FCA Compliance Manager
1 week ago
Work Life Balance: HybridContract Type - Fixed Term Contract until January 2027 Candidate Journey: Our goal is to reply to applications within 3 working days. Additionally we make sure to acknowledge evaluate and respond to all applications as a way of showing our appreciation for your time and effort in applying to us. Role overview:As a FCA Compliance Manager you will be responsible for the effective management of the Regulatory Compliance Team which will provide guidance around product development and product changes financial promotions and marketing customer journeys online and offline and support the wider risk and compliance team design outsourcer oversight and the compliance monitoring plan.Any regulatory compliance incidents that occur (including near misses) may require your support to the UK Company Secretary to ensure that incidents are managed and closed with relevant stakeholders involved immediately.You will build strong relationships with key stakeholders externally and across the organisation ensuring positive assurances are delivered through team meetings and committee meetings to demonstrate the effectiveness of controls and drive continuous improvement within the business.You will play a key role in creating a culture aligned to the regulations and ensure we demonstrate the business embraces the consumer duty supports customers with vulnerabilities and meets its regulatory responsibilities.Role Responsibilities: Supporting the development of the regulatory compliance framework systems and controls including both the Compliance Manual and Compliance Oversight plan and framework.Play a supporting role in Consumer Understanding Consumer Support and Vulnerable Customer Committee Meetings.Provide practical guidance and advice to the business on current and forthcoming FCA (and other entities) requirements including supporting business projects.Ensure compliance and regulatory input is provided to all projects when required.Identify processes with waste activities to streamline and maximise outputs in particular around marketing ways of working and customer journeys.Work with the UK Company Secretary to ensure regulatory policies for the FCA are reviewed annually and are fit for purpose across the group.Work with QA and Operations to ensure that actions around QA stats are satisfactory in line with FCA Underwriter and Commercial Insurances broker.Support the L&D team with the design of onboarding and learning pathways for FCA complianceSupporting and understanding your team with effective coaching and identifying development areas. Providing opportunities for colleagues to improve and showcase their skills. Essential Skills:Extensive knowledge of the FCA handbookExcellent communication skills (verbal/written)How to apply the FCA handbook to a commercial organisationExcellent attention to detailAble to plan organise and meet deadlines/targets where appropriateEffective presentation skillsAbility to challenge and perform under pressureInfluencing and persuading skillsCommercial awarenessDesirable Skills:ACII/DIP CII QualificationWere assembling a diverse team where skills not checkboxes reign supreme regardless of race religion sex sexual orientation gender identity or disability. Our compass points to inclusion. Staysure Group welcomes all new starters with open arms providing training development opportunities and great benefits. Key Skills Abinitio,Apprentice,Dermatology,Cost Estimation,Data Networking,Liaison Employment Type : Full Time Experience: years Vacancy: 1
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FCA Compliance Manager
6 days ago
Northampton, United Kingdom Staysure Group Full timeWork Life BalanceHybridContract TypeFixed Term Contract until January 2027Candidate JourneyOur goal is to reply to applications within 3 working days. Additionally we make sure to acknowledge evaluate and respond to all applications as a way of showing our appreciation for your time and effort in applying to us.Role OverviewAs a FCA Compliance Manager you...
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FCA Compliance Manager
7 days ago
Northampton, Northamptonshire, United Kingdom Staysure Group Full time £40,000 - £70,000 per yearWork Life Balance:HybridContract Type -Fixed Term Contract until January 2027Candidate Journey:Our goal is to reply to applications within 3 working days. Additionally, we make sure to acknowledge, evaluate, and respond to all applications as a way of showing our appreciation for your time and effort in applying to us.Role overview:As a FCA Compliance...
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Northampton, United Kingdom Staysure Group Full timeA leading financial services provider in the UK is seeking a skilled FCA Compliance Manager to lead the Regulatory Compliance Team. This role involves managing compliance initiatives, ensuring adherence to FCA regulations, and providing support for product development and customer journeys. The ideal candidate will have extensive knowledge of the FCA...
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Renewals & Client Manager
6 days ago
Northampton, United Kingdom ACS Staffing Solutions Full timeOverviewRenewals & Client Manager NorthamptonCirca £30,000k+ (+ performance-related bonuses)Monday - Friday 9:00am - 5:30pmWe have partnered with a well-established UK insurance broker seeking a proactive and client-focused Renewals Advisor & Client Manager to provide professional advice and manage client renewals. You will build strong relationships with...
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Renewals & Client Manager
1 week ago
Northampton, United Kingdom ACS Staffing Solutions Full timeJob DescriptionRenewals Advisor & Client ManagerNorthamptonSalary starting at 30000k ( performance-related bonuses) Monday Friday 9:00am 5:30pmWe have partnered with a well-established UK insurance broker seeking a proactive and client-focused Renewals Advisor & Client Manager to provide professional advice and manage client renewals. You will build strong...
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IS Compliance Manager
1 week ago
Northampton, United Kingdom SHOOSMITHS Full timeAn exciting opportunity has arisen for an IS Compliance Manager to join the team reporting into the Head of Risk. This role will manage assigned compliance program(s) and related activities for the firm and/ The team The risk & ethics directorate (R&E) is responsible for all areas of compliance and risk management for Shoosmiths including developing firmwide...
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IS Compliance Manager
4 days ago
Northampton, Northamptonshire, United Kingdom DGH Recruitment Full time £55,000 - £65,000 per yearIS Compliance Manager - Law Firm - Northampton - £65kHybrid working – 2–3 days a week in Northampton - no other travel expectationsMy prestigious legal client requires a Compliance Manager to join them to manage assigned compliance programs and related activities for the firmCore Duties:Provide IT compliance guidance and recommendations across the...
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Compliance Manager
2 weeks ago
Northampton, Northamptonshire, United Kingdom ACS Staffing Solutions Full time £25,000 - £30,000 per yearJob DescriptionCompliance Manager Northampton Monday - Friday full time, permanentCompetitive Salary DOE Our client is looking for an experienced compliance Manager, to be based out of their Northampton site. Focused on ensuring regulatory and legal compliance as well as adherence to internal policies. The position involves managing certifications,...
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Insurance Renewals
2 weeks ago
Northampton, United Kingdom ACS Staffing Solutions Full timeA well-established UK insurance broker in Northampton seeks a proactive Renewals & Client Manager to provide tailored advice and manage client relationships. With a focus on customer care and business development, you will handle inbound/outbound calls, negotiate renewals, and ensure compliance with FCA regulations. Ideal candidates will have 12 months of...
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Compliance Manager
1 week ago
Northampton, Northamptonshire, United Kingdom Harbourne Associates Full time**Compliance Manager – Northampton – Global Company**We are currently recruiting for a global construction manufacturer who employ over 10,000 people, turnover around £6 billion globally and are known for their quality and innovation. This is a senior position in the business for a Compliance Manager which is essential for safeguarding the company's...
