Senior Compliance Monitoring

2 weeks ago


South Yorkshire, United Kingdom Tate Full time €75,000 - €90,000

Head of Compliance (J2007) Nottingham, England Salary: GBP75000 - GBP90000 per annum
Job Title: Head of Compliance
Nottingham (Hybrid)
We are partnering with a leading company based in Nottingham to recruit an experienced and dynamic Head of Compliance. This is a fantastic opportunity for a seasoned compliance professional to lead and shape the compliance function, ensuring the company continues to meet and exceed regulatory requirements.
Build and nurture a culture of compliance, ensuring alignment with strategic objectives.
Support and guide the Compliance and Audit Manager, providing expertise and leadership.
Collaborate with the MD and Operations Director to establish key objectives for the Compliance team.
Compliance Monitoring:
Overhaul and take full responsibility for the Compliance Monitoring Plan.
Assess the adequacy and effectiveness of compliance measures and controls, ensuring continuous improvement.
Identify and evaluate potential risks to business objectives.
Implement measures to mitigate or eliminate risks, conducting thorough risk assessments and reporting findings appropriately.
Policy and Procedure Management:
Ensure company policies and procedures are robust and in line with regulatory guidance.
Continuously review and update policies to maintain a strong compliance framework.
Provide comprehensive compliance MI with analytic analysis to senior management.
10+ years of experience in compliance within the financial services sector.
~ In-depth knowledge of UK financial services regulations, particularly high-cost credit.
~ Proven experience managing a compliance monitoring plan and leading a compliance team.
~ Experience in developing and implementing compliance policies and procedures.
~ Demonstrated ability to manage risk and resolve compliance issues effectively.

33 days annual leave (incl. bank holidays)
~ Quarterly bonus based on personal and company performance.
~ Health Insurance
~ Company pension scheme
~ Eye care scheme

Phone: Please include your country code.
Yes, I am currently eligible to work (work permit/visa/citizenship) in the country to which I am applying. No, I am not currently eligible to work (work permit/visa/citizenship) in the country to which I am applying.
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