General Counsel and Chief Compliance Officer
1 week ago
Job Description Our client is a retail financial services fintech, who seek an Interim Chief Compliance and Legal Officer.
The role will strategically lead the compliance and legal team acting as the business GC. As a business partner to the CEO, executive, and wider business, the correct individual will understand how to drive the compliance function as a commercial enabler supporting the firm's GTM approach.
You will be one of the leaders in the firm's regulatory liaisons and relationships with stakeholders. From a legal lens, you will be responsible for the management of the in-house capability and external relationships with partner firms.
As an interim member of the executive team, you will be responsible for advice to the board on complex governance issues, or other matters, such as points under SMCR, etc.
The successful interim will have extensive experience as a Chief Compliance Officer / Compliance Director / Head of Compliance (have lead compliance) in a retail financial services firm and be a UK-qualified solicitor and held senior in-house legal roles, preferably having been a Head of Legal / GC. The role will require hybrid working in London, remunerated at a competitive day rate for an initial contract period of six months.
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General Counsel and Chief Compliance Officer
4 weeks ago
London, United Kingdom Salary Finance Full timeAbout Salary Finance Working with employers, we provide a financial wellbeing platform as an employee benefit, helping employees to understand their money better, get out of debt faster and save for their future. By improving employee financial wellbeing, we have a very real and meaningful impact on people’s lives. We remove the stress and worry...
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General Counsel and Chief Compliance Officer
4 weeks ago
London, United Kingdom Salary Finance Full timeAbout Salary Finance Working with employers, we provide a financial wellbeing platform as an employee benefit, helping employees to understand their money better, get out of debt faster and save for their future. By improving employee financial wellbeing, we have a very real and meaningful impact on people’s lives. We remove the stress and worry...
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General Counsel and Chief Compliance Officer
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London, United Kingdom Salary Finance Full timeAbout Salary Finance Working with employers, we provide a financial wellbeing platform as an employee benefit, helping employees to understand their money better, get out of debt faster and save for their future. By improving employee financial wellbeing, we have a very real and meaningful impact on people’s lives. We remove the stress and worry...
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General Counsel and Chief Compliance Officer
3 weeks ago
London, United Kingdom Salary Finance Full timeAbout Salary Finance Working with employers, we provide a financial wellbeing platform as an employee benefit, helping employees to understand their money better, get out of debt faster and save for their future. By improving employee financial wellbeing, we have a very real and meaningful impact on people’s lives. We remove the stress and worry...
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General Counsel
4 weeks ago
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General Counsel
4 weeks ago
London, United Kingdom Salary Finance Full timeAbout Salary Finance Working with employers, we provide a financial wellbeing platform as an employee benefit, helping employees to understand their money better, get out of debt faster and save for their future. We already have a reach of over 4,000,000 employees through our relationships with over 600 of the biggest companies in the UK. By improving...
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General Counsel
4 weeks ago
London, United Kingdom Salary Finance Full timeAbout Salary Finance Working with employers, we provide a financial wellbeing platform as an employee benefit, helping employees to understand their money better, get out of debt faster and save for their future. We already have a reach of over 4,000,000 employees through our relationships with over 600 of the biggest companies in the UK. By improving...
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General Counsel
3 weeks ago
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General Counsel
3 weeks ago
London, United Kingdom Salary Finance Full timeAbout Salary Finance Working with employers, we provide a financial wellbeing platform as an employee benefit, helping employees to understand their money better, get out of debt faster and save for their future. We already have a reach of over 4,000,000 employees through our relationships with over 600 of the biggest companies in the UK. By improving...
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General Counsel
1 week ago
London, United Kingdom Salary Finance Full timeAbout Salary Finance Working with employers, we provide a financial wellbeing platform as an employee benefit, helping employees to understand their money better, get out of debt faster and save for their future. We already have a reach of over 4,000,000 employees through our relationships with over 600 of the biggest companies in the UK. By improving...
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London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring...
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Chief Compliance Officer
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London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring...
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CHIEF COMPLIANCE OFFICER
1 month ago
London, United Kingdom Compliance Professionals Full timeOur client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring programme on...
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