Client Onboarding Associate
3 weeks ago
Client Onboarding Associate – Prop Trading Firm - London
Company Overview:
Our client is a leading prop trading and market making firm in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Client Onboarding Associate to join their Compliance team and contribute to the success and growth of the firm.
Role Overview:
As a Client Onboarding Associate, you will play a crucial role in maintaining and enhancing the firm's financial crime programme. You will report to the Head of Compliance and will be part of a small team. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.
Key Responsibilities:
• Working with the MLRO on KYC documentation and reviews, including administering the firm's AML platforms and programme.
• Conducting AML and sanctions due diligence reviews.
• Liaising with external parties including counterparties, regulators, exchanges, and service providers.
• Coordinating and compiling management information.
• Contributing to the administration of the Compliance Monitoring Programme.
• Monitoring regulatory horizons for requirements that will impact the firm.
Requirements:
▪ 3 to 7 years UK compliance experience in a regulated firm. Quantitative trading firm, investment banking or asset management compliance experience is preferable.
▪ Prior experience with AML/KYC review and documentation is essential. You must be comfortable administering the firm’s AML platforms and managing the BAU KYC programme, including collaborating with relevant internal and external stakeholders.
▪ Strong working knowledge of the UK and EU regulatory environment and its implementation, with a particular focus on global sanctions regimes and compliance.
▪ Excellent analytical and problem-solving skills with high attention to detail.
▪ Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.
If you believe you have the skills and experience to excel in this role and contribute to the firm’s continued success, we encourage you to apply.
For more details, please contact Jon Pettet at jon.pettet@blackswangroup.com
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