Compliance Consultant

4 days ago


Salford, United Kingdom AJ BELL BUSINESS SOLUTIONS LIMITED Full time

Were now looking for a Compliance Policy Consultant to join our collaborative and high-performing Compliance team.The Compliance Policy Consultant will play an important role for AJ Bell. Theywill assist Compliance Management delivering our core compliance frameworks, ensuring these meet business needs and align with regulatory expectations and industry best practice.What does the job involve?The key responsibilities of the role are as follows:Provide regulatory support and guidance to all areas of the business.Monitor regulatory developments from the FCA and other regulators through horizon scanning, including Consultation Papers, Policy Statements, and other public notices.Prepare and present regulatory summaries for key areas of the business regarding regulatory developments.Provide in depth analysis of FCA regulatory changes, including how they impact the different parts of AJ Bell and then distribute to the relevant business areas.Work with the business units to agree and monitor delivery of actions in relation to gap analyses and impact assessments.Proactively engage key stakeholders and support the Senior Compliance Manager with responses to FCA consultations.Monitor websites from trade associations e....



  • Salford, United Kingdom AJ BELL BUSINESS SOLUTIONS LIMITED Full time

    Job DescriptionWere now looking for a Compliance Policy Consultant to join our collaborative and high-performing Compliance team.The Compliance Policy Consultant will play an important role for AJ Bell. Theywill assist Compliance Management delivering our core compliance frameworks, ensuring these meet business needs and align with regulatory expectations...


  • Salford, United Kingdom AJ BELL BUSINESS SOLUTIONS LIMITED Full time

    Job DescriptionWere now looking for a Compliance Policy Consultant to join our collaborative and high-performing Compliance team.The Compliance Policy Consultant will play an important role for AJ Bell. Theywill assist Compliance Management delivering our core compliance frameworks, ensuring these meet business needs and align with regulatory expectations...


  • Salford, United Kingdom AJ Bell Business Solutions Limited Full time

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  • Salford, United Kingdom AJ Bell Business Solutions Limited Full time

    Were now looking for a Compliance Policy Consultant to join our collaborative and high-performing Compliance team.All potential candidates should read through the following details of this job with care before making an application.The Compliance Policy Consultant will play an important role for AJ Bell. Theywill assist Compliance Management delivering our...


  • Salford, United Kingdom AJ Bell Business Solutions Limited Full time

    We’re now looking for a Compliance Policy Consultant to join our collaborative and high-performing Compliance team. The Compliance Policy Consultant will play an important role for AJ Bell. They will assist Compliance Management delivering our core compliance frameworks, ensuring these meet business needs and align with regulatory expectations and...


  • Salford, United Kingdom AJ BELL BUSINESS SOLUTIONS LIMITED Full time

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