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Compliance Monitoring Manager

4 months ago

London, United Kingdom Coopman Search and Selection Full time

Principal Consultant | Coopman Search & Selection | Hedge Funds & Private Equity | Legal & Compliance
This role is a newly created role and will report into the General Counsel & Chief Compliance Officer.
In this role you will be responsible for the day-to-day operation of the compliance programme, as well as supporting on wider legal responsibilities. This person is seen medium-long term to be the Head of Compliance (SMF16/17).
Compliance oversight and monitoring activities of the firm
Provide advice to the business on key FCA regulatory requirements
Updating and managing the firm’s compliance policies and procedures
Maintaining employee certifications in accordance with the FCA’s Senior Management Certification Regime
Providing compliance input on a range of projects
Building strong compliance relationships with the business
Minimum of 2 years of compliance & legal experience within an asset management
Legal qualifications are desirable although not essential.
wood@coopman.As a Certified B Corporation, we take a different approach to how we do business. As a recognised Great Place to Work, we ensure our workplace is one that fosters professional growth and collaboration.”
Seniority level Mid-Senior level

Employment type Full-time

Job function Finance and Legal
Industries Investment Management, Financial Services, and Legal Services
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Compliance Manager - 12 month fixed term contract
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