Brook Street UK | Financial Services Administrator

3 weeks ago


Antrim Co Antrim, United Kingdom Brook Street UK Full time €25,000 - €30,000

Brook Street Recruitment is working on behalf of our client in Lisburn to recruit a Financial Services Administrator / Entry level Paraplanner to join their team
The candidate hired will be responsible to support the advisors giving the clients financial planning advice, ensuring the TCF principles are applied and that all internal procedures are being followed.
DUTIES
Assist the advisors providing detailed client recommendations in those areas deemed less technical such as client reviews, protection & cash based investments with all supporting documentation as per the firms internal processes.

  • Updating and recording of fund and product research for internal investment committee, as well as preparing and attending quarterly and adhoc investment committee meetings.
  • Providing support to our firm's advisers in completing non-client facing tasks in relation to the preparation and administration of recommendations being made
  • Liaising with advisers as appropriate
  • Making sure any updates and reports are issued to clients in a timely manner
  • Preparing recommendations, including :
    • Identifying and discussing areas with the adviser
    • Undertaking relevant research
    • Supporting the Firms investment Committee in agreeing high level preferred investment options for segments of the client base.
    • Preparing documentation to the reviewed by the adviser
    • Preparing draft suitability reports
  • Implementing recommendations, including :
    • Preparing suitability reports
    • Platform submissions
    • Client Withdrawals
    • Tracking investments through to completion & updating internal records accordingly
  • Preparing and maintaining client files, including :
    • Collecting all relevant information to support any recommendations to be made
    • Making sure all relevant documentation held within a client file is compliant
    • Updating fund and product specific research
    • Preparing and attending quarterly and adhoc investment committee meetings


CRITERIA

  • Must have previous experience working in a Financial Services/Wealth Management company
  • Preference is given to those working towards a level 4 qualification
  • Good knowledge and understanding of the high-level standards expected by the FCA
  • Specific knowledge and understanding of the FCA's rules and guidance
  • Good understanding and knowledge / awareness of other relevant legislation such as: FCA money laundering section of the System and Controls Sourcebook (SYSC), Joint Money Laundering Steering Group (JMLSG) Guidance and other relevant financial crime legislation, including the Bribery Act


Salary will depend on background - Circa £25-30K per annum
Please send CV to Colleen Farquharson via the apply link

Brook Street NMR is acting as an Employment Agency in relation to this vacancy.

JBRP1_UKTJ



  • Antrim, Co. Antrim, United Kingdom Brook Street UK Full time

    Brook Street Recruitment is delighted to be recruiting for a Financial Services Administrator on behalf of a leading Financial Services firm based in Lisburn. This is a full-time and permanent position. Our client is an established Financial Services firm who provide a first-class advice on a range of policies to high net-worth individuals. You will be...


  • Antrim, United Kingdom Brook Street UK Full time

    Job Description Brook Street Recruitment is delighted to be recruiting for a Financial Services Administrator on behalf of a leading Financial Services firm based in Lisburn. This is a full-time and permanent position.Our client is an established Financial Services firm who provide a first-class advice on a range of policies to high net-worth individuals.You...


  • Antrim, Co. Antrim, United Kingdom Brook Street UK Full time €30,000 - €35,000

    Brook Street Recruitment is delighted to be working with our Belfast client who are an established Wealth Management firm - They are seeking to recruit a Paraplanner for their Belfast based team to contribute to company strategy, goals, and objectives by maximising business development opportunities within the financial services market, ensuring the right...


  • Antrim, United Kingdom Brook Street UK Full time

    Job DescriptionBrook Street Recruitment is working on behalf of our client in Lisburn to recruit a Financial Services Administrator / Entry level Paraplanner to join their teamThe candidate hired will be responsible to support the advisors giving the clients financial planning advice, ensuring the TCF principles are applied and that all internal procedures...


  • Antrim, Co. Antrim, United Kingdom Brook Street UK Full time €13

    FULL TIME 36 HOURS PER WEEK EXECUTIVE OFFICERS BALLYMENA OFFICE BASED Hybrid may be optional in the future Temporary role required for at least 6 months. Shift pattern: Monday-Friday 0900 - 1700 Brook Street (UK) Ltd is delighted to work on behalf of a leading Public Sector Organisation to source an Executive Officer on a temporary-ongoing basis...


  • Antrim, United Kingdom Brook Street Uk Full time

    FULL TIME 36 HOURS PER WEEK EXECUTIVE OFFICERS BALLYMENA OFFICE BASED Hybrid may be optional in the future Temporary role required for at least 6 months.Shift pattern: Monday-Friday 0900 - 1700 Brook Street (UK) Ltd is delighted to work on behalf of a leading Public Sector Organisation to source an Executive Officer on a temporary-ongoing basis within the...


  • Antrim, Co. Antrim, United Kingdom Brook Street UK Full time

    Brook Street recruitment is currently working on behalf of our Belfast city centre client to recruit a legal secretary with hands on legal secretary experience to join their growing team. This is an excellent chance to join a well-known firm in the city centre, close to all public transport links. They have bright modern working conditions and offer an...


  • Antrim, Co. Antrim, United Kingdom Brook Street UK Full time €12

    Exciting Administrative Opportunities in Knockbracken Healthcare Park for up 12 months ! Are you an experienced Administrator looking for a rewarding career with long-term prospects? Brook Street (UK) Ltd is currently seeking dedicated individuals for Band 3's on behalf of our esteemed client in East Belfast Why join us? o Excellent opportunities for...


  • Antrim, Co. Antrim, United Kingdom Brook Street UK Full time

    Join our team as a Peripatetic Minute Taker at Everton Complex! This is a fantastic opportunity for someone who thrives in a dynamic environment and is passionate about making an impact through effective communication. Why You Should Apply: Full-time schedule of 37.5 hours per week, Monday to Friday, from 9 AM to 5 PM. Earn £11.67 per hour while...


  • Antrim, Co. Antrim, United Kingdom Brook Street UK Full time

    Brook Street is working with our client in Belfast who are currently recruiting for a full time and permanent Air Freight Coordinator Our client is well known for providing exceptional air, sea, and road consolidation services. This is a great opportunity to be part of a long-standing business and friendly team managing air freight shipments across the UK...


  • Antrim, Co. Antrim, United Kingdom Brook Street UK Full time

    Brook Street is working alongside a well-established Accountancy Practice in Belfast in their search for a dedicated Payroll Bureau Specialist to join their dynamic finance team. This full-time, permanent role is ideal for individuals with a strong background in payroll processing who are eager to contribute to the efficiency and accuracy of payroll...


  • Antrim, Co. Antrim, United Kingdom Brook Street UK Full time €14

    Brookstreet UK Ltd are seeking a highly organised and experienced Halls Secretary to join our team. The successful candidate will provide administrative support in a student-facing role within our halls of residence. Location: Belfast Salary: £14.00 per hour Hours: 36.5 hours per week Contract: Temporary for a minimum of 6 months with possible...


  • Antrim, Co. Antrim, United Kingdom Brook Street UK Full time

    Brook Street Recruitment is working on behalf of our client in Belfast to recruit a number of Accountants - these can be experienced or newly qualified accountants In this role you will be tasked with providing a high-quality accounting service to a wide range of clients which will cover both management and financial accounts. This hands on technical and...


  • Antrim, Co. Antrim, United Kingdom Brook Street UK Full time

    Brook Street Recruitment is delighted to be recruiting for a Financial Services Administrator on behalf of a leading Financial Services firm based in Lisburn. This is a full-time and permanent position. Our client is an established Financial Services firm who provide a first-class advice on a range of policies to high net-worth individuals. Preparing...


  • Antrim, Co. Antrim, United Kingdom Brook Street UK Full time

    Brook Street Recruitment is working on behalf of our Belfast Insurance client to recruit a new full time and permanent Insurance Account Manager The client's team in Belfast draws on decades of insurance services experience. They combine their expertise with innovative tailor-made solutions and place complex programmes for companies, large and small. ...


  • Antrim, Co. Antrim, United Kingdom Brook Street UK Full time

    Brook Street Recruitment is working on behalf of our client in Ballyclare to recruit a new full time and permanent Freight Forwarder to join their team. This role offers the chance to work with a leading logistics provider and gain valuable experience across the full spectrum of freight management, serving clients throughout the UK, Ireland, and Europe. ...


  • Antrim, Co. Antrim, United Kingdom Brook Street UK Full time €25,000 - €30,000

    Brook Street Recruitment is working on behalf of our client in Lisburn to recruit a Financial Services Administrator / Entry level Paraplanner to join their team The candidate hired will be responsible to support the advisors giving the clients financial planning advice, ensuring the TCF principles are applied and that all internal procedures are being...


  • Lisburn, Co. Antrim, United Kingdom Brook Street UK Full time €30,000

    Brook Street Recruitment is working on behalf of our client in Lisburn to recruit a Financial Services Administrator / Entry level Paraplanner to join their team If you want to know about the requirements for this role, read on for all the relevant information. The candidate hired will be responsible to support the advisors giving the clients financial...


  • Lisburn, Co. Antrim, United Kingdom Brook Street UK Full time €30,000

    Brook Street Recruitment is working on behalf of our client in Lisburn to recruit a Financial Services Administrator / Entry level Paraplanner to join their team If you want to know about the requirements for this role, read on for all the relevant information. The candidate hired will be responsible to support the advisors giving the clients financial...


  • Craigavon, Co. Armagh, United Kingdom Brook Street UK Full time

    Join Our Team as a Band 3 Administrative Assistant! Are you ready to make a difference in the healthcare sector? Brook Street is excited to announce an opening for a Band 3 Administrative Assistant within the Specialist Primary Care Services in Lurgan. Why Join Us? Competitive hourly rate of £11.67 , paid weekly. Full-time hours, Monday to Friday, from...