Compliance Controls Testing VP

Our client a leading Investment Bank are looking for a Compliance Testing VP to join a growing team. This role offers a unique opportunity to contribute to the growth and success of a globally recognised financial institution with good exposure to front office business lines. Key Responsibilities: Develop and implement comprehensive compliance testing...

Our client a leading Investment Bank are looking for a Compliance Testing VP to join a growing team. This role offers a unique opportunity to contribute to the growth and success of a globally recognised financial institution with good exposure to front office business lines. Key Responsibilities: Develop and implement comprehensive compliance testing...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...

Requirements: ·    Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry ·    Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional testing, surveillance systems,...

Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional testing, surveillance systems, and...

Requirements: ·    Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry ·    Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional testing, surveillance...

Our client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Assist with scoping, implementing and managing second line testing Follow-up management's implementation...

Our client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Assist with scoping, implementing and managing second line testing Follow-up management's implementation...

Job Description Societe Generale is one of Europe's leading financial services groups and a major player in the economy for over 160 years, we support 25 million clients every day with more than 126,000 staff in 65 countries Our Group draws on our European roots to develop our business internationally. Our unique geographic positioning enables us to...

Societe Generale is one of Europe's leading financial services groups and a major player in the economy for over 160 years, we support 25 million clients every day with more than 126,000 staff in 65 countries Our Group draws on our European roots to develop our business internationally. Our unique geographic positioning enables us to connect Europe and...

Societe Generale is one of Europe's leading financial services groups and a major player in the economy for over 160 years, we support 25 million clients every day with more than 126,000 staff in 65 countries Our Group draws on our European roots to develop our business internationally. Our unique geographic positioning enables us to connect Europe and...

European Financial Controller (VP) Location - LondonI am searching for an experienced Financial Controller to join a global powerhouse in the fintech space. Reporting to the CFO this role will see you leading multiple teams, driving a culture of continuous improvement, and keeping a laser focus on opportunities to streamline processes and maximize...

Meraki Talent are working with a global Fintech/FX client that are looking for a VP of Compliance to join their innovative and dynamic team in London. Position Overview: As the Vice President of Compliance, you will play a pivotal role in ensuring that our client operates within regulatory frameworks and maintains the highest standards of compliance. You...

Meraki Talent are working with a global Fintech/FX client that are looking for a VP of Compliance to join their innovative and dynamic team in London. Position Overview: As the Vice President of Compliance, you will play a pivotal role in ensuring that our client operates within regulatory frameworks and maintains the highest standards of compliance. You...

Meraki Talent are working with a global Fintech/FX client that are looking for a VP of Compliance to join their innovative and dynamic team in London. Position Overview: As the Vice President of Compliance, you will play a pivotal role in ensuring that our client operates within regulatory frameworks and maintains the highest standards of compliance....

THE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...