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Senior Compliance Monitoring
3 months ago
Job Description Our client is seeking a Head of Risk & Compliance to join their business.
In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards.
Spearheading the development and implementation of the firm’s risk management framework and compliance program
Advising and providing guidance to senior stakeholders on risk and compliance issues
Vigilantly monitoring the firm’s compliance with relevant regulations, policies, and laws, reporting any issues/concerns to senior stakeholders
Conducting audits to identify areas for improvement in the firm’s quality and risk management systems
Experience leading the development, implementation, and maintenance of compliance programs and risk frameworks
Sound knowledge of relevant laws and regulations, such as those relating to data protection, financial services, and anti-money laundering