EMEA Disclosure of Interest Compliance Officer – Associate

1 week ago

London, United Kingdom JPMorganChase Full time

DescriptionJoin a dynamic team at the forefront of regulatory compliance in the financial industry. As an EMEA Disclosure of Interest - Compliance Officer you will play a pivotal role in safeguarding the firms reputation and supporting our commitment to transparency. This is your opportunity to collaborate with experts engage with regulators and make a meaningful impact on our operations. Be part of a culture that values integrity innovation and professional growth. Take the next step in your career and help us shape the future of compliance.As an EMEA Disclosure of Interest - Compliance Officer Associate in the Compliance Conduct and Operational Risk team you ensure our firms holdings are accurately disclosed to meet EMEA regulatory requirements. You work closely with colleagues across Compliance and the business responding to regulatory enquiries and supporting trading activities. You help us maintain transparency manage risks and foster a culture of compliance. Your expertise enables us to navigate complex regulations and deliver on our commitment to integrity.Job Responsibilities:Monitor and disclose positions and trades in accordance with EMEA takeover short selling and major shareholding regulationsLiaise with Compliance teams to manage trading restrictions approvals and potential breachesPrevent breaches of ownership thresholds and ensure compliance with industry-specific notification obligationsRespond to queries from Compliance and the business including position searches and disclosure adviceKeep abreast of regulatory changes impacting disclosure rulesAct as a central contact for financial regulators regarding questions and queriesAdvise and support the off-shore Disclosure of Interest team serving as the first point of escalationCollaborate with Control Room and Line of Business Compliance to manage trading activityRecommend and implement solutions to complex compliance challengesMaintain accurate records and documentation of disclosures and regulatory communicationsContribute to team initiatives and continuous improvement effortsRequired capabilities and skills:Demonstrated experience working in a financial institution with familiarity in Disclosure of Interest functions and systemsAbility to work independently and take initiative with minimal supervisionSkilled at multi-tasking and meeting deadlines in a high-pressure environmentResults-oriented team player with a track record of driving tasks to completion quickly and accuratelyStrong problem-solving skills and autonomous decision-making abilityExceptional research and analytical skills able to analyze large data sets and identify risk attributesExcellent interpersonal and communication skills both verbal and writtenProficient in MS Office applications including Outlook Word Excel and PowerPointRequired Experience:IC Key Skills Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000 Employment Type : Full-Time Department / Functional Area: Compliance Experience: years Vacancy: 1

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