Compliance Analyst

2 months ago

London, United Kingdom Moneff Full time


Job Overview:

We’re a fast moving, UK FCA regulated fintech company offering business accounts and payment processing services. We are seeking a highly motivated Compliance Analyst to join Moneff’s FinCrime Compliance team in our Canary Wharf office.

The Compliance Analyst will provide support to the Fin. Crime Compliance Department on a variety of tasks and will be essential for the smooth-running of Moneff Compliance Program.

With the support of the Compliance Manager and Head of Risk and Compliance, the Compliance Analyst will help to ensure that Moneff operates within the regulations set by the regulators.

Key Responsibilities:

  • As part of the Customer Due Diligence (CDD) the Compliance Analyst will be required to manage the onboarding software according to the Policies and Procedures;
  • Uses customer onboarding and compliance tools to escalate cases according to the CDD Manual, perform Enhanced Due Diligence and obtain the necessary approvals when needed;
  • Data analysis in order to draw meaningful conclusions and present them internally to make decisions and improve the program when possible;
  • Keeps accurate onboarding records in Client’s databases;
  • Interacts where necessary with Client’s Customer Support team to handle general onboarding-related enquiries and questions;
  • Uses the metrics adopted by the Client to regularly assess the results of the services provided and to maintain the Management Information in a monthly frequency. Compiles information by coordinating rate deviation filings, maintaining updated rate matrices, and providing overviews of product disclosures;
  • Research regulations by reviewing regulatory bulletins and other sources of information. Maintains legal and regulatory compliance by researching new requirements and working with the senior team to embed them in the P&Ps;
  • Keeps other departments abreast of requirements by researching regulatory and filing information and by writing and communicating guidelines;
  • Prepares reports by collecting, analysing, and summarizing information and reports to Head of Risk and Compliance;
  • Maintains quality Assurance by establishing and enforcing organization standards;
  • Maintains professional and technical knowledge by attending educational workshops, reviewing professional publications, establishing personal networks, benchmarking state-of-the-art practices, and participating in professional societies.

Qualifications, Skills and Requirements:

  • The successful candidate will have the ability to multitask and meet changing deadlines, as well as excellent administrative and communication skills ;
  • They must also be flexible in going outside of the job description when necessary. Attention to detail and qualitative and Quantitative skills are highly desirable ;
  • The familiarity with cloud software and the ease of learning is an important skill. Knowledge and financial compliance ;
  • Knowledge of software packages such as Microsoft Word, Outlook, PowerPoint and Excel is essential ;
  • Excellent problem-solving skills and the ability to think creatively to develop solutions to complex risk issues ;
  • Knowledge of anti-money laundering (AML), know your customer (KYC), and fraud prevention regulations and best practices ;
  • Excellent communication and interpersonal skills, with the ability to build relationships with stakeholders at all levels of the organization ;
  • Strong project management skills, with the ability to prioritize and manage multiple projects in a fast-paced environment ;
  • Previous experience with other software applications such as Front, Confluence, Jira and TM software is advantageous ;
  • Previous qualifications and/or experience in compliance or legal would be beneficial ;
  • 3+ years of experience in Compliance;
  • Professional level of English language.

Benefits offered:

  • Extensive training and on the job learning and development opportunities of skills required to work in fast-paced financial organization;
  • Competitive salary based on experience;
  • Opportunity to grow within the company;
  • Ambitious, strong and friendly team;
  • Comfortable office in the city center; casual dress code;
  • Corporate parties.

#J-18808-Ljbffr

  • Compliance Analyst

    1 month ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Do you want to work at a global law firm? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To...

  • Regulatory Compliance Analyst

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...

  • Regulatory Compliance Analyst

    2 months ago

    London, United Kingdom Compliance Professionals Full time

    We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...

  • Senior Compliance Monitoring Analyst

    18 hours ago

    London, United Kingdom Compliance Professionals Full time

    We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business. ...

  • Senior Compliance Monitoring Analyst

    20 hours ago

    London, United Kingdom Compliance Professionals Full time

    We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business. ...

  • Senior Compliance Analyst

    1 month ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To apply for this role, you must have...

  • Senior Regulatory Compliance Analyst

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance...

  • Senior Regulatory Compliance Analyst

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance...

  • Senior Regulatory Compliance Analyst

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules...

  • Senior Regulatory Compliance Analyst

    10 hours ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules...

  • Senior Regulatory Compliance Analyst

    10 hours ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules...

  • Senior Regulatory Compliance Analyst

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules...

  • Regulatory Compliance Analyst

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Find out more about the daily tasks, overall responsibilities, and required experience for this opportunity by scrolling down now.We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND...

  • Regulatory Compliance Analyst

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Find out more about the daily tasks, overall responsibilities, and required experience for this opportunity by scrolling down now.We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND...

  • Regulatory Compliance Analyst

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular...

  • Regulatory Compliance Analyst

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules...

  • Regulatory Compliance Analyst

    18 hours ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules...

  • Regulatory Compliance Analyst

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules...

  • Regulatory Compliance Analyst

    20 hours ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules...

  • Regulatory Compliance Analyst

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED.THE RESPONSIBILITIES:Ensuring compliance with FCA regulations, in particular the rules relating to...