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Compliance Monitoring Officer

2 months ago

London, United Kingdom Trident Trust Full time

Trident Trust is a leading independent provider of corporate, trust and fund services to the financial services sector worldwide, employing over 1000 staff across a global footprint that spans Africa, the Americas, Asia, the Caribbean, Europe and the Middle East.

We are seeking to expand our Group Compliance Monitoring Team through the recruitment of a Compliance Monitoring Officer to support the delivery of second line monitoring reviews across Trident Guernsey, Jersey and London offices.

This role is London or Guernsey based

Responsibilities

  • Conduct Compliance Monitoring reviews in line with the approved Compliance Monitoring Plan or as requested by the Group Head of Audit, Risk & Compliance and in line with agreed standards / methodology
  • Planning and researching areas subject to Compliance Monitoring review including regulatory requirements and local office policies and procedures
  • Review and complete work papers and agreed testing by documenting the results of Compliance Monitoring testing completed and provide to the Group Compliance Monitoring Manager for quality review
  • Produce Executive Summary reports of Compliance Monitoring reviews completed that are factual, accurate and appraise issues identified and the mitigating actions to be taken by management to remediate
  • Conduct follow-up activities to ensure agreed actions have been fully implemented to minimise business risks and ensure regulatory compliance

Experience & Qualifications

  • A minimum of 5 years’ experience within a compliance related role (preferably Compliance Monitoring) within financial service industry / experience of trust services
  • Exposure to and understanding of AML/CTF requirements across Guernsey, Jersey, UK jurisdictions (essential)

In addition to the above essential duties and responsibilities, this role includes other duties as assigned. The full job description available upon request.

If you think you have the skills and aspirations to match this opportunity, please apply directly through LinkedIn