hybrid | £40 - 50,000 (doe) Finitas are delighted to be exclusively partnered with a growing Lloyd's Syndicate in their search for a Compliance Analyst to join their team. This is a newly created role due to good company growth offering you lots of generalist compliance experience as well as senior...
-
Compliance Analyst
1 month ago
City Of London, United Kingdom Curtis, Mallet-Prevost, Colt & Mosle LLP Full timeCurtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London Office About the job Curtis, Mallet-Prevost, Colt & Mosle LLP (“Curtis ”), founded in New York in 1830, is an international law firm with a leading reputation in international disputes and corporate work. The London office of Curtis is looking to recruit a Compliance Analyst with...
-
Compliance Analyst
2 months ago
City Of London, United Kingdom Curtis, Mallet-Prevost, Colt & Mosle LLP Full timeCurtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London OfficeAbout the jobCurtis, Mallet-Prevost, Colt & Mosle LLP (“Curtis”), founded in New York in 1830, is an international law firm with a leading reputation in international disputes and corporate work. The London office of Curtis is looking to recruit a Compliance Analyst with...
-
Compliance Analyst
1 month ago
City Of London, United Kingdom Curtis, Mallet-Prevost, Colt & Mosle LLP Full timeCurtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London OfficeAbout the jobCurtis, Mallet-Prevost, Colt & Mosle LLP (“Curtis”), founded in New York in 1830, is an international law firm with a leading reputation in international disputes and corporate work. The London office of Curtis is looking to recruit a Compliance Analyst with...
-
Compliance Analyst
3 weeks ago
City of London, United Kingdom Curtis, Mallet-Prevost, Colt & Mosle LLP Full timeJob DescriptionCurtis, Mallet-Prevost, Colt & Mosle LLP – Compliance Analyst, London OfficeAbout the jobCurtis, Mallet-Prevost, Colt & Mosle LLP (“Curtis”), founded in New York in 1830, is an international law firm with a leading reputation in international disputes and corporate work. The London office of Curtis is looking to recruit a Compliance...
-
Senior Compliance Analyst
4 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeDo you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To apply for this role, you must have...
-
Compliance Analyst
4 weeks ago
City of London, Greater London, United Kingdom HFG Full timeA leading insurer with a presence at Lloyd's is currently seeking a compliance analyst to work on both Company market compliance, along with that of the Lloyd's syndicate. You'll work on all matters including regulatory compliance, sanctions and financial crime. Duties include due-diligence, monitoring, advisory and project work. It is...
-
Senior Compliance Analyst
4 weeks ago
City of London, United Kingdom Lewis Row Ltd Full timeA great opportunity has arisen for two Senior Compliance Analysts to join an International law firm in their risk and compliance team, in London with hybrid or remote working. The work is principally focused on anti-money laundering, counter terrorist financing ("CTF") and sanctions compliance for new and existing entities. The Senior Compliance Analyst...
-
Compliance Analyst
2 weeks ago
City of London, Greater London, United Kingdom Finitas Full timeCompliance Analyst | 12M FTC | Lloyd's Syndicate | London/WFH | £40 - 45,000 (doe) Finitas are assisting an established Lloyd's syndicate in their search for a Compliance Analyst to join on a 12 month fixed term contract. Reporting into the Compliance Manager you will be assisting in the day-to-day running of the Compliance function. You role will be varied...