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Compliance Officer

4 months ago


United Kingdom Bruin Financial Full time

Ref: 36989

Job Title: Associate Director, Compliance Officer

Location: Luxembourg

About my Investment Management client: My Investment Management client is a leading provider of alternative credit strategies with extensive European operations and a commitment to transparency and sustainability.

Role Specification: Seeking an experienced Compliance Officer for our Luxembourg team.

Role Responsibilities:

  • Design and implement compliance policies and procedures.
  • Monitor and enhance compliance controls.
  • Support regulatory reporting and correspondence.
  • Provide regulatory advice and conduct analysis.
  • Perform due diligence on service providers.
  • Assist in compliance training and ad-hoc support.
Person Specification:

  • 7+ years' experience in compliance within an AIFM or advisory role in Luxembourg.
  • Knowledge of Luxembourg AIFM requirements, preferably with private credit experience.
  • Fluent in English.
Culture:

  • Builds trust and credibility.
  • Polite, respectful, and collaborative.
  • Plans and prioritizes effectively.
  • Provides optimal, evidence-based solutions.
  • Is determined, resilient, and innovative.
  • Demonstrates a risk and compliance mindset.
Bruin recognises the positive value of diversity, and aims to promote equality and challenge unfair discrimination. As a champion of equal opportunity employment we welcome applications from all suitably qualified persons - men and women, people of all ages, sexual orientations, nationalities, religions and beliefs. We particularly encourage applications from women, disabled, and Black, Asian and minority ethnic candidates as these groups are underrepresented throughout the financial services industry. Our clients work with us because they value a diverse workforce, and subscribe to our shared principle that all appointments are made on merit and that ability to perform the job will be the primary consideration. #J-18808-Ljbffr