Senior Compliance Analyst
1 month ago
Job Description
New Senior Compliance Analyst opportunity working with a top performing Lloyd’s Syndicate. The primary purpose of this role is to support the Compliance Manager in ensuring that the UK regulated companies comply with all internal policies, laws and regulations applicable to their activities, including activities authorised and regulated by the PRA, the FCA and Lloyd’s.
Key Responsibilities:
· Support in meeting regulatory requirements applicable
· Support in the delivery of the Compliance Plans
· Advise the business on compliance related queries
· Assist in the production of MI and packs for the Product Oversight Group and other relevant committees
· Support in regular compliance monitoring activity, including monitoring relating to Lloyd’s Europe, Licencing and Horizon Scanning
· Maintain the regulatory timetable, exceptions system, daily sanctions screening system, broker management system and any other relevant timetables.
· Assist in the completion and submission of regulatory returns (including Lloyd’s)
· Facilitate the broker approval process and maintain TOBAs
· Establish relationships with all business units and to attend meetings as directed
· Continue developing knowledge on relevant regulatory regimes and the London insurance market including Lloyd’s
· Any other duties as the Compliance Manager may assign from time to time
Key Skills and Experience:
· Ideally a Law (LLB) degree
· 2-3 years compliance experience in a Lloyd’s Managing Agent
· Knowledge of US, EU and UK Sanction regimes
· Knowledge of the operation of the London insurance market, its various participants and insurance regulatory requirements.
#J-18808-Ljbffr-
Regulatory Compliance Analyst
1 month ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...
-
Senior Compliance and Risk Analyst
2 days ago
City of London, Greater London, United Kingdom Arthur Recruitment Full timeWe are working with an exciting and growing London Insurance Market MGA who are seeking to a Compliance and Conduct Risk Analyst to join their Compliance team and be part of the development of the function. Increase your chances of reaching the interview stage by reading the complete job description and applying promptly. Working closely with the Senior...
-
Senior Compliance Analyst
2 days ago
City of London, Greater London, United Kingdom Edenbrook Full timeCompliance/ Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s MGA. Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate. Scroll down for a complete overview of what this job will require Are you the right candidate for this...
-
Senior Compliance Analyst
2 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeDo you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To apply for this role, you must have...
-
Senior Compliance Analyst
2 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeDo you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To apply for this role, you must have...
-
Senior Analyst Relations Manager
2 weeks ago
London, United Kingdom Starsight | Analyst Relations Full timeCompany Description.Starsight Communications is Europe's largest and most respected EMEA analyst relations (AR) consultancy. We provide growth and scale companies with strategic expertise and hands-on tactics to enhance their analyst relations. Founded by experienced AR practitioners, Starsight Communications is committed to delivering exceptional results...
-
Legal Compliance Analyst
2 days ago
City of London, Greater London, United Kingdom Coopman Search and Selection Full timeAs a Senior Compliance Analyst you will be joining a business that is looking to expand and will be an integral part of the firm with exposure to a wide variety of business functions and activities at the firm. This is an excellent opportunity for a compliance analyst looking to progress into a more senior and broader compliance role. You will report into...
-
Compliance Analyst
1 month ago
City of London, United Kingdom BCT Resourcing Full time**Compliance Analyst** **City of London** **£45,000 per annum** I am currently recruiting for a Compliance Analyst in London on a hybrid basis. This is a great opportunity to join a well established business and a great team.
-
Compliance Analyst
2 days ago
City of London, Greater London, United Kingdom Lawson Clark Recruitment Full timeAML COMPLAINCE ANALYST £65,000 Are you ready to apply Make sure you understand all the responsibilities and tasks associated with this role before proceeding. This is an opportunity for someone who has 2 years plus previous compliance experience to join one of the City's leading law firms. Exceptional working conditions and a chance to impress at the...
-
Senior Compliance Analyst
1 month ago
London, United Kingdom Compliance Professionals Full timeOur client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks...
-
Senior Compliance and Risk Analyst
2 weeks ago
London, United Kingdom in Newbury Full timeHome Senior Compliance And Risk Analyst jobs in London 3 Senior compliance and risk analyst jobs in London Senior Compliance and Risk Analyst London 02.05.2024 Senior Compliance and Risk Analyst London Optimizely 02.05.2024 At Optimizely, we're on a mission to help people unlock their digital potential. We do that by reinventing how marketing...
-
Senior Compliance Analyst
1 month ago
London, United Kingdom EJ Legal Limited Full time**Senior Compliance Analyst** An exciting opportunity has arisen for a Senior Compliance Analyst who is looking to make a move into an international law firm in the heart of London on the high regarded Compliance and Risk team who are dived into working on new business intake, anti moneylaundering(AML), due diligence(CDD) and conflict checks. You will be...
-
Senior Compliance and Risk Analyst
2 weeks ago
London, United Kingdom in Newbury Full timeHome Senior Compliance And Risk Analyst jobs in London 3 Senior compliance and risk analyst jobs in London Senior Compliance and Risk Analyst London 02.05.2024 Senior Compliance and Risk Analyst London Optimizely 02.05.2024 At Optimizely, we're on a mission to help people unlock their digital potential. We do that by reinventing how marketing...
-
Compliance Analyst
2 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeDo you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm.To apply...
-
Compliance Analyst
2 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeDo you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Do you want to work at a global law firm? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To...
-
Compliance Analyst
2 days ago
London, United Kingdom AJ FOX COMPLIANCE Full timeJob Description Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Do you want to work at a global law firm? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a...
-
Compliance Analyst
2 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeDo you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Do you want to work at a global law firm? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To...
-
Senior Compliance Analyst
7 days ago
City of London, Greater London, United Kingdom Page Personnel Full timeCompliance Analyst role within a London based Payments firm. Opportunity to learn and develop in a broad Compliance Analyst role. Client Details The client is a principle issuer of MasterCard and cross-border payments firm. Description Investigate SARs from relevant person(s), relating to financial crime. Monitor transaction activity to ensure...
-
Senior Compliance Analyst
2 weeks ago
City of London, Greater London, United Kingdom HFG Full timeA leading insurer with a presence at Lloyd's is currently seeking a compliance analyst to work on both Company market compliance, along with that of the Lloyd's syndicate. You'll work on all matters including regulatory compliance, sanctions and financial crime. Duties include due-diligence, monitoring, advisory and project work. It is essential that you...
-
Senior Compliance Analyst
2 weeks ago
City of London, Greater London, United Kingdom HFG Full timeA leading insurer with a presence at Lloyd's is currently seeking a compliance analyst to work on both Company market compliance, along with that of the Lloyd's syndicate. You'll work on all matters including regulatory compliance, sanctions and financial crime. Duties include due-diligence, monitoring, advisory and project work. It is essential that you...