Head of Compliance

2 weeks ago

City of London Greater London, United Kingdom Black Swan Group Full time

Position: Head of Compliance - Trade Finance House All the relevant skills, qualifications and experience that a successful applicant will need are listed in the following description. Company Overview: Trade finance house dedicated to providing innovative financial solutions currently seek a dynamic and experienced Head of Compliance to join their team. Role Overview: As the Head of Compliance, you will play a pivotal role in ensuring that our operations adhere to all relevant regulations and standards. You will be responsible for developing, implementing, and overseeing our compliance program, as well as providing guidance to internal stakeholders on compliance matters. This role offers a unique opportunity to lead and shape the compliance function within a dynamic and fast-paced environment. Key Responsibilities:

  • Develop and maintain policies and procedures to ensure compliance with applicable laws and regulations, including but not limited to anti-money laundering (AML), know your customer (KYC), and sanctions regulations.
  • Conduct regular compliance risk assessments and implement controls to mitigate identified risks.
  • Provide guidance and training to employees on compliance-related matters.
  • Monitor changes in regulatory requirements and assess their impact on the business.
  • Oversee compliance monitoring and testing activities to ensure effectiveness.
  • Act as the primary point of contact for regulatory inquiries and examinations.
  • Collaborate with internal stakeholders, including legal, risk management, and operations, to address compliance issues and implement solutions.
Qualifications:
  • Solid experience in compliance roles within the financial services industry, with specific experience in trade finance preferred.
  • In-depth knowledge of relevant regulations and standards, such as AML, KYC, and sanctions.
  • Strong understanding of trade finance products and services.
  • Excellent communication and interpersonal skills, with the ability to effectively interact with stakeholders at all levels of the organization.
  • Proven leadership experience, with the ability to manage and develop a team.
  • Professional certifications such as Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) preferred.

  • Deputy Head of Compliance

    1 week ago

    City of London, Greater London, United Kingdom Compliance Professionals Full time

    We have been instructed by an international corporate & specialist finance bank who has their European hub in London. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting • Carry out regulatory and various other legal compliance (including AML, ABC, anti-fraud, DPA) advisory, monitoring and ad hoc activities, in...

  • Deputy Head of Compliance

    1 week ago

    City of London, Greater London, United Kingdom Compliance Professionals Full time

    We have been instructed by an international corporate & specialist finance bank who has their European hub in London. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting • Carry out regulatory and various other legal compliance (including AML, ABC, anti-fraud, DPA) advisory, monitoring and ad hoc activities, in...

  • Deputy Head of Compliance

    1 week ago

    City of London, Greater London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Applying for this role is straight forward Scroll down and click on Apply to be considered for this position. We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated...

  • Deputy Head of Compliance

    1 week ago

    City of London, Greater London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Applying for this role is straight forward Scroll down and click on Apply to be considered for this position. We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated...

  • Head of Compliance

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed...

  • Head of Compliance

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and...

  • Head of Compliance

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and...

  • Compliance Advisory Officer

    1 week ago

    City of London, Greater London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Find out if this opportunity is a good fit by reading all of the information that follows below. Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...

  • Compliance Advisory Officer

    1 week ago

    City of London, Greater London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Find out if this opportunity is a good fit by reading all of the information that follows below. Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...

  • Head of Compliance

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team. This is a great opportunity for someone to step up in to ‘Head of’ role. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the...

  • Deputy Head of Compliance

    2 weeks ago

    Greater London, United Kingdom Compliance Professionals Full time

    THE COMPANY:Applying for this role is straight forward Scroll down and click on Apply to be considered for this position.We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Designated...

  • Deputy Head of Compliance

    6 hours ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an international financial services company focusing on wholesale and corporate banking activities. **THE RESPONSIBILITIES**: - To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. - Oversee and manage the regulatory advisory team within the...

  • Deputy Head of Compliance

    3 weeks ago

    Greater London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reportingCarry out regulatory and...

  • Deputy Head of Compliance

    3 weeks ago

    Greater London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reportingCarry out regulatory and...

  • Deputy Head of Compliance

    3 weeks ago

    Greater London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out...

  • Deputy Head of Compliance

    3 weeks ago

    Greater London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reportingCarry out regulatory and...

  • Head of Compliance

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team on a part-time basis. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the business remains compliant with all relevant laws,...

  • Deputy Head of Compliance

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES: To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee...

  • Deputy Head of Compliance

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES: To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and...

  • Deputy Head of Compliance

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international financial services company focusing on wholesale and corporate banking activities.THE RESPONSIBILITIES:To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements.Oversee and manage the regulatory advisory team within the departmentManage and oversee the...