Risk & Regulatory Senior Associate (Financial Services)

4 weeks ago

Edinburgh, United Kingdom JPMorgan Chase & Co. Full time

Join the fast-paced and dynamic Private Bank Client Operations team to manage and process KYC for International Private Bank clients
As a KYC Senior Associate in EMEA Private Bank Operations, you will be responsible for reviewing, validating and authorising KYC documentation during a new client onboarding, periodic risk review or ad-hoc update during the client lifecycle. You will also execute with attention-to-detail and own the end-to-end KYC journey as well as advise and respond to enquiries on KYC requirements in an efficient manner and escalate any risks as appropriate. You will stay up-to-date with regulatory requirements around client KYC, suitability and documentation, acting as a subject matter expert for Front Office. .
The EMEA Client Operations team ensures adherence to regulatory Anti-Money Laundering (AML) and Know Your Client (KYC) requirements for the International Private Bank, covering both new and existing clients.
Processes new account opening requests in a timely and efficient manner, with the highest standards of quality to ensure compliance to Bank policies and regulatory / legal requirements
Prepares client KYC analysis and work with Front Office to obtain updated KYC and any related documentation
Reviews of legal, account opening and tax documentation to determine whether it meets regulatory and internal policies to open or maintain an account
Enters client due diligence data into various systems and databases with accuracy
Prior financial services or KYC / AML background or relevant degree such as Law, Business, Accountancy
Knowledge and understanding of legal, company and tax documentation
Fluency in English
Second language is an advantage

Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.
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