Senior Compliance Monitoring Manager

3 days ago

London, United Kingdom Amazon Full time

Regulatory Compliance Manager, Amazon Payments UK
We are looking for an experienced compliance professional to join the Amazon Payments UK (APUK) team to support compliance operations of the firm. Reporting to APUK’s Senior Compliance Manager, the Compliance Manager will be responsible for supporting regulatory compliance of the payments propositions within the UK.
The Compliance Manager will be part of the 2nd line Compliance Office and responsible for providing regulatory oversight and approval for new programs, providing expert advice to stakeholders and supporting strategy design with regulatory input.
You will champion customer outcomes and use your knowledge of the industry and regulatory horizon to ensure sustainable, compliant solutions are formed. Assist in ensuring APUK’s payment activities operate in accordance with all legal and regulatory requirements by monitoring the compliance of business activity
• Provide advice on regulatory requirements, including in the development of compliance requirements for new business propositions
• Assist with the development, documentation and maintenance of policies and procedures
• Provide compliance awareness and training to the business
• Review, challenge and approve risk records, policy breaches and matters for escalation
• Work with business leads to identify and collate relevant information to respond to requests for information from auditors and regulators (ad hoc and regulatory returns).
• Maintain up to date knowledge of relevant regulations by monitor regulatory change and emerging risk from regulatory sources, to proactively communicate key developments to internal stakeholders and support the implementation of regulatory change.
APUK Compliance is an ambitious team of professions who are passionate about supporting Amazon grow in a compliant and scalable way. We see Compliance as a service to our business teams and customers, we get excited about innovation and collaboration. Minimum of four years generalist compliance experience in financial services working in risk and compliance, or within a financial regulatory body or consultancy practice
- • A good understanding of the Payment Services Regulations 2017 and FCA regulations, in areas including complaint handling, safeguarding, operational resilience and consumer duty.
- • Strong ownership and delivery orientated, to perform independently with minimal supervision
Experience of relationship management with regulatory bodies
Protecting your privacy and the security of your data is a longstanding top priority for Amazon. Please consult our Privacy Notice ( to know more about how we collect, use and transfer the personal data of our candidates.
Amazon is an equal opportunity employer and does not discriminate on the basis of race, national origin, gender, gender identity, sexual orientation, protected veteran status, disability, age, or other legally protected status. For individuals with disabilities who would like to request an accommodation, please visit Posted: October 7, 2024 (Updated about 1 hour ago)
Amazon is an Equal Opportunity Employer – Minority / Women / Disability / Veteran / Gender Identity / Sexual Orientation / Age.
#

  • Senior Compliance Monitoring Associate

    1 month ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our collegiate and dynamic compliance Monitoring team. Reporting to the Senior Compliance Assurance Manager, duties will include:Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities...

  • Senior Compliance Monitoring Specialist

    3 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    About the RoleAs a Senior Compliance Monitoring Specialist at Compliance Recruitment Solutions, you will play a critical role in ensuring the effectiveness of our compliance monitoring programme. Your primary responsibilities will include:Key ResponsibilitiesAssisting in the delivery of the annual compliance monitoring programme by undertaking agreed...

  • Compliance Monitoring Officer

    6 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for carrying out monitoring reviews to determine whether key...

  • Compliance Monitoring Analyst

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: . Our client is a leading trading firm going through an exciting period of growth and expansion. They are looking to hire a Compliance Monitoring Analyst on a permanent basis. THE RESPONSIBILITIES: Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable...

  • Compliance Monitoring Analyst

    4 weeks ago

    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY:.Our client is a leading trading firm going through an exciting period of growth and expansion. They are looking to hire a Compliance Monitoring Analyst on a permanent basis.THE RESPONSIBILITIES:Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and...

  • Compliance Monitoring Analyst

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY:.Our client is a leading trading firm going through an exciting period of growth and expansion. They are looking to hire a Compliance Monitoring Analyst on a permanent basis.THE RESPONSIBILITIES:Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and...

  • Compliance Monitoring Analyst

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY:.Our client is a leading trading firm going through an exciting period of growth and expansion. They are looking to hire a Compliance Monitoring Analyst on a permanent basis.THE RESPONSIBILITIES:Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and...

  • Compliance Monitoring- Wealth Management/private

    6 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a UK-leading investment firm, specialising in private client services. **THE RESPONSIBILITIES**: - Assist with the ongoing update to Compliance policies and procedures. - Maintenance of the Compliance monitoring action log. - Contribute to the development of the annual compliance monitoring plan. - Undertake compliance...

  • Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience Required

    5 months ago

    London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience Required   Ref: 4047G2   £60K - £65K + Good Benefits                                                                   Hybrid (West End)   Our client, a boutique wealth manager and...

  • Senior Manager Compliance

    3 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements expected for these businesses. # Provide Compliance and...

  • Senior Compliance Monitoring Manager

    2 weeks ago

    London, United Kingdom Lutine Bell Full time

    Lutine Bell are currently supporting a rapidly growing Investment Manager looking to appoint a Senior Compliance Monitoring Manager to oversee the monitoring function of the firm. As the Senior Compliance Monitoring Manager, you will report directly to the Group Head of Compliance. Your responsibilities will include managing the Annual Compliance Monitoring...

  • Regulatory Affairs Specialist

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...

  • Senior Compliance Monitoring Manager

    2 weeks ago

    Greater London, United Kingdom Lutine Bell Full time

    Lutine Bell are currently supporting a rapidly growing Investment Manager looking to appoint a Senior Compliance Monitoring Manager to oversee the monitoring function of the firm. As the Senior Compliance Monitoring Manager, you will report directly to the Group Head of Compliance. Your responsibilities will include managing the Annual Compliance Monitoring...

  • Senior Compliance Monitoring Manager

    2 weeks ago

    Greater London, United Kingdom Lutine Bell Full time

    Lutine Bell are currently supporting a rapidly growing Investment Manager looking to appoint a Senior Compliance Monitoring Manager to oversee the monitoring function of the firm. As the Senior Compliance Monitoring Manager, you will report directly to the Group Head of Compliance. Your responsibilities will include managing the Annual Compliance Monitoring...

  • Senior Compliance Monitoring Manager

    2 weeks ago

    London, UK, UK, United Kingdom Lutine Bell Full time

    Lutine Bell are currently supporting a rapidly growing Investment Manager looking to appoint a Senior Compliance Monitoring Manager to oversee the monitoring function of the firm. As the Senior Compliance Monitoring Manager, you will report directly to the Group Head of Compliance. Your responsibilities will include managing the Annual Compliance Monitoring...

  • Senior Compliance Monitoring Manager

    2 weeks ago

    Greater London, United Kingdom Lutine Bell Full time

    Lutine Bell are currently supporting a rapidly growing Investment Manager looking to appoint a Senior Compliance Monitoring Manager to oversee the monitoring function of the firm. As the Senior Compliance Monitoring Manager, you will report directly to the Group Head of Compliance. Your responsibilities will include managing the Annual Compliance Monitoring...

  • Senior Compliance Monitoring Manager

    1 week ago

    Greater London, United Kingdom Lutine Bell Full time

    Job Description Lutine Bell are currently supporting a rapidly growing Investment Manager looking to appoint a Senior Compliance Monitoring Manager to oversee the monitoring function of the firm. As the Senior Compliance Monitoring Manager, you will report directly to the Group Head of Compliance. Your responsibilities will include managing the Annual...

  • Compliance Manager/Senior Manager

    3 months ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Our client, a prestigious law firm based in London, is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership. As the Compliance & Risk Manager, you’ll be responsible for...

  • Compliance Manager/Senior Manager

    3 months ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Our client, a prestigious law firm based in London, is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership. As the Compliance & Risk Manager, you’ll be responsible for...

  • Senior Wealth Management Compliance Specialist

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Senior Wealth Management Compliance SpecialistJob Summary: We are seeking a highly skilled Senior Wealth Management Compliance Specialist to join our team at Compliance Professionals. As a Senior Wealth Management Compliance Specialist, you will be responsible for leading the onboarding process for wealth management clients, ensuring compliance...