Senior Compliance Associate

THE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. THE RESPONSIBILITIES: Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date with...

My client is a global advisory firm who specialise in commercial disputes, valuation advisory, litigation & international arbitration, investigations/intelligence, compliance/monitoring, forensic technology and data analytics. A single global p&l they have for many years been adept at resourcing projects with their international as well as domestic staff, a...

My client is a global advisory firm who specialise in commercial disputes, valuation advisory, litigation & international arbitration, investigations/intelligence, compliance/monitoring, forensic technology and data analytics. A single global p&l they have for many years been adept at resourcing projects with their international as well as domestic staff, a...

Job description FinTech Compliance is a consultancy providing compliance advice to a wide variety of FCA regulated financial services firms, with a particular focus on technology-based, innovative and alternative finance businesses. Our core services include FCA authorisations, ongoing advice and support, the authoring of policies/procedures, compliance...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions, who are looking for a Senior Associate to join them. This particular role is within a team who provide support to insurance firms along with those undertaking consumer...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions, who are looking for a Senior Associate to join them. This particular role is within a team who provide support to insurance firms along with those undertaking consumer...

We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and strategy. Promote a strong...

We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and strategy. Promote a strong...

Our client - an international law firm - is seeking a Senior Conflicts Lawyer to join their growing team in London. This is an exciting opportunity to work closely with the firm’s senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure global compliance with...

Our client - an international law firm - is seeking a Senior Conflicts Lawyer to join their growing team in London. This is an exciting opportunity to work closely with the firm’s senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure global compliance with...

Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and consistent with all applicable legal and...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions, who are looking for a Senior Associate to join them. This particular role is within a team who provide support to insurance firms along with those undertaking consumer...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions, who are looking for a Senior Associate to join them. This particular role is within a team who provide support to insurance firms along with those undertaking...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions, who are looking for a Senior Associate to join them. This particular role is within a team who provide support to insurance firms along with those undertaking...

Position Overview: We are seeking candidates for a client-facing Associate/Senior Associate role on our Compliance team. This is a hybrid office/remote role with in-office time in London. Overview of GLG Compliance: GLG’s Compliance team comprises more than 70 professionals around the globe. Compliance is foundational to GLG’s business and our...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...