Compliance Assurance

1 week ago


Glasgow, United Kingdom Jacobson Garner Full time

Join a dynamic, forward-thinking corporate banking group in Glasgow as a Compliance Assurance Specialist. We are seeking talented individuals with a strong background in monitoring and testing, particularly in conducting desk-based and thematic reviews, to support our robust compliance framework.


About the Role


As a Compliance Assurance Specialist, you will play a critical role in ensuring the bank adheres to regulatory requirements and internal policies. Working collaboratively with stakeholders across the business, you will conduct in-depth reviews, identify risks, and provide actionable insights to enhance our compliance standards.


Key Responsibilities:

  • Plan, execute, and report on desk-based and thematic reviews in line with the compliance monitoring program.
  • Analyse business activities, processes, and controls to identify potential regulatory risks and areas for improvement.
  • Provide clear, concise reports with findings and recommendations to senior management.
  • Monitor and track the implementation of corrective actions, ensuring timely resolution of compliance issues.
  • Stay informed on regulatory developments and ensure their integration into the monitoring framework.


About You


You are an experienced compliance professional with a proven track record in monitoring and testing. You bring analytical rigor, excellent communication skills, and a proactive approach to identifying and mitigating risks.


Essential Skills and Experience:

  • Experience conducting desk-based and/or thematic reviews.
  • Strong knowledge of regulatory requirements within corporate banking.
  • Ability to analyse complex processes and provide clear, actionable recommendations.
  • Excellent stakeholder engagement and influencing skills.


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