Legal Risk and Compliance Officer

2 weeks ago


England, United Kingdom MERJE Ltd Full time

Compliance Monitoring Officer
My client is an independent insurance brokerage specialising in a number of niche sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department.
You will play a pivotal role in the successful delivery of the compliance monitoring plan and advancements to the company's risk management framework. Key responsibilities includeConducting file checks, departmental assurance, risk, client outcome and third-party due diligence monitoring and oversight activities
Collaborating with the Compliance and wider teams to develop the 1st and 2nd line of defence approach to risk management
Supporting the Compliance Team in the preparation and collation of regulatory reporting
Providing guidance on the creation of, and review and approval of financial promotions and customer facing documents to ensure that they adhere to the relevant regulations and procedures.
Compliance/quality assurance and or risk management experience, within an FCA regulated business (essential)
Good working knowledge of the UK regulatory framework and experience with FCA or PRA handbooks.
Ability to develop strong, effective relationships at all levels of business, adapting content and tone to suit audience.
If you have are keen to continue developing in the Compliance space and you are looking for a fun, sociable environment with regular incentives and social events get in touch. The role will benefit from a Hybrid working arrangement with a mix of office and home based working which can be flexed in accordance with the candidate.



  • England, United Kingdom Certsure LLP Full time

    Location: Remote, with requirement to attend our office locations in Dunstable and attend audits around the UK as and when required. Hours: Full time More information on the hybrid working model, can be discussed with the hiring manager. Such attendance to the office, will be as required by your manager (for example to complete any training that may be...

  • Risk Lawyer

    1 month ago


    England, United Kingdom Jameson Legal Full time

    A top-tier law firm in the Legal 100 is looking for a Risk Lawyer to join their team in Somerset. The primary responsibility of the Risk Lawyer will be to assist in ensuring an effective risk management and compliance service within the firm. You will work closely with the Senior Risk Lawyers and the Risk Director to ensure that the firm’s risk and...


  • England, United Kingdom Clifton Search Full time

    Job Description Trading Law Compliance Advisor- Retail Sector- Somerset Role Purpose: High growth retail organisation looking for a Trading Law Advisor for its growing HO. You will form part of the Legal & Compliance function. You will advise on regulatory requirements and compliance responsibilities in the UK, ROI and the wider EU. Ensuring that the...


  • England, United Kingdom Clifton Legal Full time

    Fantastic role for a commercial lawyer in a fast moving organisation in the consumer sector. You will join an established team reporting to to the Head of Legal. Commercial contracts Managing the legal risk in commercial relationships with suppliers, both goods for resale (stock suppliers) and goods & services not for resale (non-stock suppliers),...


  • England, United Kingdom Scallop Group Ltd Full time

    **Company description** Scallop is a fast-growing start-up, and we are looking for a highly motivated individual who is willing to join us at the inception stage and grow with the company. As one of the early members, you must have a strategic vision for compliance, as well as the ability to carry out a range of duties to support the constant evolution of...


  • England, United Kingdom BerryWorld Full time

    Head of Legal Hybrid Robert Walters is excited to be partnered with BerryWorld in search for the Head of Legal. BerryWorld Group ("BWG") is a leading soft fruit marketing company, supplying fresh berries on a global scale to supermarkets and food service businesses. BerryWorld Varieties ("BWV") are a division of BWG are responsible for the development...


  • England, United Kingdom Discover International Full time

    As the Head of Regulatory Affairs for the United Kingdom and Ireland, you will be responsible for leading and managing all regulatory activities to ensure compliance with applicable laws, regulations, and guidelines governing our organization's products and operations within these regions. This role requires a deep understanding of regulatory requirements in...


  • England, United Kingdom Discover International Full time

    As the Head of Regulatory Affairs for the United Kingdom and Ireland, you will be responsible for leading and managing all regulatory activities to ensure compliance with applicable laws, regulations, and guidelines governing our organization's products and operations within these regions. This role requires a deep understanding of regulatory requirements in...


  • England, United Kingdom Page Personnel Sales Full time

    About Our Client This firm is a specialist in the insurance sector and is committed to maintaining the highest standards of regulatory compliance and ethical conduct in all operations. Job Description As Senior Compliance Officer, you will play a key role in ensuring that the firm adheres to all regulations, laws and other industry standards. Your key...

  • Compliance Officer

    1 week ago


    England, United Kingdom Barker Munro Recruitment Ltd Full time

    Compliance Officer Are you a highly organised, motivated and ambitious professional looking to take the next step in your compliance career? We’re searching for an individual to join a leading insurance business as a Group Compliance Officer. The successful candidate will be responsible for the day-to-day management of the company’s compliance...


  • England, United Kingdom Novo Executive Search Full time

    Our client is a large, multi-million turnover retail business with a complex structure of franchise and in-house stores, and a focus across a number of different retail sectors. Following a recent reshape of the SLT, the position of Director of Central Services has been established and offers an interesting and varied position to a high calibre,...


  • England, United Kingdom Strativ Group Full time

    Third-Party Risk Analyst Location: UK Type: Full-time/ perm *Our client is one of the leading players in the energy industry, priding themselves on their commitment to innovation, sustainability, and safety. We are currently recruiting for a Third-Party Risk Analyst who has extensive experience implementing end-to-end supply chain risk management...


  • England, United Kingdom Strativ Group Full time

    Third-Party Risk Analyst Location: UK Type: Full-time/ perm *Our client is one of the leading players in the energy industry, priding themselves on their commitment to innovation, sustainability, and safety. We are currently recruiting for a Third-Party Risk Analyst who has extensive experience implementing end-to-end supply chain risk management...

  • Head of Legal

    1 week ago


    England, United Kingdom Hays Legal Full time

    Hays Legal is exclusively retained by this organisation seeking to appoint a Head of Legal (UK & Ireland). This appointment sits on the Senior Leadership Team and would suit an experienced lawyer (10 years+) with an in-house or private practice background, which must include experience in the manufacturing and/or engineering space. Reporting to the CEO...

  • Risk and Compliance

    3 weeks ago


    England, United Kingdom Michael Page (UK) Full time

    Our client is a well-established firm in the professional services industry. The organisation boasts a large global footprint with a significant presence in the legal sector. This successful company employs several thousand individuals across various locations worldwide. Coordinate with the legal team to ensure smooth client onboarding. Work closely...


  • England, United Kingdom Clifton Legal Full time

    Fantastic role for a commercial lawyer in a fast moving organisation in the consumer sector. You will join an established team reporting to to the Head of Legal. This is broad in house role where you will gain exposure to a diverse organisation in a high growth phase. The team culture is positive, high energy and fun with the tone set from the top. Key...


  • England, United Kingdom Workingmums Full time

    Information Security Manager Manchester, Hybrid Our client is seeking a dedicated Information Security Manager to manage IT risk & compliance, accreditation, data protection, business continuity projects and activities. Our client is a Manchester based small but fast growing technology business. Continue review and improve the security policies ...

  • Risk Officer

    6 hours ago


    England, United Kingdom Davies Talent Solutions Full time

    About the RoleReporting to the Chief Risk Officer, you will play a key role in overseeing and strengthening our risk management practices. In this remote position, you will provide practical and effective risk advice and support to all areas of the business, ensuring we proactively identify, assess, and manage potential threats. Rare travel to Basingstoke...


  • England, United Kingdom Clifton Legal Full time

    Based near Bristol, we are looking for a qualified lawyer with circa 3+ years post qualification experience who has excellent communication skills, is organised, flexible and resilient whilst able to champion proactive problem solving and attention to detail. Based at the global HQ and reporting to the Head of Legal for EMEA, you will be pivotal in the...


  • England, United Kingdom Hays Legal Full time

    Hays Legal is exclusively retained by this organisation seeking to appoint a Head of Legal (UK & Ireland). This appointment sits on the Senior Leadership Team and would suit an experienced lawyer (10 years+) with an in-house or private practice background, which must include experience in the manufacturing and/or engineering space. Reporting to the CEO...