Regulatory Compliance Analyst

2 weeks ago

Dorking, United Kingdom ARC Full time
  • Job Title/Location: Regulatory Compliance Analyst, Surrey/SW London + WFH
  • Salary: To £35,000 + bonus + pension + free parking + ICA, ACAMS, CISI study support
  • Office/WFH: Office based 1 day per week, the rest is WFH once training completed
  • Requirements: Recent compliance/financial crime/AML experience within Financial Services/Banking
  • Role Snapshot: Working on 1st/2nd level reviews of AML transactional/sanction reports, undertaking & progressing KYC referrals, assisting with fraud & money laundering investigations

Great company to work for, good reputation in the market, expanding steadily - a good time to become part of the team and make an impression.

The Company: A highly professional financial services company, having expanded healthily over the last few years. A really ethical business, genuine onus on looking after customers with a positive, professional and friendly feel within the offices.

The Role: The Regulatory Compliance Analyst will assist the Head of Regulatory Compliance with Financial Crime activities. As mentioned above, you would undertake 1st and/or 2nd level reviews of AML transactional & Sanctions reports, identifying potential suspicious activity, taking the appropriate action. Key responsibilities include:

  • Reviewing HMT Sanctions notices against customer databases
  • Undertaking and progressing KYC referrals
  • Assist the Fraud Officer with fraud investigations and reporting
  • Assist with money laundering investigations and reporting
  • Create/Maintain departmental activity logs, risk classification matrices, breach logs & gap analysis
  • Assist with responding to data subject rights requests
  • Assist in producing MI and statutory regulatory reports as directed by the Head of Regulatory Compliance
  • Assist in other departments as required, including Legal Services & Legal Counsel.

Skills / Experience Required: For this Regulatory Compliance Analyst role you must have recent compliance/financial crime/AML experience within Financial Services/Banking. You should have knowledge of UK regulatory standards and compliance laws, strong communication, interpersonal, analytical and problem-solving skills with a high level of integrity and professionalism.

Additional Information: Salary for the Regulatory Compliance Analyst role is to £35,000 + company bonus, pension, ICA, ACAMS, CISI study support, life & health benefits and free car parking. A lovely working environment, a progressive business with a track record of training and developing people. As mentioned, office working 1 day per week, with 4 days per week WFH after training. Please apply below.

The Regulatory Compliance Analyst role is only one of many vacancies we are handling. ARC is a specialist within Financial Services recruitment and the Consultant handling this role has over 25 years of experience in this field. Areas of expertise include administration, compliance, business analysis, project/programme management, paraplanners, sales support, marketing, underwriters and group risk/employee benefits related roles. Check the website and feel free to call Darren Snell at any time.

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