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Head of Compliance

2 months ago

United Kingdom MERJE Full time

MERJE has been exclusively instructed to support a highly regarded Investment Management firm in their search for a Head of Compliance & Risk.
You’ll be responsible for overseeing the Compliance & Risk teams, engaging in a diverse range of tasks. Provision of technical advice, support & regulatory guidance
Leading the implementation and maintenance of robust systems, policies, and controls to ensure compliance with regulatory standards, covering areas such as risk management, governance, anti-financial crime, and data protection.
Reporting directly to Boards and Committees on all compliance matters
Development & oversight of the annual compliance monitoring programme
Managing regulatory permissions while fostering effective relationships with the FCA
Reviewing and implementation of compliance policies & procedures

8-10 years + broad Compliance experience ideally gained within an Investment Management environment
~ Strong relationship-building skills with the ability to engage with stakeholders at all levels across the business
~ Team management experience - ability to lead and inspire
~ Thorough knowledge of the FCA’s regulatory rules appropriate to the investment management space
~ Strong academic background (relevant compliance qualifications such as CISI desirable)