CASS Controls Officer
1 month ago
THE COMPANY:
Candidates should take the time to read all the elements of this job advert carefully Please make your application promptly.
.
Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis.
THE RESPONSIBILITIES:
- Support the design and development of the UK entity CASS control framework
- Assist in the development and maintenance of a strong culture of controls
- Work with the CASS Officer to maintain the CASS documentation and policies
- Assist in drafting analytical papers
- Assist in the preparation of monthly MI reports
- Preparation of CASS MI reporting
- Assist in the preparation and review of FCA regulatory returns
- Invitee to the CASS Committee
- Other ad hoc duties as required.
EXPERIENCE REQUIRED:
- A minimum of 2-4 years’ experience in a CASS officer/associate role within financial services, preferably within a CFD and Spread Betting firm
- Expert understanding of the CASS regulations and the wider regulatory landscape
- Strong analytical and problem-solving skills
- Excellent attention to detail
- Strong communication and interpersonal skills
- Ability to work independently as well as part of a team
- A degree educated in a relevant subject is preferred but not essential.
For further information please contact Natalie Eshelby
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