Central Compliance Reporting AVP
2 weeks ago
Job Description
Who are we?
We are not your typical financial institution. It’s our people who make us a cut above. Here, every person is respected because of their differences, not in spite of them.
We pride ourselves on a culture of purpose, passion and compassion. At Mizuho, we provide the stability of an international industry leader with the career trajectory of a growing business. Our steady, strategic growth gives our people at all levels rewarding degrees of responsibility and a richer work experience than a boutique firm or an established giant could offer alone.
Working for Mizuho opens doors not just to a rewarding career with excellent prospects, but to lasting friendships with colleagues from diverse cultures. It’s the local expertise of our employees that makes our global network so powerful. By collaborating with colleagues and clients who have your same ambition, you can amplify your sphere of influence and base of knowledge as part of one of the largest—and growing—banks in the world.
What is the opportunity?
The Compliance function is an independent function that identifies, assesses, advises on and monitors compliance risk – that is the risk of regulatory sanctions as a result of failure to comply with applicable regulations.
The Compliance function exists to support Mizuho by enabling it to conduct business lawfully, in accordance with regulatory requirements and with integrity. The main objective of the Compliance function is to provide an active advisory and monitoring service in relation to regulatory requirements, especially those of the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA).
This role has important responsibilities in helping to ensure the Compliance function effectively discharges its responsibilities.
What will you be doing?
You will assist with the delivery of a varied range of Central Compliance responsibilities, including:
• External Compliance related regulatory reporting;
• Mizuho Group Compliance regulatory reporting, including reporting to Tokyo and within London;
• You will assist in the preparation of reports regarding Compliance matters to the firm’s executive and board committees;
• Employee related compliance matters, including personal conflicts reviews (e.g. OBI, G&E)
• You will enhance procedures and controls relevant to the operation of this function;
• You will maintain good working relationships with Compliance colleagues, business management and other control functions;
• You will undertake other responsibilities as agreed with other Compliance areas and / or may be directed by senior Compliance staff
What do you need to succeed?
• 5 years + experience within the banking industry
• Demonstrable experience in the coordination and preparation of reports and management information and a good understanding of the appropriate governance and controls involved in reporting.
• Experience of managing personal conflicts of interest (Outside Business Interests, Gifts & Entertainment) preferred but not essential.
• Analytical, attention to detail, organised, enjoys team working, commitment to professional standards.
What Mizuho can offer you
Here at Mizuho, there are fantastic progression opportunities and clear paths to promotion. We will give you ample opportunity to affect change and to help grow our business.
In addition to the great opportunity outlined above we are also currently able to offer:
- Competitive starting salary, plus discretionary bonus
- Non-contributory pension
- 27 days’ annual leave
- Core working hours*
- Hybrid working - office and home based*
- Virtual GP
- Wellbeing benefits, including Mental Health Allies and First Aiders
At Mizuho, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
At Mizuho we are committed to supporting equality, diversity and equality, and seek to create a workplace that is fully inclusive. We welcome applications from all sections of the community that we operate in and from all ethnic backgrounds, sexual orientation, beliefs, gender identities and disabilities
If you require more information about our equal opportunities policy or wish to discuss any accessibility requirements or reasonable adjustments please contact the recruitment team – recruitment@mhcb.co.uk and we will be happy to help.
#J-18808-Ljbffr-
Central Compliance Reporting AVP
2 weeks ago
London, United Kingdom Mizuho Full timeWho are we? We are not your typical financial institution. It’s our people who make us a cut above. Here, every person is respected because of their differences, not in spite of them. We pride ourselves on a culture of purpose, passion and compassion. At Mizuho, we provide the stability of an international industry leader with the career trajectory of a...
-
Central Compliance Reporting AVP
Found in: Jooble UK C2 - 2 weeks ago
London, United Kingdom Mizuho Full timeWho are we? We are not your typical financial institution. It’s our people who make us a cut above. Here, every person is respected because of their differences, not in spite of them. We pride ourselves on a culture of purpose, passion and compassion. At Mizuho, we provide the stability of an international industry leader with the career trajectory of a...
-
Central Compliance Reporting AVP
Found in: Talent UK 2A C2 - 2 weeks ago
London, United Kingdom Mizuho Full timeWho are we?We are not your typical financial institution. It’s our people who make us a cut above. Here, every person is respected because of their differences, not in spite of them.We pride ourselves on a culture of purpose, passion and compassion. At Mizuho, we provide the stability of an international industry leader with the career trajectory of a...
-
Central Compliance Reporting AVP
Found in: Appcast Linkedin GBL C2 - 2 weeks ago
London Area, United Kingdom Mizuho Full timeWho are we?We are not your typical financial institution. It’s our people who make us a cut above. Here, every person is respected because of their differences, not in spite of them.We pride ourselves on a culture of purpose, passion and compassion. At Mizuho, we provide the stability of an international industry leader with the career trajectory of a...
-
Central Compliance Reporting AVP
Found in: Appcast UK C2 - 7 days ago
London Area, United Kingdom Mizuho Full timeWho are we?We are not your typical financial institution. It’s our people who make us a cut above. Here, every person is respected because of their differences, not in spite of them.We pride ourselves on a culture of purpose, passion and compassion. At Mizuho, we provide the stability of an international industry leader with the career trajectory of a...
-
Central Compliance Reporting AVP
Found in: Appcast UK C C2 - 7 days ago
London Area, United Kingdom Mizuho Full timeWho are we?We are not your typical financial institution. It’s our people who make us a cut above. Here, every person is respected because of their differences, not in spite of them.We pride ourselves on a culture of purpose, passion and compassion. At Mizuho, we provide the stability of an international industry leader with the career trajectory of a...
-
Central Compliance Reporting AVP
Found in: Whatjobs ES C2 - 2 days ago
London Area, United Kingdom Mizuho Full timeWho are we? We are not your typical financial institution. It’s our people who make us a cut above. Here, every person is respected because of their differences, not in spite of them. We pride ourselves on a culture of purpose, passion and compassion. At Mizuho, we provide the stability of an international industry leader with the career trajectory of a...
-
Central Compliance Avp
2 weeks ago
London, United Kingdom Goodman Masson Full timeResponsibilities: - Maintenance of the firms inside information registers and information walls in the relevant systems - Communication and Management of the firms updates to its Global Restrictive List (GRL) - Implementation of certain controls as they pertain to the GRL - Assisting in the coordination and delivery of the Compliance Risk Assessment -...
-
Central Compliance Avp
2 days ago
London, United Kingdom eFinancialCareers Full timeResponsibilities: - Maintenance of the firms inside information registers and information walls in the relevant systems - Communication and Management of the firms updates to its Global Restrictive List (GRL) - Implementation of certain controls as they pertain to the GRL - Assisting in the coordination and delivery of the Compliance Risk Assessment -...
-
Compliance Officer AVP
7 days ago
London, United Kingdom Miryco Consultants Ltd Full timeMiryco Consulants are working with a leading Lloyd’s of London Insurance Broker in hiring a Compliance Officer (AVP) to join their Risk & Compliance team. Responsibilties •Manage the relationship with our regulators. • Responsible for regulatory submissions via Connect, Gabriel and any other FCA notifications. • Responsible for horizon scanning...
-
Regulatory Reporting
1 week ago
London, United Kingdom eFinancialCareers Full timeWorld hq and core decisions made on the ground Tier 1 - IB, Retail, Corporate and Business Lending **Description** **Regulatory Reporting / FinRep - AVP** Docklands Canary Wharf Banking & Financial Services The regulatory Reporting team contributes to a number of external reporting disclosures including the preparation of financial regulatory...
-
Compliance Aml Sanctions Avp
7 days ago
London, United Kingdom eFinancialCareers Full timeAs a Compliance AVP you will be responsible for: - Conducting end to end reviews escelated from the KYC and on-boarding teams. - Ensuring the correct due dillgenence is enforced at every point of the review. - Aiding in the training and drafting of policies for the on-boarding and KYC teams. - Ad hoc advisory to the front office. Applicants must...
-
AVP Compliance
2 weeks ago
London, United Kingdom Bruin Full timeExciting Opportunity: Join a Fabulous Team at One of the Largest and Most Well-Known Investment Banks As an AVP Conduct & Compliance in Conduct & Compliance, your primary responsibility is to execute and deliver all audit engagements assigned by the Chief Auditor and Heads of Audit. You'll support the Head of Audit and Senior Audit Managers in this...
-
AVP Compliance
4 days ago
London, United Kingdom Bruin Full timeJob Description Exciting Opportunity: Join a Fabulous Team at One of the Largest and Most Well-Known Investment Banks As an AVP Conduct & Compliance in Conduct & Compliance, your primary responsibility is to execute and deliver all audit engagements assigned by the Chief Auditor and Heads of Audit. You'll support the Head of Audit and Senior Audit...
-
AVP Compliance
Found in: Talent UK 2A C2 - 2 weeks ago
London, United Kingdom Bruin Full timeExciting Opportunity: Join a Fabulous Team at One of the Largest and Most Well-Known Investment BanksAs an AVP Conduct & Compliance in Conduct & Compliance, your primary responsibility is to execute and deliver all audit engagements assigned by the Chief Auditor and Heads of Audit. You'll support the Head of Audit and Senior Audit Managers in this role,...
-
AVP Compliance
Found in: Appcast UK C2 - 7 days ago
London Area, United Kingdom Bruin Full timeExciting Opportunity: Join a Fabulous Team at One of the Largest and Most Well-Known Investment BanksAs an AVP Conduct & Compliance in Conduct & Compliance, your primary responsibility is to execute and deliver all audit engagements assigned by the Chief Auditor and Heads of Audit. You'll support the Head of Audit and Senior Audit Managers in this role,...
-
AVP Compliance
Found in: Appcast UK C C2 - 7 days ago
London Area, United Kingdom Bruin Full timeExciting Opportunity: Join a Fabulous Team at One of the Largest and Most Well-Known Investment BanksAs an AVP Conduct & Compliance in Conduct & Compliance, your primary responsibility is to execute and deliver all audit engagements assigned by the Chief Auditor and Heads of Audit. You'll support the Head of Audit and Senior Audit Managers in this role,...
-
AVP Compliance
Found in: Whatjobs ES C2 - 2 days ago
London Area, United Kingdom Bruin Full timeExciting Opportunity: Join a Fabulous Team at One of the Largest and Most Well-Known Investment Banks As an AVP Conduct & Compliance in Conduct & Compliance, your primary responsibility is to execute and deliver all audit engagements assigned by the Chief Auditor and Heads of Audit. You'll support the Head of Audit and Senior Audit Managers in this role,...
-
AVP Compliance
Found in: Appcast Linkedin GBL C2 - 2 weeks ago
London Area, United Kingdom Bruin Full timeExciting Opportunity: Join a Fabulous Team at One of the Largest and Most Well-Known Investment BanksAs an AVP Conduct & Compliance in Conduct & Compliance, your primary responsibility is to execute and deliver all audit engagements assigned by the Chief Auditor and Heads of Audit. You'll support the Head of Audit and Senior Audit Managers in this role,...
-
AVP, Compliance Advisory
4 days ago
London, United Kingdom First Abu Dhabi Bank (FAB) Full timeLooking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole. Join us and leave your mark on the industry. We are looking for an...