Risk & Compliance Manager - Marketing
3 weeks ago
Risk & Compliance Manager - Marketing
A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens.
This role will be supporting the risk & compliance on marketing special offers to c...
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Market Risk Policy Director
2 weeks ago
London, United Kingdom Compliance Professionals Full timeIdentify risks/issues and discrepancies and proactively escalate to the Head of Compliance and the MLRO for secondary review as required. Accurately document review findings and outcomes and support further investigation of suspicious behaviour as required by providing expert insight and technical assistance. Build relationships with the Front Office and...
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Market Risk Policy Director
2 weeks ago
London, United Kingdom Compliance Professionals Full timeIdentify risks/issues and discrepancies and proactively escalate to the Head of Compliance and the MLRO for secondary review as required. Accurately document review findings and outcomes and support further investigation of suspicious behaviour as required by providing expert insight and technical assistance. Build relationships with the Front Office and...
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London, United Kingdom Compliance Professionals Full timeOur client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...
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Risk and Compliance Manager
4 weeks ago
City of London, United Kingdom BCT Resourcing Full timeCyber Governance, Risk and Compliance Manager - FTC City of London £65,000 - £95,000 per annum Company client is recruiting for a Cyber Governance, Risk and Compliance Manager for a specialty Insurance business. They are looking for the Cyber Governance, Risk and Compliance Manager to establish a control framework over security threats, as well as...
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Senior Compliance Associate
1 week ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more. **THE RESPONSIBILITIES**: - Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner. - Identify risks/issues and discrepancies and...
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Compliance Advisory Officer – Global Markets
1 month ago
London, United Kingdom Paritas Recruitment - Risk Full timeParitas Recruitment - Risk London, United KingdomPosted 3 hours ago Hybrid Permanent £75k - £90k - K- Posted by - Keith Jones- Manager - Risk Management & Quantitative AnalyticsFollow - Dynamic desk based Compliance Advisory Officer required for a leading international City based firm. Compliance Advisory Officer - Global Markets A leading international...
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Risk and Compliance Lawyer
2 days ago
London, United Kingdom AJ FOX COMPLIANCE Full timeJob Description Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based...
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Risk and Compliance Lawyer
5 days ago
London, United Kingdom AJ FOX COMPLIANCE Full timeAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...
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Risk and Compliance Lawyer
6 days ago
London, United Kingdom AJ FOX COMPLIANCE Full timeAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...
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Risk and Compliance Lawyer
6 days ago
London, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in...
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Risk and Compliance Lawyer
6 days ago
London, United Kingdom AJ FOX COMPLIANCE Full timeAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, working remotely. All you...
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Risk and Compliance Lawyer
6 days ago
London, United Kingdom AJ FOX COMPLIANCE Full timeAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...
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Risk and Compliance Lawyer
6 days ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...
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Risk and Compliance Lawyer
7 days ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...
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Risk and Compliance Lawyer
7 days ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...
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Head of Market Risk
1 week ago
City of London, United Kingdom Selby Jennings Full timeSummary: One of the largest Utility-backed physical energy traders in LNG, Coal and Freight is looking to add an experienced Market Risk Manager to lead the Risk team in London. The Risk Specialist will support the business in all key risk management matters affecting the organisation, including working alongside the traders - both challenging and supporting...
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Compliance Manager/Senior Manager
1 month ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...
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Risk & Compliance Lawyer (Permanent)
3 weeks ago
Old Street, Greater London, United Kingdom AJ Fox Compliance Full timeWe have an exciting opportunity to join a top 100 UK law firm. They are seeking to hire a Risk Manager in Bath to manage the firm’s risk and compliance policies and procedures and advise on best practices, compliance and regulatory matters. This role is at a friendly regional firm where employee well-being is at the forefront of workplace culture. To...
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Market Risk Manager
1 week ago
City Of London, United Kingdom Quant Capital Full timeQuant Market Risk ManagerHybrid 4 days per week£130,000 plus 30%Quant Capital is urgently looking for a Quant Market Risk Manager to join our high profile client.Our client is a well-known major global exchange.We are looking for a Risk Manager to shape risk management practice at one of the largest futures and options clearing houses in the world. This...
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Market Risk Manager
1 week ago
City Of London, United Kingdom Quant Capital Full timeQuant Market Risk Manager Hybrid 4 days per week £130,000 plus 30% Quant Capital is urgently looking for a Quant Market Risk Manager to join our high profile client. Our client is a well-known major global exchange. We are looking for a Risk Manager to shape risk management practice at one of the largest futures and options clearing houses in the world....