Head of Compliance

4 weeks ago

London, United Kingdom Jameson Legal Full time

Head of Compliance



Increase your chances of reaching the interview stage by reading the complete job description and applying promptly.
An exciting opportunity as the Head of Compliance has come to market within a prestigious Legal 500 firm situated in London. In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory standards. Reporting directly to the Management Committee, you will be instrumental in managing the compliance function to ensure alignment with industry best practices and legal requirements

.
Job Responsibilitie

  • s:
    Developing and implementing comprehensive risk mitigation strategies, processes, and frameworks to ensure regulatory compliance and protect the firm from potential loss
  • es.Analysing changes in regulatory environments and developing recommendations on adapting existing risk and compliance programs according
  • ly.Acting as a subject matter expert on regulatory issues impacting the business and providing guidance to the partnership on issues of risk and complian
  • ce.Leading and managing the Risk & Compliance te
  • am.Establishing and maintaining robust compliance programs, including policy and procedure development, training, and auditi
  • ng.Collaborating with the IT & Facilities Manager to integrate risk management and compliance processes into the firm’s IT infrastructu
  • re.Leading risk projects to ensure that they are correctly scoped and implemented. This will range from implementing new policies and procedures to reviewing our onboarding procedur
  • es.Building a safe, supportive, and transparent culture around risk and compliance matte
  • rs.Managing new and evolving risks proactively and ensuring that regulatory requirements are met as part of a strong risk management strate
  • gy.Acting as a point of escalation for complaints handli
  • ng.Collaborating with the firm’s Data Protection Officer to ensure compliance with legislati
  • on.Advising on sanctions and ensuring complian
  • ce.Overseeing procurement (within the Risk and Compliance team) which deals with both supplier contracts and unusual client ter
  • ms.Providing relevant risk and compliance training or arranging for training to take pla

ce.
Key Attribu

  • tes:
    Having a lead compliance role directly supporting the COLP or previously holding the
  • COLP.Being a qualified lawyer is preferred (Ideally EW).Extensive experience working with the SRA Standards and Regulat
  • ions.Experience in regulatory compliance within a legal lands
cape.

  • Head of Compliance

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and...

  • Head of Compliance

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed...

  • Head of Compliance

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and...

  • Head of Compliance

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team. This is a great opportunity for someone to step up in to ‘Head of’ role. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the...

  • Deputy Head of Compliance

    7 hours ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an international financial services company focusing on wholesale and corporate banking activities. **THE RESPONSIBILITIES**: - To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. - Oversee and manage the regulatory advisory team within the...

  • Head of Compliance

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team on a part-time basis. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the business remains compliant with all relevant laws,...

  • Deputy Head of Compliance

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES: To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee...

  • Deputy Head of Compliance

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES: To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and...

  • Deputy Head of Compliance

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international financial services company focusing on wholesale and corporate banking activities.THE RESPONSIBILITIES:To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements.Oversee and manage the regulatory advisory team within the departmentManage and oversee the...

  • Deputy Head of Compliance

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES: To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee...

  • Head of Compliance

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY:Making sure you fit the guidelines as an applicant for this role is essential, please read the below carefully.We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead...

  • Head of Compliance

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY:Making sure you fit the guidelines as an applicant for this role is essential, please read the below carefully.We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead...

  • Head of Compliance

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. THE RESPONSIBILITIES: Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...

  • Head of Compliance

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. THE RESPONSIBILITIES: Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...

  • Head of Compliance

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY:We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...

  • Head of Compliance

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. THE RESPONSIBILITIES: Lead the Compliance Department with responsibility for the overarching compliance framework,...

  • Deputy Head of Compliance

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international financial services company focusing on wholesale and corporate banking activities. To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee the ‘Regulatory...

  • Deputy Head of Compliance

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international financial services company focusing on wholesale and corporate banking activities. To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee the ‘Regulatory...

  • Head of Compliance

    5 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY:We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...

  • Head of Compliance

    4 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. THE RESPONSIBILITIES: Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...