CASS Controls Officer

1 month ago


London, United Kingdom Compliance Professionals Full time

THE COMPANY:


Candidates should take the time to read all the elements of this job advert carefully Please make your application promptly.

.

Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis.

THE RESPONSIBILITIES:

  • Support the design and development of the UK entity CASS control framework
  • Assist in the development and maintenance of a strong culture of controls
  • Work with the CASS Officer to maintain the CASS documentation and policies
  • Assist in drafting analytical papers
  • Assist in the preparation of monthly MI reports
  • Preparation of CASS MI reporting
  • Assist in the preparation and review of FCA regulatory returns
  • Invitee to the CASS Committee
  • Other ad hoc duties as required.

EXPERIENCE REQUIRED:

  • A minimum of 2-4 years’ experience in a CASS officer/associate role within financial services, preferably within a CFD and Spread Betting firm
  • Expert understanding of the CASS regulations and the wider regulatory landscape
  • Strong analytical and problem-solving skills
  • Excellent attention to detail
  • Strong communication and interpersonal skills
  • Ability to work independently as well as part of a team
  • A degree educated in a relevant subject is preferred but not essential.

For further information please contact Natalie Eshelby



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