Risk & Regulatory Manager

3 weeks ago

Peterborough Cambridgeshire, United Kingdom Claremont Consulting Full time

Risk & Compliance Manager - Financal Promotions
A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens.
This role will be supporting the risk & compliance on marketing special offers to customers etc.
Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed.
Support the Senior Manager horizon scanning of new and emerging risks whilst implementing effective methods and techniques to manage risk across the board.
Provide expert advice and approvals for all marketing activity (both financial and non-financial promotions).
Support and challenge the business on regulatory and prioritized projects from both a regulatory and first line risk perspective.
Own and deliver the first line annual validation and monitoring plan and closely engage with second line on overall delivery.
Identify and managing continuous improvement of the business control environment through ongoing assessments, root cause analysis for incidents/complaints/sign offs, remediation and targeted deep dives.
Work closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite.
Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent.
Responsible for supporting the business with third party management processes.
Able to deputise for Senior Manager.
Advanced knowledge of FCA rules relating to customer communications and financial promotions and CAP and BCAP Codes (ASA). Other in-scope regulatory knowledge would be beneficial but not essential e.g. Good understanding of risk frameworks and execution of these within a business.

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