Risk Manager
3 weeks ago
Job Description
ROLE - Risk & Best Practice Manager
LOCATION - Bath
SALARY - £50k - £60k
HYBRID - 2/3 days a week in office
We are currently recruiting for a Risk and Best Practice Manager to join our Bath office. The role will include management of the firm’s Risk and Compliance arrangements, including its policies and procedures, and providing advice on compliance and regulatory matters to partners and staff.
- Assist the Director of Risk and Best Practice and Senior Risk Lawyer in promoting and embedding a culture of compliance and ensure everyone is aware of their risk and compliance responsibilities
- As a line manager, be the escalation point for risk and compliance queries including those arising out of the risk inbox and through the client and matter inception process. Providing coaching to other members of the team.
- Produce concise, professional, policies, bulletins, communications and training materials to improve risk and compliance knowledge across the firm; assist with the firm’s compliance training programme.
- Provide technical advice on a broad range of risk and compliance matters, including but not limited to: anti-money laundering and client due diligence, data protection and information security, conflicts of interests and confidentiality issues, sharing and referral arrangements, Insurance Distribution Directive, Legal Aid Agency queries, Lexcel queries, and professional ethics queries
- Lead and manage compliance and best practice projects to improve compliance across the firm
- Work closely with departments to understand their commercial needs and ambitions and provide guidance on any compliance implications
- Assist with the management of the compliance policy portfolio and ensure all policies and reviewed regularly and training provided
- Assist the Director of Risk and Best Practice and Senior Risk Lawyer with the creation of KPIs and performance metrics to report on the effectiveness of compliance controls to senior management committees and stakeholders; analyse root cause analysis of compliance breaches and make recommendations for improvement
- Carry out audits to assess compliance with policies and procedures and make recommendations for remedial action
- Assist with the firm’s Legal Aid Agency contracts, audits and associated administration
- Administer the ongoing maintenance of the firm’s compliance-related standards (currently Lexcel) and facilitate external audits
Essential skills:
- Previous experience working in Risk and Compliance within a law firm
- Good technical knowledge of core compliance subjects relevant to law firms (SRA standards and regulations, data protection and AML).
Desirable skills:
- Knowledge of legal aid work
- Experience of managing and coaching others
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