Delivery Manager-Forensic Testing Compliance

3 weeks ago

London, United Kingdom Acuity Knowledge Partners Full time

Opportunity- Forensic Testing Compliance (Delivery Manager)


Location- London


• The role requires a presence on client premises for all weekdays (5 days).


Description


This role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct risk assessments, deep-dive analysis, and fraud investigations. Core functions of the team will include gathering data, performing analysis, documenting results, developing work plans, and escalating to line compliance coverage.


• One of the key responsibilities will be to play an integral part in addressing high-risk issues, and operational challenges and mitigating potential risks. This role will help develop solutions for the clients by proactive compliance testing, guidelines revision/suggestion, implementation of policies and regulations and internal controls. This role will help develop solutions for the clients by proactive compliance testing, policy revision/suggestion, implementation of policies and regulations and internal controls.

• Obtain an understanding of client’s business, applicable laws/regulations and identify potential compliance/reputational risks. proactive approach to mitigate potential risks

• Analyze policies, procedures, data, supporting documents and identify areas for forensic reviews and compliance testing

• Develop methods of testing internal controls, share gaps/observations with clients, execute the plans discussed and effectively escalate to chief compliance officer

• The role will require developing forensic tools (as necessary), stakeholder management, ability to multi-task and maintaining comprehensive documentation

• Propose ways to create efficiencies for identifying risks in a thematic way

• Work on time-sensitive investigations and meet tight deadlines.


Basic Qualifications/Skills:


• Bachelor’s degree required: preferably in accounting, finance, law, business management or related field.

• Strong understanding of the regulatory landscape in the US, UK, or APAC.

• In-depth understanding of the financial services industry predominantly asset/wealth management firms, investment banks, private equity firms, and broker/dealers.

• Knowledge of financial instruments including equity, fixed income, derivatives, structure products etc.

• Practical knowledge of testing/investigations, and audit methodology.

• Demonstrate high-quality execution and attention to detail.

• Inquisitive mindset focusing on identifying risks and inefficiencies.

• Strong communication skills – written and verbal.

• Excellent time management and ability to multi-task

• Sense of intellectual curiosity, enthusiasm, integrity, and confidentiality

• Strong analytical and organizational skills

• Self-starter with the ability to work effectively with minimal supervision.

• Strong proficiency in Microsoft applications


Preferred skills:


• A professional qualification in risk management/fraud examination will be an added advantage.

• Experience with data/statistical analysis tools such as Power BI, Tableau etc.

• Proven ability to work collaboratively with cross-geographical teams.

• Excellent time management and ability to multi-task.


Experience:


• 8-10 years of experience in financial industry with strong expertise in internal audit/compliance such as those focusing on risk assessments.

• Understanding of financial markets and financial instruments, including awareness of securities trading or trade life cycle.

• Familiarity of Business Intelligence tools is a plus.

  • Delivery Manager-Forensic Testing Compliance

    2 weeks ago

    London, United Kingdom Acuity Knowledge Partners Full time

    Opportunity- Forensic Testing Compliance (Delivery Manager)The experience expected from applicants, as well as additional skills and qualifications needed for this job are listed below.Location- London• The role requires a presence on client premises for all weekdays (5 days).DescriptionThis role is part of the corporate and forensic compliance team and...

  • Delivery Manager-Forensic Testing Compliance

    3 days ago

    London, United Kingdom Acuity Knowledge Partners Full time

    Opportunity- Forensic Testing Compliance (Delivery Manager)The experience expected from applicants, as well as additional skills and qualifications needed for this job are listed below.Location- London• The role requires a presence on client premises for all weekdays (5 days).DescriptionThis role is part of the corporate and forensic compliance team and...

  • Delivery Manager-Forensic Testing Compliance

    2 weeks ago

    London, United Kingdom Acuity Knowledge Partners Full time

    Job DescriptionOpportunity- Forensic Testing Compliance (Delivery Manager)Location- London• The role requires a presence on client premises for all weekdays (5 days).DescriptionThis role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct risk assessments, deep-dive analysis, and fraud investigations. Core...

  • Delivery Manager-Forensic Testing Compliance

    2 weeks ago

    London, United Kingdom Acuity Knowledge Partners Full time

    Opportunity- Forensic Testing Compliance ( Delivery Manager ) Location- London • The role requires a presence on client premises for all weekdays (5 days). Description This role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct risk assessments, deep-dive analysis, and fraud investigations. Core...

  • Delivery Manager-Forensic Testing Compliance

    2 weeks ago

    London, United Kingdom Acuity Knowledge Partners Full time

    Opportunity- Forensic Testing Compliance ( Delivery Manager ) Location- London • The role requires a presence on client premises for all weekdays (5 days). Description This role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct risk assessments, deep-dive analysis, and fraud investigations. Core...

  • Delivery Manager-Forensic Testing Compliance

    2 days ago

    London, United Kingdom Acuity Knowledge Partners Full time

    Job Description Opportunity- Forensic Testing Compliance ( Delivery Manager ) Location- London • The role requires a presence on client premises for all weekdays (5 days). Description This role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct risk assessments, deep-dive analysis, and fraud...

  • Delivery Manager-Forensic Testing Compliance

    3 weeks ago

    London Area, United Kingdom Acuity Knowledge Partners Full time

    Opportunity- Forensic Testing Compliance (Delivery Manager)Location- London• The role requires a presence on client premises for all weekdays (5 days).DescriptionThis role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct risk assessments, deep-dive analysis, and fraud investigations. Core functions of the...

  • Delivery Manager-Forensic Testing Compliance

    3 weeks ago

    London Area, United Kingdom Acuity Knowledge Partners Full time

    Opportunity- Forensic Testing Compliance ( Delivery Manager) Location- London • The role requires a presence on client premises for all weekdays (5 days). Description This role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct risk assessments, deep-dive analysis, and fraud investigations. Core...

  • Delivery Manager-Forensic Testing Compliance

    2 weeks ago

    London Area, United Kingdom Acuity Knowledge Partners Full time

    Opportunity- Forensic Testing Compliance (Delivery Manager)Location- London• The role requires a presence on client premises for all weekdays (5 days).DescriptionThis role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct risk assessments, deep-dive analysis, and fraud investigations. Core functions of the...

  • Associate Risk, Forensics

    1 month ago

    London, United Kingdom Ankura Full time

    Ankura is a team of excellence founded on innovation and growth. This position supports the Forensics group within the Risk, Forensics & Compliance practice (RF&C) - one of seven practices focused on client delivery services across the Firm. Ankura’s RF&C practice provides clients with expertise with investigations, compliance & forensic accounting...

  • Forensic Accounting

    4 days ago

    London, United Kingdom Forensic Risk Alliance Full time

    FRA is currently seeking a Director with expertise in the disputes space to join our team. In this role, you will play a pivotal part in expanding and strengthening our litigation team, while also actively contributing to the generation of new business opportunities. Becoming a testifying expert in your own right and building and maintaining a professional...

  • Compliance Monitoring Manager

    1 month ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...

  • Associate Managing Director, Forensic

    4 weeks ago

    London, United Kingdom Kroll Full time

    Our professionals balance analytical skills, deep market insight and independence to deliver solid, defensible analysis and practical advice to our clients. As an organization, we value the diverse backgrounds and perspectives that enable us to think globally. We create transparency in an opaque world, and we encourage our people to do the same. That means...

  • Compliance Manager/Senior Manager

    1 month ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...

  • Compliance Associate

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: The following information aims to provide potential candidates with a better understanding of the requirements for this role.Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and...

  • Compliance Associate

    1 day ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: The following information aims to provide potential candidates with a better understanding of the requirements for this role.Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and...

  • Compliance Associate

    2 days ago

    London, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing...

  • Compliance Associate

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence,...

  • Compliance Officer

    2 days ago

    London, United Kingdom Compliance Professionals Full time

    Financial Crime - The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client screening, risk assessments, policies and procedures. They will be heavily involved in the delivery of the...

  • Compliance Officer

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client screening, risk assessments, policies and procedures. They will be heavily involved in the delivery of the...