Client Asset Segregation Sourcebook

1 week ago

Glasgow, Glasgow City, United Kingdom Barclays UK Full time
Join us at Barclays as a Client Asset Segregation Sourcebook (CASS) Operations Specialist. The role is within the European Regulatory Operations team. The team is responsible for the Client Asset Segregation Sourcebook (CASS) oversight of Operational activity within Global Market Operations to ensure the firm meets its client and regulatory obligations to protect assets belonging to clients of the Investment Bank. The role will include the validation and first level review of the Global Market Operations (GMO) daily Client Money and Stock Shortfall calculations, as well as operating daily preventative and detective controls to eliminate CASS risk. The team has a wide reach working with Market Operations teams around the globe as well as individual business areas, central risk teams and compliance functions.

To be successful in the role of Client Asset Segregation Sourcebook (CASS) Operations Specialist you should have:
  • Strong awareness of CASS regulations and their practical application.
  • Experience in risk management, particularly in relation to client assets and regulatory compliance.
  • Competent level understanding of 2-3 functional areas of Market Operations (Trade Management; Settlement & Delivery; Asset Servicing; reconciliations etc).
Some other highly valued skills include:
  • Ability to grasp business concepts quickly, proactive approach to solving issues focusing onregulatory impact / compliance
  • Proactive mindset with strong problem-solving abilities.
  • Strong analytical skills with high attention to detail.
  • Ability to work effectively with internal stakeholders across different teams.
  • Experience in financial services or a similar regulatory environment is desirable
  • Proficiency in Excel and other relevant Microsoft Office tools.
You may be assessed on key critical skills relevant for success in role, such as risk and controls, change and transformation, business acumen, strategic thinking and digital and technology, as well as job specific technical skills.

This role will be based out of Glasgow.

Purpose of the role

To support business areas with day-to-day processing, reviewing, reporting, trading and issue resolution.

Accountabilities
  • Support various business areas with day-to-day initiatives including processing, reviewing, reporting, trading, and issue resolution.
  • Collaboration with teams across the bank to align and integrate operational processes.
  • Identification of areas for improvement and providing recommendations in operational processes.
  • Development and implementation of operational procedures and controls to mitigate risks and maintain operational efficiency.
  • Development of reports and presentations on operational performance and communicate findings to internal senior stakeholders.
  • Identification of industry trends and developments to implement best practice in banking operations.
  • Participation in projects and initiatives to improve operational efficiency and effectiveness.
Analyst Expectations
  • To perform prescribed activities in a timely manner and to a high standard consistently driving continuous improvement.
  • Requires in-depth technical knowledge and experience in their assigned area of expertise
  • Thorough understanding of the underlying principles and concepts within the area of expertise
  • They lead and supervise a team, guiding and supporting professional development, allocating work requirements and coordinating team resources.
  • If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L - Listen and be authentic, E - Energise and inspire, A - Align across the enterprise, D - Develop others.
  • OR for an individual contributor, they develop technical expertise in work area, acting as an advisor where appropriate.
  • Will have an impact on the work of related teams within the area.
  • Partner with other functions and business areas.
  • Takes responsibility for end results of a team's operational processing and activities.
  • Escalate breaches of policies / procedure appropriately.
  • Take responsibility for embedding new policies/ procedures adopted due to risk mitigation.
  • Advise and influence decision making within own area of expertise.
  • Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to. Deliver your workand areas of responsibility in line with relevant rules, regulation and codes of conduct.
  • Maintain and continually build an understanding of how own sub-function integrates with function, alongside knowledge of the organisations products, services and processes within the function.
  • Demonstrate understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function.
  • Make evaluative judgements based on the analysis of factual information, paying attention to detail.
  • Resolve problems by identifying and selecting solutions through the application of acquired technical experience and will be guided by precedents.
  • Guide and persuade team members and communicate complex / sensitive information.
  • Act as contact point for stakeholders outside of the immediate function, while building a network of contacts outside team and external to the organisation.
All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship - our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset - to Empower, Challenge and Drive - the operating manual for how we behave.

  • Asset Management Planner

    18 hours ago

    Glasgow, Glasgow City, United Kingdom AtkinsRéalis Full time

    Job DescriptionWe are thrilled to offer an exciting opportunity to join our Infrastructure Asset & Information Management practice in Scotland. We are looking for passionate individuals at a junior grade level, to fill the role of Asset Investment Planner. Experience in managing infrastructure assets is essential. Initially, these roles will focus on Defence...

  • Learning & Development Business Partner

    2 weeks ago

    Glasgow, Glasgow City, United Kingdom Core-Asset Consulting Full time

    Social network you want to login/join with:Learning & Development Business Partner, GlasgowLocation: Glasgow, United KingdomJob Category:BankingEU work permit required:YesJob Reference:15725_1736329617Job Views:25Posted:08.01.2025Expiry Date:22.02.2025Job Description:Our client, a successful financial services company, is looking for a Learning & Development...

  • Learning & Development Business Partner

    2 weeks ago

    Glasgow, Glasgow City, United Kingdom Core-Asset Consulting Full time

    Social network you want to login/join with:Learning & Development Business Partner, GlasgowLocation: Glasgow, United KingdomJob Category:BankingEU work permit required:YesJob Reference:15725_1736329617Job Views:25Posted:08.01.2025Expiry Date:22.02.2025Job Description:Our client, a successful financial services company, is looking for a Learning & Development...

  • Asset Management Associate Director

    5 days ago

    Glasgow, Glasgow City, United Kingdom AtkinsRéalis Full time

    Job DescriptionWe are seeking to recruit experienced individuals to join our infrastructure Asset & Information Management team in Scotland. As a leading infrastructure consultancy, we strive to incorporate innovation and best practices into every aspect of the asset management life cycle. We are specifically looking for exceptional individuals who excel in...

  • Asset Management Associate Director

    18 hours ago

    Glasgow, Glasgow City, United Kingdom AtkinsRéalis Full time

    Job DescriptionWe are seeking to recruit experienced individuals to join our infrastructure Asset & Information Management team in Scotland. As a leading infrastructure consultancy, we strive to incorporate innovation and best practices into every aspect of the asset management life cycle. We are specifically looking for exceptional individuals who excel in...

  • Private Client Solicitor – Fife

    3 days ago

    Glasgow, Glasgow City, United Kingdom Frasia Wright Associates Full time

    Our client, a successful Scottish law firm, is currently recruiting for a Solicitor to join its leading Private Client team. The firm is flexible on location, and the successful candidate can be based in any of the following offices: Fife, St Andrews, Cupar, Anstruther or Dundee. The role will involve inheritance tax planning, asset protection and...

  • Audit Senior Manager – Asset Management

    21 hours ago

    Glasgow, Glasgow City, United Kingdom CK Search Global Full time

    With over specialists in financial services, our clients FS team are essential, not just to the firm, but to the whole economy. By providing quality assurance to their clients, across the financial services industry, they help to ensure the continuing stability and authenticity of the financial markets. From small start-ups to large international...

  • Private Client Solicitor – Dundee

    3 days ago

    Glasgow, Glasgow City, United Kingdom Frasia Wright Associates Full time

    This dynamic law firm is currently recruiting a Solicitor to join its growing Private Client team in Dundee. The team is well established and are leaders in their sector. You will advise on a wide range of private client matters including: Wills, Executries and Power of Attorney Trusts & Tax Asset protection & Estate planning Family Business &...

  • Senior Private Client

    22 hours ago

    Glasgow, Glasgow City, United Kingdom Frasia Wright Associates Full time

    A leading Scottish Law Firm is currently seeking a senior-level Lawyer with 5+ years of experience to join its Private Wealth & Tax Team in Aberdeen. The firm is known for its inclusive and collaborative culture, with a strong reputation for high-quality client service. The role offers opportunities to work with a top-ranked team, handling complex estates...

  • Private Client Solicitor

    2 weeks ago

    Glasgow, Glasgow City, United Kingdom Venari Legal Full time

    Private Client Solicitor2+PQEGlasgowVenari Legal are delighted to be recruiting for one of Scotland's top law firms who are looking to add an experienced Private Client Solicitor to their successful team based in Glasgow. This role is ideal for a professional looking to advance their career in a supportive, forward-thinking firm. You have the chance to take...

  • Digital/IP Lawyer

    17 hours ago

    Glasgow, Glasgow City, United Kingdom Core-Asset Consulting Ltd Full time

    Job Description:Are you an English and/or Scots law qualified lawyer seeking your next career opportunity? Our global financial services client is seeking a Lawyer to join the team on a permanent basis. In this role, you will provide effective and timely legal advice, transaction assistance, and project work, looking at contract negotiations and advising on...

  • Global Relationship Manager, Global Client Division, Managing Director

    17 hours ago

    Glasgow, Glasgow City, United Kingdom State Street Full time

    Job DescriptionOur purpose is to help create better outcomes for the world's investors and the people they serve. Whether we are helping investment companies operate more effectively, providing valuable market insights, launching investment products or acting sustainably, we are focused on cultivating long-term, collaborative partnerships. We keep our...

  • Senior Estates Surveyor

    22 hours ago

    Glasgow, Glasgow City, United Kingdom ASA Recruitment Full time

    Description Are you an experienced Surveyor who is looking for a fresh challenge? Our client based in Glasgow is looking for a Senior Surveyor to join their Property and Technical Team in an initial 3-month contract. The role will involve leading and mentoring the team, handling property valuations and maximise portfolio value through effective rent...

  • Associate/Senior Associate, Commercial Real Estate – Glasgow/Edinburgh

    3 days ago

    Glasgow, Glasgow City, United Kingdom Frasia Wright Associates Full time

    Our client, a well-established Scottish law firm, is currently recruiting an Associate or Senior Associate to join its Commercial Real Estate team in Glasgow and Edinburgh, with the option for hybrid working. This position involves transactional work across telecoms and commercial asset management, areas experiencing rapid growth. The successful candidate...

  • Technical Director

    2 weeks ago

    Glasgow, Glasgow City, United Kingdom Chronos Energy Full time

    Our client are an energy infrastructure developer and asset owner who are part of a large European energy company. The company are developing large scale Heat Networks as well as managing and improving large energy infrastructure assets.We are looking for a Technical Director who will play a pivotal role in defining, shaping, and optimising the technical...

  • Procurement Manager

    4 days ago

    Glasgow, Glasgow City, United Kingdom Estama Full time

    Get AI-powered advice on this job and more exclusive features.Director & Head of Property Management - EstamaCompany DescriptionEstama is an employee-owned business and a leading commercial asset & property manager in the UK. The company offers authentic, trusted, and actionable solutions across all asset classes including shopping centers, retail and...

  • Graduate Building Surveyor

    2 weeks ago

    Glasgow, Glasgow City, United Kingdom Morgan Philips Group Full time

    Graduate Building SurveyorMy client is a prominent public sector organisation who manage a billion-pound commercial portfolio which includes over 1800 assets in retail, office, industrial and mixed used properties. They have an incredible opportunity for a Graduate Building Surveyor to join the team.As a Graduate Building Surveyor, you will support the...

  • Graduate Building Surveyor

    2 days ago

    Glasgow, Glasgow City, United Kingdom Morgan Philips Group Full time

    Graduate Building SurveyorMy client is a prominent public sector organisation who manage a billion-pound commercial portfolio which includes over 1800 assets in retail, office, industrial and mixed used properties. They have an incredible opportunity for a Graduate Building Surveyor to join the team.As a Graduate Building Surveyor, you will support the...

  • Building Surveyor MRICS

    3 days ago

    Glasgow, Glasgow City, United Kingdom hays-gcj-v4-pd-online Full time

    Your newpany Hays is working with a leading public sector organisation to recruit a MRICS Building Surveyor to join their expanding team. You will be joining an organisation that manages the 1800 unit strong property portfolio on behalf of Glasgow City Council. They have secured significant funding to manage, develop and dispose of their portfolio of assets....

  • Client Account and Standard Settlement Instructions Data Core Transformation Lead

    4 days ago

    Glasgow, Glasgow City, United Kingdom Barclays UK Full time

    Join us at Barclays as a Client Account and Standard Settlement Instructions Data Core Transformation Lead. In this role you willcollaborate with Operations and Technology partners in delivering and executing on business requirements to fulfil agreed business outcomes for a number of strategic programs across the bank.You will be responsible for creating new...