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Regulatory Assurance Analyst

1 month ago

London, United Kingdom Macquarie Group Full time
Our EMEA Regulatory Assurance team plays a pivotal role in safeguarding our organisation's integrity and compliance with regulatory standards. We conduct thorough risk-based reviews across various sectors of our business to ensure that controls are effectively designed and operational, mitigating regulatory risks and upholding our commitment to regulatory excellence.

At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You'll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.

What role will you play?

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As a Regulatory Compliance Assurance Analyst, you will engage in comprehensive regulatory assurance reviews, encompassing planning, scoping, executing, documenting, and reporting phases. Your role is crucial in communicating review outcomes to the business and managing stakeholder relationships effectively. You will contribute to our continuous efforts in identifying and addressing thematic risk issues, regulatory changes, and areas of concern across trading desks, business functions, and geographic locations, including global collaboration with other regional Regulatory Assurance Teams.

What you offer

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  • An analytical and investigative mindset, with the ability to identify and resolve discrepancies or areas of concern
  • Strong verbal and written communication skills, essential for developing relationships across various stakeholder groups, including advisory compliance staff and business units
  • A proven ability to adhere to strict deadlines while maintaining accuracy and quality in work, coupled with effective multitasking and prioritisation skills
  • Strong IT and analytical capabilities, ideally with a background in audit, monitoring, or assurance roles within the financial services industry
  • A commitment to upholding high standards of compliance and integrity, with a readiness to contribute to a global team and advance your career within a dynamic and supportive environment.


We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

About the Risk Management Group

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In our Risk Management Group, you will be part of an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie's material risks. Our divisions include Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Prudential Risk, and Risk Management Group Central.

Benefits

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Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include:
  • Hybrid and flexible working arrangements
  • One wellbeing leave day per year and minimum 25 days of annual leave
  • Primary carers are eligible for minimum 20 weeks paid leave and minimum 6 weeks for secondary carer
  • Paid volunteer leave and donation matching
  • Range of benefits to support your physical, psychological and financial wellbeing
  • Employee Assistance Program, a robust behavioral health network with counseling and coaching services
  • Recognition and service awards


Our commitment to diversity, equity and inclusion

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We are committed to providing a working environment that embraces diversity, equity and inclusion. As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including color and ethnic or national origins), religion or belief.