Market Abuse Associate

Rev & Regs are recruiting for a Market Abuse Associate position for a well-established FinTech focussed Investment Management & Trading organisation in the City of London. The Market Abuse Associate will support the existing Market Abuse Manager, in managing all suspicious activity relating to potential Market Abuse. Responsibilities:Undertake daily trade...

Market Abuse Associate Location: London Reports To: Head of Compliance The Market Abuse Associate will play a crucial role in supporting the firm's efforts to identify, investigate, and mitigate potential market abuse activities. This position involves daily trade surveillance, conducting in-depth investigations, and ensuring compliance with regulatory...

Market Abuse Associate Location: London Reports To: Head of Compliance The Market Abuse Associate will play a crucial role in supporting the firm's efforts to identify, investigate, and mitigate potential market abuse activities. This position involves daily trade surveillance, conducting in-depth investigations, and ensuring compliance with regulatory...

Market Abuse Associate Location: London Reports To: Head of Compliance The Market Abuse Associate will play a crucial role in supporting the firm's efforts to identify, investigate, and mitigate potential market abuse activities. This position involves daily trade surveillance, conducting in-depth investigations, and ensuring compliance with...

**THE COMPANY**: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more. *** **THE RESPONSIBILITIES**: - Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts - Identify risks/issues and discrepancies and proactively escalate -...

Investigator, Market Abuse **Salary**: National ranging from £49,700 to £63,500 and London from £53,300 to £70,000 per annum Are you interested in joining a team that assesses, reviews and investigates allegations of criminal and civil market abuse offences? The FCA is responsible for investigating and prosecuting insider dealing and market...

THE COMPANY: Do you have the skills to fill this role Read the complete details below, and make your application today.Our client isa successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more.THE RESPONSIBILITIES:Undertake daily trade surveillance activities using the firm’s automated surveillance tool and...

Investigator, Market AbuseSalary: National ranging from £49,700 to £63,500 and London from £53,300 to £70,000 per annumAre you interested in joining a team that assesses, reviews and investigates allegations of criminal and civil market abuse offences?The FCA is responsible for investigating and prosecuting insider dealing and market manipulation. This...

Job Description THE COMPANY: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more. THE RESPONSIBILITIES: Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner. Identify risks/issues and discrepancies and...

THE COMPANY: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more.THE RESPONSIBILITIES:Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner.Identify risks/issues and discrepancies and proactively escalate to...

THE COMPANY: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more. THE RESPONSIBILITIES: Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner. Identify risks/issues and discrepancies and proactively...

THE COMPANY: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more.THE RESPONSIBILITIES:Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner.Identify risks/issues and discrepancies and proactively escalate to...

THE COMPANY: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more.THE RESPONSIBILITIES:Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner.Identify risks/issues and discrepancies and proactively escalate to...

**THE COMPANY**: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more. **THE RESPONSIBILITIES**: - Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner. - Identify risks/issues and discrepancies and...

Commodity Market Abuse Investigator **Salary**: National ranging from £50,000 to £63,000 and London from £55,000 to £70,000 per annum - Are you interested in joining_ - a team that plays a key role in delivering the FCA’s strategy in combatting market abuse?_ Market Oversight is responsible for overseeing primary and secondary market activity through...

This job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board. Our mission is to enable everyone to build wealth We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success. Over the past few years, our client base...

Fixed Income Market Abuse Investigator **Salary**: National ranging from £50,000 to £63,000 and London from £55,000 to £70,000 per annum - Are you interested in joining_ - a team that plays a key role in delivering the FCA’s strategy in combatting market abuse?_ Market Oversight is responsible for overseeing primary and secondary market activity...

**JOB OVERVIEW**: TD Cowen is looking for a Market Abuse Surveillance Analyst to join its Compliance team in London on a 4 month fixed term contract. Specific responsibilities will include, but are not limited to: - Identifying suspicions of market abuse through the use of an automated monitoring tool - Investigating and closing out alerts on a timely...

Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. This role is based in the United Kingdom and as such all normal working days must be carried out in the United Kingdom. Join us as a Risk & Control Associate - This is a challenging and engaging...

Compliance Monitoring Officer (Market Abuse)Are you the right applicant for this opportunity Find out by reading through the role overview below.FinTech – LondonImagine joining a dynamic and innovative fintech offering cutting-edge platform that makes investing accessible to everyone, with a mission to democratize the financial marketsThis firm is renowned...