Compliance Assurance
1 week ago
Join a dynamic, forward-thinking corporate banking group in Glasgow as a Compliance Assurance Specialist. We are seeking talented individuals with a strong background in monitoring and testing, particularly in conducting desk-based and thematic reviews, to support our robust compliance framework.
About the Role
As a Compliance Assurance Specialist, you will play a critical role in ensuring the bank adheres to regulatory requirements and internal policies. Working collaboratively with stakeholders across the business, you will conduct in-depth reviews, identify risks, and provide actionable insights to enhance our compliance standards.
Key Responsibilities:
- Plan, execute, and report on desk-based and thematic reviews in line with the compliance monitoring program.
- Analyse business activities, processes, and controls to identify potential regulatory risks and areas for improvement.
- Provide clear, concise reports with findings and recommendations to senior management.
- Monitor and track the implementation of corrective actions, ensuring timely resolution of compliance issues.
- Stay informed on regulatory developments and ensure their integration into the monitoring framework.
About You
You are an experienced compliance professional with a proven track record in monitoring and testing. You bring analytical rigor, excellent communication skills, and a proactive approach to identifying and mitigating risks.
Essential Skills and Experience:
- Experience conducting desk-based and/or thematic reviews.
- Strong knowledge of regulatory requirements within corporate banking.
- Ability to analyse complex processes and provide clear, actionable recommendations.
- Excellent stakeholder engagement and influencing skills.
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