Regulatory Affairs

4 weeks ago


Guildford Surrey, United Kingdom MPowered Mortgages Full time

Responsible for providing and managing a high-quality compliance framework as well as managing a small in-house team. Compliance Oversight
Serve as the primary point of contact for regulatory inquiries and examinations.
Keep abreast of regulatory developments and communicate changes to relevant stakeholders.
Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies.
AML Compliance
Serve as the primary point of contact for regulatory inquiries and examinations.
Keep abreast of regulatory developments and communicate changes to relevant stakeholders.
Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies.
Regulatory Liaison
Serve as the primary point of contact for regulatory inquiries and examinations.
Keep abreast of regulatory developments and communicate changes to relevant stakeholders.
Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies.
Training and Awareness
Provide training and education to employees on compliance and AML requirements.
Foster a culture of compliance awareness throughout the organization.
Develop and deliver regular compliance training sessions to ensure staff understanding and adherence to policies.
Risk Management
Identify and assess compliance and AML risks associated with business activities.
Develop strategies to mitigate compliance and AML risks effectively.
Monitor industry trends and emerging risks to proactively address potential issues.

Ensure that the company operates in compliance with all relevant regulations and laws, minimizing regulatory risks and potential financial penalties.
Serve as a trusted advisor to senior management on compliance and AML matters, providing strategic guidance and recommendations.
Maintain a strong working relationship with regulatory authorities, demonstrating transparency and cooperation in all interactions.
Compliance Monitoring Lead
Senior Financial Crime Lead (Deputy MLRO)

Chief Risk Officer

Alignment of Risk and Compliance Frameworks and regulatory development
monitoring and implementation

Risk and Credit Committee

Complete all mandatory training as and when required.
Always ensure adherence to all Firm policies and procedures.

Degree in relevant finance or legal
Professional qualification in finance or legal
Extensive experience (minimum 7 years) in compliance and AML roles within the financial services industry, preferably within a mortgage lending or banking environment.
Strong knowledge of UK regulatory requirements, including FCA regulations and AML legislation (e.g. Proven experience in developing and implementing compliance policies and procedures, as well as conducting compliance audits and risk assessments.
Analytical mindset with the ability to identify compliance and AML risks and develop appropriate risk mitigation strategies.
Demonstrated leadership skills, including the ability to lead and motivate a team of compliance professionals.
Sound judgment and integrity, with a commitment to upholding ethical standards and promoting a culture of compliance within the organisation.
Able to demonstrate a creative, innovative and collaborative approach

Broad experience gained from working in a regulated mortgage environment
Strong experience and understanding around handling data



  • Surrey, United Kingdom RApport Global Strategic Services Ltd Full time

    Find your place and use your experience to make an impact. We are RApport-ELIQUENT A specialist international regulatory consultancy, bringing cutting-edge and life-changing medicines and medical devices to global markets.The RApport-ELIQUENT team continues to grow from strength to strength, with the team applying our latest thinking in creating the next...


  • Surrey, United Kingdom RApport Global Strategic Services Ltd Full time

    Find your place and use your experience to make an impact. We are RApport-ELIQUENT A specialist international regulatory consultancy, bringing cutting-edge and life-changing medicines and medical devices to global markets.The RApport-ELIQUENT team continues to grow from strength to strength, with the team applying our latest thinking in creating the next...


  • Surrey, United Kingdom Apex International Recruitment Full time

    **Details**: - Full-time permanent position - Hybrid working - 3 days WFH, 2 days office (Surrey) - Competitive package - Global pharma company **The Role**: **Objective / Purpose of Role** To support the Regulatory Affairs function of the Operations department, carrying out a range of tasks supporting the fulfillment of responsibilities of the Marketing...


  • Surrey, United Kingdom Redline Group Ltd Full time

    My client, who are one of the leading mobile web browsers, is seeking a Spectrum And Regulatory Affairs Expert, to join their team in Surrey.The job's main purpose is to provide expert support to the spectrum strategy and telecoms technology development, the role will have a particular focus on working with ITU, national (Ofcom /ANFR) and regional (CEPT)...


  • Surrey, United Kingdom Redline Group Ltd Full time

    My client, who are one of the leading mobile web browsers, is seeking a Spectrum And Regulatory Affairs Expert, to join their team in Surrey. The job's main purpose is to provide expert support to the spectrum strategy and telecoms technology development, the role will have a particular focus on working with ITU, national (Ofcom /ANFR) and regional...


  • Surrey, United Kingdom RApport Global Strategic Services Ltd Full time

    Find your place and use your experience to make an impact. We are RApport-ELIQUENT A specialist international regulatory consultancy, bringing cutting-edge and life-changing medicines and medical devices to global markets.The RApport-ELIQUENT team continues to grow from strength to strength, with the team applying our latest thinking in creating the next...


  • Surrey, United Kingdom RApport Global Strategic Services Ltd Full time

    Find your place and use your experience to make an impact. We are RApport-ELIQUENT A specialist international regulatory consultancy, bringing cutting-edge and life-changing medicines and medical devices to global markets.The RApport-ELIQUENT team continues to grow from strength to strength, with the team applying our latest thinking in creating the next...


  • Surrey, United Kingdom RApport Global Strategic Services Ltd Full time

    Find your place and use your experience to make an impact. We are RApport-ELIQUENT A specialist international regulatory consultancy, bringing cutting-edge and life-changing medicines and medical devices to global markets.The RApport-ELIQUENT team continues to grow from strength to strength, with the team applying our latest thinking in creating the next...


  • Surrey, United Kingdom RApport Global Strategic Services Ltd Full time

    Find your place and use your experience to make an impact. We are RApport-ELIQUENT A specialist international regulatory consultancy, bringing cutting-edge and life-changing medicines and medical devices to global markets.The RApport-ELIQUENT team continues to grow from strength to strength, with the team applying our latest thinking in creating the next...


  • Surrey, United Kingdom RApport Global Strategic Services Ltd Full time

    Find your place and use your experience to make an impact. We are RApport-ELIQUENT A specialist international regulatory consultancy, bringing cutting-edge and life-changing medicines and medical devices to global markets.The RApport-ELIQUENT team continues to grow from strength to strength, with the team applying our latest thinking in creating the next...


  • Surrey, United Kingdom RApport Global Strategic Services Ltd Full time

    Find your place and use your experience to make an impact. We are RApport-ELIQUENT A specialist international regulatory consultancy, bringing cutting-edge and life-changing medicines and medical devices to global markets.The RApport-ELIQUENT team continues to grow from strength to strength, with the team applying our latest thinking in creating the next...


  • Surrey, United Kingdom Haleon Full time

    Manager Global Regulatory Affairs Labelling Job Purpose:The purpose of this role is to provide regulatory leadership, governance and expertise to one sub-category or a brand or a portfolio of products such that the labelling of existing products is successfully maintained globally. In this role the individual will build a network of collaborative...


  • Surrey, United Kingdom Apex International Recruitment Full time

    Details: Fulltime permanent position Hybrid working 3 days WFH, 2 days office Surrey Competitive packageThe Role: Regulatory compliance tracking Regulatory filing and administration Communication of regulatory changes internally and externally Generation, review and implementation of Product Information (Summary of Product Characteristics, leaflets and...


  • Surrey, United Kingdom CY Partners Full time

    Are you a regulatory affairs professional looking for an exciting new role? This role as Product Safety Compliance Officer will ensure that the company complies with all the applicable chemical regulatory requirements for products placed on the market. This role will also involve working in collaboration with other departments suchas R&D, Regulatory,...


  • Surrey, United Kingdom Kimberly-Clark Full time

    **Your Job** In the role of **Senior Regulatory Affairs Associate**, you will provide regulatory support for Kimberly Clark Consumer & Professional (KCP) businesses to ensure compliance. In this role, you will focus on providing support for **products with a food contact claim **in the UK & EU**.** As a Sr Regulatory Affairs Associate you will interact...


  • Tadworth, Surrey, United Kingdom SRG Full time

    SRG are currently looking for a Regulatory Affairs Associate for a Global Healthcare Company who have opened a new vacancy within their Regulatory team on an initial 6-month basis based out of their offices in Tadworth. Hybrid/remote working considered. The Role The role enables market access for products regulated as Food Contact Materials in the UK &...


  • Tadworth, Surrey, United Kingdom SRG Full time

    SRG are currently looking for a Regulatory Affairs Associate for a Global Healthcare Company who have opened a new vacancy within their Regulatory team on an initial 6-month basis based out of their offices in Tadworth. Hybrid/remote working considered. The Role The role enables market access for products regulated as Food Contact Materials in the UK &...


  • Tadworth, Surrey, United Kingdom SRG Full time

    Job Description SRG are currently looking for a Regulatory Affairs Associate for a Global Healthcare Company who have opened a new vacancy within their Regulatory team on an initial 6-month basis based out of their offices in Tadworth. Hybrid/remote working considered. The Role The role enables market access for products regulated as Food Contact...


  • Leatherhead, Surrey, United Kingdom KennedyPearce Consulting Full time

    Global Healthcare Company currently seeks a Regulatory & Quality Director to join their team based in Surrey. The Regulatory & Quality Director leads a team of technical, regulatory, and quality specialists, to ensure compliance for all regulated activities. This is a broad remit which includes responsibility for government relations, issue management,...


  • Guildford, United Kingdom Zentiva Group Full time

    JOB PURPOSEResponsible for the preparation, distribution and control of registration documentation required for regulatory submissions to high standards and within agreed timelines to ensure that marketing authorisations are obtained and maintained in line with the company's requirements.Contribute to timely communication of safety information to Regulatory...