Compliance Monitoring Associate

6 days ago

London, United Kingdom Trading212 Full time

Our mission is to enable everyone to build wealthWe reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success.Over the past few years our client base has grown 20 times to over 2 million and client assets have grown over 50 times to over 4 billion.What youll doUndertake regular compliance monitoring in accordance with the annual Compliance Monitoring PlanIdentify any gaps or weaknesses in the plan and propose remedial actionsDay to day management of the plan ensuring tests are completed on time and that progress is made against the overall planAssist with scoping implementing and managing second line testing to ensure alignment with regulatory requirements and business processReport and discuss all findings with appropriate management and following up to ensure remediationDocument the findings recommended actions and management responses together with agreed timescales and action ownersFollow-up managements implementation of agreed compliance actions and report all outstanding actions to the Senior Compliance Manager and where relevant the Head of ComplianceTrack business unit actions to mitigate risk and support continuous improvement across the businessSupport the wider compliance team with ad hoc tasks as requiredWhat you need to have2 3 years compliance monitoring experience within financial service.Broad understanding of the FCA rules and regulationsGood interpersonal skills - able to interact with people at all levels both face to face on the telephone and in writingAbility to work on multiple projects simultaneously and responding to immediate incidentsAbility to assimilate complex details quickly and present clearly to the business or in a reportStrong report writing skills as well as attention to detail and accuracyA calm and methodical approach to troubleshooting issues in a pressured environmentService-orientated/ self-starter attitudeWhat we offerChallenges that will help you grow and realise your potential really fastOpportunity to make a big impact - you will build innovative services used by millions of investors to build wealthWork with smart spirited helpful high-performing colleagues with a common goalAn environment where nothing is set in stoneAppreciation for your talent and ideasGenerous remuneration package including annual bonusesAre you ready to accelerate your career with us Wed love to hear from youWe thank all applicants but only candidates selected for an interview will be contacted.All personal data of applicants is protected by the law and will be treated with strict confidentiality.Required Experience:IC Key Skills Abinitio,Apprentice,Dermatology,Cost Estimation,Data Networking,Liaison Employment Type : Full-Time Experience: years Vacancy: 1

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