Risk and Compliance Associate

3 weeks ago


London, United Kingdom Taylor Root Full time

We are pleased to be partnering with a reputable and growing insurance broker to hire an experienced Risk and Compliance Associate to join their friendly team.


This is a fantastic opportunity to join the existing team as the company continues to grow. The successful Risk and Compliance Associate will have proven experience in a similar role in the insurance industry, focusing on the following duties supporting a well-established, welcoming team.


  • Establish, refine, and implement the company’s Data Privacy, AML, and Sanctions frameworks to ensure compliance with regulatory requirements.
  • Review and investigate sanctions, KYC/Due Diligence, and Data Protection-related queries
  • Manage and respond to regulatory inquiries via Compliance and Sanctions mailboxes
  • Complete monitoring tasks as outlined in the Compliance Monitoring Plan.
  • Support Compliance projects, legal reviews, and regulatory guidance for business units.
  • Stay up-to-date with FCA requirements, promoting a strong understanding of Conduct Risk and Customer Outcomes.
  • Contribute to the promotion of a positive compliance culture focused on Treating Customers Fairly, Consumer Duty, and Risk Management.


This is a permanent role, salary up to £60k per annum plus excellent benefits and the team operate a hybrid working pattern out of their London office.


Please apply for more info and a confidential discussion



  • London, United Kingdom Audit & Risk Recruitment Full time

    Risk & Compliance Associate - Insurance£55,000 per annum + discretionary bonus + benefitsCity of London, 2 days a week in the officeAudit & Risk Recruitment are delighted to be partnering with an insurance brokerage based in the City of London. Founded within the last decade, our client is one of the fastest growing intermediaries in the UK, with big plans...


  • London, United Kingdom Audit & Risk Recruitment Full time

    Risk & Compliance Associate - Insurance£55,000 per annum + discretionary bonus + benefitsCity of London, 2 days a week in the officeAudit & Risk Recruitment are delighted to be partnering with an insurance brokerage based in the City of London. Founded within the last decade, our client is one of the fastest growing intermediaries in the UK, with big plans...


  • London, Greater London, United Kingdom Specialist risk Group Full time

    Reports to: Compliance Business Partner and Manager (Data Privacy and Financial Crime)Who We AreSRG is an integrated group of insurance intermediaries arranging specialist insurance for corporates operating in the UK and internationally. The group serves over 18,000 end policyholders across multiple lines of business and specializes in creating solutions to...


  • City of London, Greater London, United Kingdom Audit & Risk Recruitment Full time €55,000

    Risk & Compliance Associate - Insurance £55,000 per annum + discretionary bonus + benefits City of London, 2 days a week in the office Audit & Risk Recruitment are delighted to be partnering with an insurance brokerage based in the City of London. Founded within the last decade, our client is one of the fastest growing intermediaries in the UK, with big...


  • City Of London, United Kingdom Audit & Risk Recruitment Full time

    Risk & Compliance Associate - Insurance£55,000 per annum + discretionary bonus + benefitsCity of London, 2 days a week in the officeAudit & Risk Recruitment are delighted to be partnering with an insurance brokerage based in the City of London. Founded within the last decade, our client is one of the fastest growing intermediaries in the UK, with big plans...


  • City Of London, United Kingdom Audit & Risk Recruitment Full time

    Risk & Compliance Associate - Insurance£55,000 per annum + discretionary bonus + benefitsCity of London, 2 days a week in the officeAudit & Risk Recruitment are delighted to be partnering with an insurance brokerage based in the City of London. Founded within the last decade, our client is one of the fastest growing intermediaries in the UK, with big plans...


  • City of London, United Kingdom Audit & Risk Recruitment Full time

    Risk & Compliance Associate - Insurance£55,000 per annum + discretionary bonus + benefitsCity of London, 2 days a week in the officeAudit & Risk Recruitment are delighted to be partnering with an insurance brokerage based in the City of London. Founded within the last decade, our client is one of the fastest growing intermediaries in the UK, with big plans...


  • London, England, United Kingdom Specialist risk Group Full time

    Reports to: Compliance Business Partner and Manager (Data Privacy and Financial Crime)Who We AreSRG is an integrated group of insurance intermediaries arranging specialist insurance for corporates operating in the UK and internationally. The group serves over 18,000 end policyholders across multiple lines of business and specializes in creating solutions to...


  • City of London, England, United Kingdom Audit & Risk Recruitment Full time

    Job DescriptionRisk & Compliance Associate - Insurance£55,000 per annum + discretionary bonus + benefitsCity of London, 2 days a week in the officeAudit & Risk Recruitment are delighted to be partnering with an insurance brokerage based in the City of London. Founded within the last decade, our client is one of the fastest growing intermediaries in the UK,...


  • London, Greater London, United Kingdom Taylor Root Full time

    We are pleased to be partnering with a reputable and growing insurance broker to hire an experienced Risk and Compliance Associate to join their friendly team.This is a fantastic opportunity to join the existing team as the company continues to grow. The successful Risk and Compliance Associate will have proven experience in a similar role in the insurance...


  • London, United Kingdom Taylor Root Full time €60,000

    We are pleased to be partnering with a reputable and growing insurance broker to hire an experienced Risk and Compliance Associate to join their friendly team. This is a fantastic opportunity to join the existing team as the company continues to grow. The successful Risk and Compliance Associate will have proven experience in a similar role in the...


  • London, United Kingdom Taylor Root Full time

    We are pleased to be partnering with a reputable and growing insurance broker to hire an experienced Risk and Compliance Associate to join their friendly team.This is a fantastic opportunity to join the existing team as the company continues to grow. The successful Risk and Compliance Associate will have proven experience in a similar role in the insurance...


  • London, United Kingdom Taylor Root Full time

    We are pleased to be partnering with a reputable and growing insurance broker to hire an experienced Risk and Compliance Associate to join their friendly team.This is a fantastic opportunity to join the existing team as the company continues to grow. The successful Risk and Compliance Associate will have proven experience in a similar role in the insurance...


  • London Area, United Kingdom Taylor Root Full time

    We are pleased to be partnering with a reputable and growing insurance broker to hire an experienced Risk and Compliance Associate to join their friendly team.This is a fantastic opportunity to join the existing team as the company continues to grow. The successful Risk and Compliance Associate will have proven experience in a similar role in the insurance...


  • London Area, United Kingdom Taylor Root Full time

    We are pleased to be partnering with a reputable and growing insurance broker to hire an experienced Risk and Compliance Associate to join their friendly team.This is a fantastic opportunity to join the existing team as the company continues to grow. The successful Risk and Compliance Associate will have proven experience in a similar role in the insurance...


  • London Area, United Kingdom Taylor Root Full time

    We are pleased to be partnering with a reputable and growing insurance broker to hire an experienced Risk and Compliance Associate to join their friendly team.This is a fantastic opportunity to join the existing team as the company continues to grow. The successful Risk and Compliance Associate will have proven experience in a similar role in the insurance...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a well-respected full-service Law Firm in London. They are in need of a new Risk & Compliance Manager to join their dynamic team. This role will oversee the development and implementation of risk management policies and procedures. You will also provide general risk and compliance advice to those across the firm.A successful candidate...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a well-respected full-service Law Firm in London. They are in need of a new Risk & Compliance Manager to join their dynamic team. This role will oversee the development and implementation of risk management policies and procedures. You will also provide general risk and compliance advice to those across the firm.A successful candidate...


  • London, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor with 5+ years PQE? Do you have experience in complaints handling, regulation or contracts? Are you looking for your next law firm risk and compliance role? If this sounds like you, keep reading. A forward-thinking, ambitious Law Firm is looking for a Risk & Compliance Lawyer to join their Risk & Compliance team in London. The...


  • Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We have an exciting new opportunity for qualified compliance professionals in Putney.Our client, a well-respected full-service law firm, is in need of a Risk and Compliance Lawyer to assist their established team of professionals.This role will help to support the firm’s legal/regulatory requirements, alongside monitoring risks related to new clients and...