Compliance Executive

2 weeks ago

Gibraltar Buckinghamshire, United Kingdom SRG Full time

Compliance Executive | Insurance | Gibraltar | Competitive Salary Package| Hybrid

Compliance Executive required for an expanding insurance company based in Gibraltar. This is a real opportunity within a FTSE 100 Group to be an integral part of the Compliance function in Gibraltar. As the Compliance Executive you will be providing administrative compliance support to the Compliance Manager and Chief Operating Officer (COO) as well as assisting in completing half-yearly and annual standards returns. You will also be responsible for maintaining the company's Compliance log, internal regulatory issues, deadlines and issue appropriate reminders.

What's on offer to you?

  • Hybrid working
  • Extensive benefits package including bonus and health
  • Reporting to the Compliance Manager

What You Will Be Doing

  • Log all regulatory correspondence and issue diary reminders where appropriate
  • Schedule, attend and document company Compliance/Outsourcer meetings
  • Provide assistance in completing the company's regulatory returns both to the Gibraltar Financial Services Commission (GFSC) and the Financial Conduct Authority (FCA)
  • Preparation of first drafts of Regulated Individual Applications to the GFSC and liaise with applicants for outstanding information
  • Prepare communications in a clear, consistent, and accurate manner
  • Identify any regulatory changes and arrange for summaries to be produced by the Compliance Manager
  • Assist with compliance-based projects

What You Will Need to Succeed in This Role

  • Compliance experience within a General Insurance firm (either Gibraltar or UK) or at least a minimum of 1 year's compliance within a Gibraltar based financial services or a similar regulated industry
  • A good working knowledge of GFSC or FCA regulations
  • Effective communication and relationship building skills with both colleagues in Gibraltar and the wider Compliance Team in the UK
  • Ability to deliver solid reporting with the insight and emotional intelligence to challenge the inputs to the process and anticipate issues
  • Excellent attention to detail, with an analytical mindset
  • Ability to work independently and proactively with excellent organisation skills

Keywords: Compliance Executive | Gibraltar | Insurance | GFSC | Regulatory

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