Asset Servicing Regulatory Oversight Specialist, Vice President
4 weeks ago
Asset Servicing Regulatory Oversight Specialist, Vice President
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.
Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. We’re seeking a future team member for the role of Asset Servicing Regulatory Oversight Specialist, Vice President to join our Asset Servicing Regulatory team. This role is located in Manchester, UK - HYBRID.
Analyse existing legislation, regulatory announcements, and industry practices for first line of defense compliance requirements.
Support the business to develop adequate processes to meet compliance requirements. Implement plans to ensure compliance with laws, rules and regulations and manage risk.
Review the articulation of controls and how they mitigate regulatory risks and contribute to the development of actions plans to address control weakness / enhancements
Supports complex change projects and provides insight on implementation of regulation and process improvements
Manage the Senior Management Regime framework (SMR) for UK Asset Servicing and drive the agenda/collate material for the associated governance meetings
Own the framework for regulatory control including evidencing compliance, supporting the senior manager and certified staff in meeting their obligations and working to continuously enhance the control environment
Represent the business in legal entity control forums
Assists business unit managers in response to reports issued by regulatory agencies or audit
Partner and influence senior management, both within ASD and other LOBs to ensure ongoing compliance, as well as legal, risk and compliance at all levels on any regulatory matter with presence and credibility
Investigate breaches to identify root cause and actions needed to reduce the risk of recurrence
Provide guidance and training to entry-level employees.
Experience handling / managing complex documentation and business workflow
Ability to review, challenge and improve control processes, identifying data driven solution and opportunities for automation
Ability to think and execute quickly in a fast-moving environment with proper risk lens and balance
Ability to manage, work with and influence across the organization including senior management
Demonstrated problem solving and analytical ability applied to regulatory matters
Experience of either regulatory analysis or legal analysis in the financial services space would be considered a plus.
Must have ability to deal effectively with senior managers.
Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion, 2023
Human Rights Campaign Foundation, Corporate Equality Index, 2023
Best Places to Work for Disability Inclusion , Disability: IN – 100% score, 2023
Forbes Blockchain 50, 2023
BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
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Manchester, United Kingdom THE BANK OF NEW YORK MELLON CORPORATION Full timeAsset Servicing Regulatory Oversight Specialist, Vice President Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or...
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Manchester, United Kingdom BNY Mellon Full timeAsset Servicing Regulatory Oversight Specialist, Vice President Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or...
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