Compliance Manager/Senior Manager

3 weeks ago


Essex, United Kingdom CRS Full time

About the Compliance Manager Role
As a Compliance Manager you will be supporting several areas of the business in their Compliance & Financial Crime team. Ensuring the businesses are fully compliant in their specific areas, you will also be responsible for all regulatory aspects associated with obligations, implementation & maintaining of policies & procedures. You must understand applicable regulations and regulatory risks associated with launching products. As Compliance Manager your responsibilities and duties will include:

Supporting and providing advice to senior management and the business on compliance, risk issues and regulatory trends to include horizon planning.
Supporting to maintain, update and implement Compliance policies, procedures, manuals, and programmes to reflect best practice of regulatory and industry requirements.
Responsible for ensuring compliance with requirements of all Statute and regulations relevant to a Payments Institution authorised by the FCA.
Manage STR and Regulatory requirements
Act as a central point of contact for Compliance issues, ensuring problems are dealt with appropriately and rectified within agreed SLA’s
Act as the regulatory liaison with the FCA and HMRC – (as an approved PSD individual/controlled function)
As an SME, provide assistance and advice on compliance and regulatory issues

If you are currently in a Compliance related role or are currently working as a Compliance Manager, this is the ideal next step in your career

Skills required for the Compliance Manager role:

Experience – Worked in AML/Compliance Department of a FX or similar financial services regulated environment /banking
Excellent interpersonal skills, with the confidence to approach people at all levels of seniority, analytical with attention to detail, report writing
Qualifications – Compliance Qualification (or willingness to work towards one)

worked with online transaction monitoring systems. Commercial .Skills – Ability to balance business requirements with AML compliance obligations; ability to work alone
Qualifications – Relevant Compliance or AML or Financial Crime Qualifications

For more information about the Compliance Manager role or to apply send your CV now.


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