QC & Testing Officer

3 weeks ago


London, United Kingdom Compliance Professionals Full time

THE COMPANY: Our client is a leading international Bank based in the City. They are looking for QC & Testing Officer to join the team on a permanent basis. THE RESPONSIBILITIES:

  • Work closely with the Head of Non-Financial Risk and Reporting, KYC Advisory, Head of KYC Team and the Non-Financial Risk and Reporting team to ensure that regulatory and operational risk requirements are adhered to during the KYC review process.
  • Undertake analysis, planning and delivery of risk-based outcomes from internal reviews.
  • Undertake control testing to support the Non-Financial Risk team in assessing and validating the quality of the controls identified from the CEMEA Risk and Control Self-Assessments (RCSAs).
  • Support CEMEA 1LOD with required training initiatives.
  • Conduct Quality Control (`QC') testing of financial crime related processes.
  • Support the development and delivery of the QC framework in CEMEA 1LoD.
  • Undertake first line monitoring on a regular and/or thematic basis, as agreed with Head of Non-Financial Risk and Reporting (e.g. Call Monitoring, Real-Time Screening and Transaction Monitoring).
  • Provide subject matter expertise on QC linked to Financial Crime Risk.
  • Participate in, or lead, as necessary on project related activity linked to the Non-Financial Risk and QC functions.
  • Contribute to process / procedure enhancements within the QC function, particularly for Financial Crime Risk.
  • Support QC liaison within the Group
EXPERIENCE REQUIRED:
  • QC subject matter expertise (i.e., Financial Crime within FCA-regulated CIB firm).
  • Control testing conformity with policy and compliance with UK regulatory requirements, covering AML/CTF, Financial Sanctions and Anti-Bribery & Corruption (including as part of Customer Due Diligence),
  • Transaction Monitoring and Name/Payment Screening.
  • At least 3 years' relevant SME experience within an FCA-regulated CIB firm
For further information please contact Natalie Eshelby #J-18808-Ljbffr
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