Head of Compliance

4 hours ago

London, United Kingdom Compliance Professionals Full time

THE COMPANY: Our client is an international banking organisation based in the City. They are looking for a Head of Compliance & MLRO to join the Business on a permanent basis.THE RESPONSIBILITIES:Accountable for ensuring all managers fulfil their responsibilitiesOverseeing and assisting Senior Management as requiredTo constantly develop and maintain policies and procedures of the AML/CTFConduct an annual risk assessmentReceive and assess all internal Suspicious Activity Reports (SARs)To be point of contact with NCA and other regulatory, law enforcement and investigatory agencies on AML matters.Ensuring compliance with AML staff training obligationsOverseeing the sanctions and transaction monitoring regime within the BankTo develop and implement the Compliance FrameworkEnsure that the Bank consistently and effectively operates within all relevant regulatory and statutory requirements at all times.Advise on changes in the rules and regulations and compliance standardsRegulatory returns to be completed and timeframes for submission to the FCA/PRA/other Regulators.Maintain and oversee record keepingEnsure that the Bank’s Complaints Procedures are correctly followed and reports made to the FCA as appropriate.Monitor and record the Bank’s compliance with the legal and regulatory requirementsLiaise with the regulators as necessaryManagement of the Financial Crime and Compliance functionPrepare and present the MLRO annual reportBe an active member of the Executive Risk Committee.EXPERIENCE REQUIRED:Experience in areas of compliance and holding SMF17 or substantial experience operating at a deputy and wanting to take the next stepIdeally experience in a banking environmentStrong understanding of relevant UK regulatory requirements.Detailed understanding of financial services compliance.Strong stakeholder management experienceFor further information please contact Natalie Eshelby. #J-18808-Ljbffr

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