Compliance Monitoring/ Reviews FTC
4 weeks ago
Compliance Monitoring/ Reviews6-Month FTC (likely extension)£80k–£100k base salary pro rataI’m working with a leading global financial institution seeking a Compliance professional to join their Compliance function on a 6-month Fixed-Term Contract, with potential for extension(s).Key Responsibilities:Lead and deliver thematic reviews across multiple business lines, including product governance, best execution and MIFID II.Lead on Compliance Monitoring matters across their IB practice.Advise senior stakeholders on findings, risks, and remediation strategies.Collaborate across Risk, Compliance, and Audit to strengthen control frameworks.Mentor junior members of the team.What We’re Looking For:Strong background in compliance monitoring and thematic reviews within investment banking/ capital markets, in particular across MIFID and Product Governance.Solid understanding of UK regulatory requirements (FCA, PRA, SMCR, etc.).Excellent stakeholder management and communication skills.If you’re interested, please DM me or email sam.vale@blackswangroup.com for a confidential discussion.
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Compliance Monitoring/ Reviews FTC
4 weeks ago
london, United Kingdom Black Swan Group Full timeCompliance Monitoring/ Reviews 6-Month FTC (likely extension) £80k–£100k base salary pro rata I’m working with a leading global financial institution seeking a Compliance professional to join their Compliance function on a 6-month Fixed-Term Contract, with potential for extension(s). Key Responsibilities: Lead and deliver thematic reviews across...
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Compliance Monitoring/ Reviews FTC
6 days ago
London Area, United Kingdom Black Swan Group Full time £160,000 - £200,000 per yearCompliance Monitoring/ Reviews6-Month FTC (likely extension)£80k–£100k base salary pro rataI'm working with aleading global financial institutionseeking a Complianceprofessional to join theirCompliance functionon a6-month Fixed-Term Contract, with potential for extension(s).Key Responsibilities:Lead and deliver thematic reviews across multiple business...
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Compliance Monitoring Thematic Reviews
2 days ago
London, United Kingdom eFinancialCareers Full timeThe role: - Support the development of a risk based compliance monitoring programme - Execute thematic reviews and develop test plans - Identification of risk issues and make recommendations to the business where necessary - Compliance monitoring experience, specifically thematic reviews - Good knowledge and practical understanding of the FCA handbook -...
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Compliance Monitoring Manager
2 days ago
City Of London, United Kingdom Bank of London Full timeOverviewThis job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board.Bank of London offers a safer business banking model by holding all deposits at the Bank of England, eliminating the risk of 'bank runs.' It provides services such as Deposit-as-a-Service (DaaS), Embedded Banking, real-time Clearing, Payments, and...
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Compliance Monitoring Analyst
2 weeks ago
City Of London, United Kingdom Oliver James Full timeOliver James are seeking a proactive and detail‑driven Compliance Monitoring Analyst to join a growing and thriving compliance function with a London Market Insurance firm. In this role you will work closely with the Senior Monitoring Manager to deliver the compliance monitoring plan, and make a true impact. Main Responsibilities Support in creating and...
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Compliance Monitoring Analyst
2 weeks ago
City Of London, England, United Kingdom Avencia Talent Solutions Full time £24,000 - £60,000 per yearCompliance Monitoring Analyst | Global InsurerLondon I Hybrid workingWe're partnering with a leadingglobal insurerto recruit aCompliance Monitoring Analystinto their International Compliance function. This is a fantastic opportunity to join a well-established, collaborative team supporting insurance operations across multiple international markets.The...
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Compliance Manager – FTC
1 week ago
City Of London, United Kingdom Davies Resourcing Full timeOverviewCompliance Manager – 14 Month FTC – Remote UKDavies is partnering with a leading Research and Consultancy firm who are looking for Compliance Manager to join them on a 14 month FTC. This is a pivotal role where you’ll ensure the organisation meets regulatory requirements and industry standards, while shaping a strong culture of compliance...
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Interim Compliance Manager
4 weeks ago
london (city of london), United Kingdom IDEX Consulting Ltd Full timeInterim Compliance Manager – London Market (FTC or Day Rate) Start: December 2025 Location: London (Hybrid) Contract: 6–12 months (FTC or Day Rate) We’re working with a highly regarded specialty (re)insurer operating across the Lloyd’s and London Market. The business underwrites a diverse portfolio of complex risks and is known for its collaborative...
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Compliance Monitoring
2 weeks ago
London, United Kingdom eFinancialCareers Full time**Compliance Monitoring £90000 + bonus + benefits Central London** **THE COMPANY **The role sits within the London branch of the corporate banking arm of a global bank, who have a primary focus on lending, trade financing and treasury activities. They have a new senior level compliance monitoring role within their independent Compliancefunction which also...
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Compliance Monitoring
3 days ago
London, United Kingdom Barclay Simpson Full time**Compliance Monitoring**: - London - £75,000 - Job type: Permanent - Sector: Banking - Job reference: NE39507 My client is a medium sized investment bank in central London. They have an exciting opportunity for a compliance monitoring officer to join an established team. This is an avp level role. This is truly a great place to work having placed a few...