Compliance Officer

We have an exciting new opportunity for a Compliance Officer to join a dynamic Legal Consultancy Company. This role is based in Loughborough and boasts hybrid flexibility for someone who can hit the ground running. The ideal candidate is someone with strong written and communication skills and a good knowledge of CQS, Lexcel and SRA Regulations. Proven...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

Our client is a global investment management business with offices based in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month FTC. Work within the region to expand and develop the firm’s financial crime programme. Conduct due diligence of clients, counterparties, potential joint venture...

We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...

IDEX Consulting are currently supporting a growing Lloyds broker in their search for a Compliance Officer.This role can be homebased but with monthly travel to their regional offices. This role sits in a small team of Compliance professionals who are responsible for providing pragmatic regulatory advice and guidance to the business and any external partners....

IDEX Consulting are currently supporting a growing Lloyds broker in their search for a Compliance Officer.This role can be homebased but with monthly travel to their regional offices. This role sits in a small team of Compliance professionals who are responsible for providing pragmatic regulatory advice and guidance to the business and any external partners....

Location: Remote with travel Sector: Financial Planning / Wealth ManagementType: Full-timeAre you a compliance professional with a Level 4 Diploma in Financial Planning?IDEX are currently working with a financial planner in their search for a Compliance Officer, you will play a critical role in ensuring regulatory excellence, conducting file reviews, and...

Location: Remote with travel Sector: Financial Planning / Wealth ManagementType: Full-timeAre you a compliance professional with a Level 4 Diploma in Financial Planning?IDEX are currently working with a financial planner in their search for a Compliance Officer, you will play a critical role in ensuring regulatory excellence, conducting file reviews, and...

Our client, a growing wealth management firm, are looking for a Compliance Officer to join their growing Compliance team. You will assist in overseeing and coordinating the onboarding of acquired firms into the company from a regulatory point of view.Key Responsibilities:Oversight of compliance workstreams to ensure a smooth onboardingLiaising with vendors...

Our client, a growing wealth management firm, are looking for a Compliance Officer to join their growing Compliance team. You will assist in overseeing and coordinating the onboarding of acquired firms into the company from a regulatory point of view.Key Responsibilities:Oversight of compliance workstreams to ensure a smooth onboardingLiaising with vendors...

Our client, a growing wealth management firm, are looking for a Compliance Officer to join their growing Compliance team. You will assist in overseeing and coordinating the onboarding of acquired firms into the company from a regulatory point of view. Key Responsibilities : Oversight of compliance workstreams to ensure a smooth onboarding Liaising with...

Our client, a growing wealth management firm, are looking for a Compliance Officer to join their growing Compliance team. You will assist in overseeing and coordinating the onboarding of acquired firms into the company from a regulatory point of view. Key Responsibilities : Oversight of compliance workstreams to ensure a smooth onboarding Liaising with...

Our client, a growing wealth management firm, are looking for a Compliance Officer to join their growing Compliance team. You will assist in overseeing and coordinating the onboarding of acquired firms into the company from a regulatory point of view. Key Responsibilities : Oversight of compliance workstreams to ensure a smooth onboarding Liaising with...

Brigade Electronics is a trusted, multi-award-winning global market leader in vehicle safety systems for commercial vehicles and mobile machinery. We are dedicated to developing cutting-edge solutions that prevent collisions and save lives. Due to our continued success, we are looking for a Compliance Officer to join our Brigade family. As part of our...

Our Client, a Globally Significant Private Markets firm, is looking for a Compliance Officer to join the EMEA Marketing and Distribution Compliance Team, acting as No.The focus of this role is on financial promotions and cross-border distribution, but it also includes working on other areas of UK, Switzerland, EU, and MEA regulations. It requires a close...

Junior Compliance Officer Location : City of London Who We Are McCarthy Denning is not your traditional law firm. As a next-generation platform, we are transforming the way legal services are delivered, enabling our lawyers to provide exceptional advice autonomously, flexibly, and without the overheads and hierarchies of conventional firms. With a...

Are you a Compliance Officer looking to take the next step in your career? I'm excited to be hiring for a permanent position with a leading higher education institution. This role offers a flexible hybrid working arrangement, giving you the perfect balance of remote and on-site work and providing exceptional opportunities for career progression in a...

Our client, a growing wealth management firm, are looking for a Compliance Officer to join their growing Compliance team. You will assist in overseeing and coordinating the onboarding of acquired firms into the company from a regulatory point of view. Oversight of compliance workstreams to ensure a smooth onboarding Liaising with vendors to ensure that...

Our client, a growing wealth management firm, are looking for a Compliance Officer to join their growing Compliance team. You will assist in overseeing and coordinating the onboarding of acquired firms into the company from a regulatory point of view. Oversight of compliance workstreams to ensure a smooth onboarding Liaising with vendors to ensure that...