Compliance Monitoring/ Reviews FTC

4 weeks ago


City of London, United Kingdom Black Swan Group Full time

Compliance Monitoring/ Reviews6-Month FTC (likely extension)£80k–£100k base salary pro rataI’m working with a leading global financial institution seeking a Compliance professional to join their Compliance function on a 6-month Fixed-Term Contract, with potential for extension(s).Key Responsibilities:Lead and deliver thematic reviews across multiple business lines, including product governance, best execution and MIFID II.Lead on Compliance Monitoring matters across their IB practice.Advise senior stakeholders on findings, risks, and remediation strategies.Collaborate across Risk, Compliance, and Audit to strengthen control frameworks.Mentor junior members of the team.What We’re Looking For:Strong background in compliance monitoring and thematic reviews within investment banking/ capital markets, in particular across MIFID and Product Governance.Solid understanding of UK regulatory requirements (FCA, PRA, SMCR, etc.).Excellent stakeholder management and communication skills.If you’re interested, please DM me or email sam.vale@blackswangroup.com for a confidential discussion.



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