Internal Audit Manager

2 weeks ago


London, United Kingdom Marex Spectron Full time

Marex is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.
Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution. The Group provides access to the world’s major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers.
Headquartered in London with 36 offices worldwide, the Group has over 1,800 employees across Europe, Asia and America.
The Audit team is a global function with a presence in London and North America. Provides advice and influences change at a senior level to improve Marex Group corporate governance, risk management practice and internal control environment.
Through the Senior Internal Audit Manager provides assurance to the Board, on the adequacy, effectiveness and efficiency of the Marex internal control environment.
Increase internal and external confidence in the Marex Group business and brand.
Provide value for money and other consultancy services as required through the Group Head of Internal Audit or Senior Internal Audit Management
Supervise and lead Internal Audit activities to ensure quality assurance output
Promote internal audit and Marex in general to the wider community through direct contact and external and internal interactions
Provide input and support the development of the three year strategic internal audit plan to ensure coverage of key risks across all Marex entities and business areas, to provide the required level of assurance to the Board, senior management and other stakeholders.
Plan and deliver the annual work programme for Marex with the Group Head of Audit and Senior Internal Audit Managers
Influence senior management to take steps to increase the effectiveness of risk mitigation and improved control environment under their responsibility.
Creates, develops and implements audit policies and procedures for the review of key controls across various operating models both within the Group functions and overseas locations.
Manage the development of staff as appropriate and ensure professional standards and key performance targets are met.
Ensuring compliance with the company’s regulatory requirements
Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with.
To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility
To report any breaches of policy to Compliance and/ or your supervisor as required
To escalate risk events immediately
To provide input to risk management processes, as required.
7 to 10 years’ experience minimum* as an Audit practitioner in a complex financial services organisation(s) or Practice firm preferably with exposure to broking and commodities.
~ Experience in conducting risk assessments and audits of a wide variety of complex financial systems.
~ Comprehensive knowledge and understanding of modern internal audit concepts and standards and their application to the financial services market.
~ Exposure to creating, developing, and implementing audit strategies, policies and procedures.
~ Exposure to internal audit or Compliance functions to provide a professional service.
~ Experience in managing relationships and influencing change at a senior level.
~ Proficient in information technology skills and carrying out audits of general IT controls.
~ Exposure to and enthusiasm for working in financial markets.
~ Experience of conducting Integrated reviews with IT and standalone business audits.
~ Experience in leading Audit assignments (i.e. throughout the audit life cycle) and supervising staff as appropriate
~ Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this.
~ Interest in working internationally and willingness to travel (US, Singapore, HK, Canada)

Escalates key issues and changing priorities to Senior Internal Audit Management as appropriate
Excels at building relationships, networking and influencing others



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