Senior Regulatory Executive, Regulatory Affairs

1 month ago

London, United Kingdom Goldman Sachs Full time

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defence, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
Financial Crime Compliance (FCC) has primary responsibility for the execution of the firm's enterprise-wide Anti-Money Laundering (AML), anti-bribery, and government sanctions compliance programs and, among other things, performs enhanced due diligence and government sanctions screening, as well as surveillance and investigations designed to identify potential terrorist financing, money laundering, bribery, market abuse, or other suspicious activity.

The Business Intelligence Group (BIG) in FCC covering Europe, the Middle East and Africa (EMEA), which is based in London, is seeking someone from either a legal or non-legal background with relevant skills and experience to work within the BIG team in connection with their review of transactions across a range of jurisdictions in EMEA.
BIG is a transactional review and due diligence group dedicated to the identification and evaluation of legal, regulatory and reputational risk raised by transactions to support the firm's business lines and firmwide committees in their efforts to make fully informed commercial and reputational risk management decisions and to meet regulatory requirements. These business lines include banking, principal investments and certain asset management businesses. BIG works closely with deal teams and subject matter experts within Global Compliance, including broader FCC, and Legal.
BIG is composed of lawyers and compliance professionals with extensive regulatory, government, audit and transactional experience.
Due diligence and intelligence gathering, risk identification and mitigation to support the assessment of legal, regulatory and reputational risk in potential transactions, business relationships and other situations, covering issues such as bribery & corruption, compliance with economic sanctions, source of wealth, links to organized crime, financial irregularities, litigation risk, money laundering, and geo-political risk etc.
Drive the diligence and intelligence gathering process to address issues identified, coordinating with in-house lawyers, external counsel, compliance and business teams.
Providing advice to business teams and other internal stakeholders on legal, regulatory and reputational risk (including in relation to money laundering, bribery and corruption and economic sanctions) and associated mitigants in a transactional context.
Coordinate with teams in the Legal Department to ensure that for each transaction there is appropriate contractual protection against the risks identified, in particular in relation to bribery & corruption and economic sanctions.
Minimum of four years of relevant experience at a due diligence or corporate investigations firm, in regulatory or compliance work in the financial sector, or at an international law firm advising on transactions and/or on financial crime-related issues.
Knowledge of laws, regulations, and government, regulatory and industry standards and guidelines related to anti-money laundering, anti-corruption, and economic sanctions desirable.
Analytical and critical-thinking skills with ability to present conclusions confidently and effectively, both verbally and in writing. Able to assess and judge risks within the commercial context of often complex transactions and relationships, and suggest constructive solutions to navigate and mitigate reputational, legal and regulatory risk.
Prepared to escalate relevant issues to seniors, and provide support where needed to juniors and peers.
Ability to conduct research in multiple languages would be helpful, but is not a prerequisite.
Proficient in the use of IT systems and research databases.
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.


We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

  • Sds Author

    1 month ago

    London, United Kingdom VRS Regulatory Full time

    We are looking for a Safety Data Sheet / SDS Author / Regulatory Officer for a London based consumer products company. Your role will be varied and include researching pending changes developments to global chemical regulations, developing regulatory documents (SDSs, labels etc) for new and existing products, and providing regulatory support to internal...

  • Regulatory affairs senior

    3 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. Act as a subject matter expert in Regulatory Affairs. Maintain an effective, professional and proactive relationship with UK regulators and assist the Local Compliance Officers in dealing...

  • Regulatory Affair Specialist

    1 month ago

    South West London, United Kingdom Harrington Recruitment Ltd Full time

    **The Role** The Regulatory Affairs Specialist will report to the Commercial Director. This is expected to be a hybrid role, 3 days per week working from home and 2 days based South-West London. The person should be located a commutable distance to the office.. Working together with colleagues in Germany, the Regulatory Affairs Specialist will be required...

  • Senior Regulatory Affairs

    4 weeks ago

    London, Greater London, United Kingdom Cpl Full time

    Job Title: Senior Regulatory Affairs & PV Manager Employment Type: Permanent positionLocation: East London, 3 days on site. (Hybrid) Remuneration: Competitive salary and packageSenior Regulatory Affairs & PV Manager opportunity working for a growing pharmaceutical company specialising in medicinal, non-medicinal, medical devices, and OTC products. The...

  • Regulatory Affairs Consultant

    4 weeks ago

    London, United Kingdom Brightwork Ltd Full time

    BaxMed – Ad-Hoc Senior Regulatory Affairs Consultant Led by Stuart Baxter, a seasoned professional with a distinguished career in Regulatory Affairs, BaxMed Regulatory Ltd is an exciting early-stage organisation formed to provide Regulatory and Quality Compliance Services for the global Medical Device / healthcare sector. With a core ethos and commitment...

  • Regulatory Affairs Manager

    2 weeks ago

    Uxbridge, Greater London, United Kingdom CK Group- Science, Clinical and Technical Full time

    CK Group are recruiting for a Regulatory Affairs Manager to join a biopharmaceutical company who are based in Uxbridge on a contract basis for 12 months. Company: Our client is committed to unlocking the potential of biology for patients suffering from serious illnesses by discovering, developing, manufacturing and delivering innovative human...

  • Regulatory Affairs

    2 weeks ago

    London, United Kingdom Nationwide Full time

    Head of Regulatory Affairs Competitive six figure salary & benefits Full time, permanent contract Flexible location - regular travel required to Swindon/London We’re a Building Society and we do banking. We're owned by, and run for, our customers who have their mortgages, savings, or current accounts with us. We were founded with a strong...

  • Senior Manager/Director of Regulatory Affairs

    2 weeks ago

    Uxbridge, Greater London, United Kingdom CK Group- Science, Clinical and Technical Full time

    CK Group are recruiting for a Regulatory Affairs Manager to join a biopharmaceutical company who are based in Uxbridge on a contract basis for 12 months. Our client is committed to unlocking the potential of biology for patients suffering from serious illnesses by discovering, developing, manufacturing and delivering innovative human therapeutics. This...

  • Regulatory Affairs Officer

    2 weeks ago

    London, United Kingdom Black Swan Group Full time

    Exciting Opportunity for Regulatory Affairs AVP: Are you a regulatory compliance expert seeking your next career move? My client are a Global banking organisation on the lookout for a talented individual to join our team as a Regulatory Affairs Assistant Vice President (AVP). Key Responsibilities: Develop and maintain relationships with UK regulators,...

  • Regulatory Affairs Officer

    2 weeks ago

    London, United Kingdom Black Swan Group Full time

    Exciting Opportunity for Regulatory Affairs AVP: Are you a regulatory compliance expert seeking your next career move? My client are a Global banking organisation on the lookout for a talented individual to join our team as a Regulatory Affairs Assistant Vice President (AVP). Key Responsibilities: Develop and maintain relationships with UK regulators,...

  • Senior Regulatory Affairs Associate

    2 days ago

    London, United Kingdom Pharma Partners Recruitment Ltd Full time

    Job title: Senior Regulatory Affairs AssociateIf you are interested in applying for this job, please make sure you meet the following requirements as listed below.A food and nutrition business in London are seeking a Senior Regulatory Affairs Associate to join their team. In this role you will play a pivotal role in a new project focused on developing a...

  • Regulatory Affairs Manager

    1 week ago

    Uxbridge, Greater London, United Kingdom CK Group Full time

    Job Description CK Group are recruiting for a Regulatory Affairs Manager to join a biopharmaceutical company who are based in Uxbridge on a contract basis for 12 months. Company: Our client is committed to unlocking the potential of biology for patients suffering from serious illnesses by discovering, developing, manufacturing and delivering innovative...

  • Regulatory Affairs Officer

    2 weeks ago

    London, United Kingdom Black Swan Group Full time

    Job DescriptionExciting Opportunity for Regulatory Affairs AVP:Are you a regulatory compliance expert seeking your next career move? My client are a Global banking organisation on the lookout for a talented individual to join our team as a Regulatory Affairs Assistant Vice President (AVP).Key Responsibilities:Develop and maintain relationships with UK...

  • Director of Policy and Regulatory Affairs

    7 days ago

    Uxbridge, Greater London, United Kingdom PE Global Full time

    PE Global is recruiting for a UK regulatory affairs manager for our leading pharmaceutical client in Uxbridge on an initial 12-month hybrid contract. Responsible for the generation of country specific regulatory strategies and providing feedback to internal teams regarding submission plans and execution of the strategy for one or more products. Ensuring...

  • Director of Policy and Regulatory Affairs

    4 days ago

    Uxbridge, Greater London, United Kingdom PE Global (UK) Full time

    PE Global is recruiting for a UK regulatory affairs manager for our leading pharmaceutical client in Uxbridge on an initial 12-month hybrid contract. Responsible for the generation of country specific regulatory strategies and providing feedback to internal teams regarding submission plans and execution of the strategy for one or more products. Ensuring...

  • Director of Policy and Regulatory Affairs

    1 week ago

    Uxbridge, Greater London, United Kingdom PE Global Full time

    PE Global is recruiting for a UK regulatory affairs manager for our leading pharmaceutical client in Uxbridge on an initial 12-month hybrid contract. Responsible for the generation of country specific regulatory strategies and providing feedback to internal teams regarding submission plans and execution of the strategy for one or more products. Ensuring...

  • Senior Regulatory Affairs Associate

    3 days ago

    London, United Kingdom Pharma Partners Recruitment Ltd Full time

    Job Description Job title: Senior Regulatory Affairs Associate A food and nutrition business in London are seeking a Senior Regulatory Affairs Associate to join their team. In this role you will play a pivotal role in a new project focused on developing a comprehensive product claims database Responsibilities: closely with multidisciplinary teams, to...

  • Senior Regulatory Affairs Associate

    1 week ago

    London, United Kingdom Pharma Partners Recruitment Ltd Full time

    Job title: Senior Regulatory Affairs Associate A food and nutrition business in London are seeking a Senior Regulatory Affairs Associate to join their team. In this role you will play a pivotal role in a new project focused on developing a comprehensive product claims database Responsibilities: closely with multidisciplinary teams, to ensure that the...

  • Ad-Hoc Senior Regulatory Affairs Consultant

    4 weeks ago

    London, United Kingdom Brightwork Ltd Full time

    BaxMed – Ad-Hoc Senior Regulatory Affairs Consultant Led by Stuart Baxter, a seasoned professional with a distinguished career in Regulatory Affairs, BaxMed Regulatory Ltd is an exciting early-stage organisation formed to provide Regulatory and Quality Compliance Services for the global Medical Device / healthcare sector. With a core ethos and commitment...

  • Senior Regulatory Affairs Associate

    1 week ago

    London, United Kingdom Pharma Partners Recruitment Ltd Full time

    Job DescriptionJob title: Senior Regulatory Affairs AssociateA food and nutrition business in London are seeking a Senior Regulatory Affairs Associate to join their team. In this role you will play a pivotal role in a new project focused on developing a comprehensive product claims databaseResponsibilities:closely with multidisciplinary teams, to ensure that...